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Uber COO vests 10,166 shares, withholds for tax

Uber’s president and COO reported RSU vesting into common shares with a portion withheld to cover tax obligations.

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Form Type
4

Rhea-AI Filing Summary

For Uber Technologies, Inc (UBER), President and Chief Operating Officer Andrew Macdonald reported the vesting and conversion of 10,166 Restricted Stock Units into an equal number of common shares on September 16, 2026. In connection with this vesting, 5,683 common shares were delivered or withheld to satisfy tax liability at a price of $70.97 per share. No Rule 10b5-1 trading plan is indicated for these transactions.

Positive

  • None.

Negative

  • None.
Insider Macdonald Andrew
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 1,133 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 2,472 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 2,519 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 4,042 $0.00 $0.00
Exercise Common Stock F1 1,133 -- --
Exercise Common Stock F1 2,472 -- --
Exercise Common Stock F1 2,519 -- --
Exercise Common Stock F1 4,042 -- --
Tax Withholding Common Stock F2 634 $70.97 $45K
Tax Withholding Common Stock F2 1,382 $70.97 $98K
Tax Withholding Common Stock F2 1,408 $70.97 $100K
Tax Withholding Common Stock F2 2,259 $70.97 $160K
Holdings After Transaction: Restricted Stock Units — 191,359 contracts (Direct); Common Stock — 430,803 shares (Direct)
Footnotes (6)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
  3. F3. The reporting person was granted 54,377 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  4. F4. The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  5. F5. The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  6. F6. The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSUs exercised/converted 10,166 shares Total Restricted Stock Units converting into common stock on September 16, 2026
Shares for tax liability 5,683 shares Common shares delivered or withheld to satisfy tax liability upon RSU vesting
Tax withholding reference price $70.97 per share Price used for shares delivered or withheld for tax liability on September 16, 2026
Derivative exercises (count) 4 transactions Number of RSU exercise/conversion transactions reported with code M
Tax-withholding dispositions (count) 4 transactions Number of common stock dispositions reported with code F for tax liability
Officer title President and Chief Operating Officer Role of reporting person at Uber Technologies, Inc.
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs"
vest financial
"1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transactions did Uber (UBER) executive Andrew Macdonald report on this Form 4?

He reported the vesting and conversion of 10,166 RSUs into common stock on September 16, 2026, with related share dispositions to cover tax liability. The RSUs convert into common stock on a one-for-one basis.

How many Uber (UBER) RSUs vested and converted for Andrew Macdonald?

A total of 10,166 Restricted Stock Units vested and converted into 10,166 shares of Uber common stock on September 16, 2026, based on a one-for-one RSU-to-share conversion described in the filing.

How many Uber (UBER) shares were used to cover Andrew Macdonald’s tax liability?

The filing reports that 5,683 shares of Uber common stock were delivered or withheld to satisfy tax liability upon the RSU vesting, at a reported value of $70.97 per share.

Were Andrew Macdonald’s Uber (UBER) transactions under a Rule 10b5-1 trading plan?

No. The filing shows the Rule 10b5-1 checkbox as not selected, and there is no footnote stating that these transactions were made pursuant to a Rule 10b5-1 trading plan.

What types of securities are involved in Andrew Macdonald’s Uber (UBER) Form 4?

The transactions involve Restricted Stock Units that convert into Uber common stock on a one-for-one basis and the resulting common stock shares, some of which were withheld to satisfy tax obligations.

What role does Andrew Macdonald hold at Uber (UBER) in this Form 4?

Andrew Macdonald is identified as President and Chief Operating Officer of Uber Technologies, Inc. in the remarks section of the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Macdonald Andrew

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/16/2026M1,133A(1)427,453D
Common Stock09/16/2026M2,472A(1)429,925D
Common Stock09/16/2026M2,519A(1)432,444D
Common Stock09/16/2026M4,042A(1)436,486D
Common Stock09/16/2026F(2)634D$70.97435,852D
Common Stock09/16/2026F(2)1,382D$70.97434,470D
Common Stock09/16/2026F(2)1,408D$70.97433,062D
Common Stock09/16/2026F(2)2,259D$70.97430,803D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/16/2026M1,133 (3) (3)Common Stock1,133$0.0047,580D
Restricted Stock Units(1)09/16/2026M2,472 (4) (4)Common Stock2,472$0.0074,169D
Restricted Stock Units(1)09/16/2026M2,519 (5) (5)Common Stock2,519$0.0045,357D
Restricted Stock Units(1)09/16/2026M4,042 (6) (6)Common Stock4,042$0.0024,253D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
3. The reporting person was granted 54,377 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
President and Chief Operating Officer
/s/ Carolyn Mo by Power of Attorney for Andrew Macdonald09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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