Uber insider Tony West vests 7,196 stock units
Uber’s chief legal officer reported RSU vesting into common stock, with a portion of shares withheld at $70.97 to cover taxes rather than sold on the open market.
Rhea-AI Filing Summary
Uber Technologies, Inc (UBER) reported that Chief Legal Officer and Corporate Secretary Tony West had several tranches of restricted stock units (RSUs) vest and convert into common stock on September 16, 2026. A total of 7,196 RSUs were exercised into an equal number of common shares, and 3,570 shares of common stock were disposed of at $70.97 per share to satisfy tax liabilities upon vesting. The remaining shares from these RSU vestings were retained as common stock. The filing indicates no Rule 10b5-1 plan for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
7,196 shares exercised/converted
Exercise
12 txns
Insider
West Tony
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 1,511 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F4 | 1,282 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F5 | 1,493 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F6 | 2,910 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 1,511 | -- | -- |
| Exercise | Common Stock F1 | 1,282 | -- | -- |
| Exercise | Common Stock F1 | 1,493 | -- | -- |
| Exercise | Common Stock F1 | 2,910 | -- | -- |
| Tax Withholding | Common Stock F2 | 750 | $70.97 | $53K |
| Tax Withholding | Common Stock F2 | 636 | $70.97 | $45K |
| Tax Withholding | Common Stock F2 | 741 | $70.97 | $53K |
| Tax Withholding | Common Stock F2 | 1,443 | $70.97 | $102K |
Holdings After Transaction:
Restricted Stock Units — 146,238 contracts (Direct);
Common Stock — 258,498 shares (Direct)
Footnotes (6)
- F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
- F3. The reporting person was granted 72,503 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Key Figures
RSUs exercised into common stock: 7,196 shares
Shares withheld for tax liability: 3,570 shares
Tax-withholding price: $70.97 per share
+4 more
7 metrics
RSUs exercised into common stock
7,196 shares
Total derivative exercises (code M) reported for September 16, 2026
Shares withheld for tax liability
3,570 shares
Total common shares in code F tax-withholding dispositions on September 16, 2026
Tax-withholding price
$70.97 per share
Per-share price reported for all code F common stock dispositions
RSU grant size (2026 grant)
72,503 RSUs
Grant to Tony West on March 2, 2026 with 1/48 monthly vesting
RSU grant size (2025 grant)
61,533 RSUs
Grant to Tony West on March 3, 2025 with 1/48 monthly vesting
RSU grant size (2024 grant)
71,674 RSUs
Grant to Tony West on March 1, 2024 with 1/48 monthly vesting
RSU grant size (2023 grant)
139,697 RSUs
Grant to Tony West on March 1, 2023 with 1/48 monthly vesting
Key Terms
Restricted Stock Units, RSUs, tax liability, vesting schedule, +1 more
5 terms
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"The reporting person was granted 72,503 RSUs on March 2, 2026."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026."
vesting schedule financial
"The vesting schedule is as follows: 1/48 of the total RSUs vested"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
Rule 10b5-1 regulatory
"The Rule 10b5-1 trading plan checkbox is not affirmed for these transactions."
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did UBER’s Tony West report in this Form 4 filing?
Tony West reported the vesting and conversion of 7,196 RSUs of Uber into common stock on September 16, 2026, along with related share dispositions used to cover tax liabilities.
How many Uber RSUs vested for Tony West on September 16, 2026?
On September 16, 2026, RSU exercises totaling 7,196 units were reported, each RSU converting into one share of Uber common stock on a one-for-one basis.
What price was used for Tony West’s UBER tax-withholding transactions?
For the tax-withholding transactions, the Form 4 reports a price of $70.97 per share for a total of 3,570 common shares delivered or withheld to cover the tax liability on RSU vesting.
Were Tony West’s UBER transactions under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as affirmed, so these RSU vesting and related tax-withholding transactions are reported as not made under a Rule 10b5-1 trading plan.
What RSU grants to Tony West does UBER disclose in this filing?
Uber discloses RSU grants to Tony West of 72,503 RSUs (granted March 2, 2026), 61,533 RSUs (March 3, 2025), 71,674 RSUs (March 1, 2024), and 139,697 RSUs (March 1, 2023), each vesting 1/48 monthly after an initial vesting date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
