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Uber exec Hazelbaker vests 9,161 stock units

Uber’s President and Chief Corporate Affairs Officer reported RSU vesting, tax-share withholding, and updated indirect trust holdings.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc (UBER) reported that President and Chief Corporate Affairs Officer Jill Hazelbaker had multiple restricted stock unit (RSU) tranches vest on September 16, 2026, converting into a total of 9,161 shares of common stock at a one-for-one rate. Of these, 4,627 shares of common stock were delivered or withheld to satisfy tax liabilities at $70.97 per share. An additional 11,974 shares of common stock are reported as held indirectly through the Franks 2021 Irrevocable Trust for members of her immediate family, and no Rule 10b5-1 trading plan is reported.

Positive

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Insider Hazelbaker Jill
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F4 352 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 1,416 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 1,888 $0.00 $0.00
Exercise Restricted Stock Units F1, F7 1,465 $0.00 $0.00
Exercise Restricted Stock Units F1, F8 1,493 $0.00 $0.00
Exercise Restricted Stock Units F1, F9 2,547 $0.00 $0.00
Exercise Common Stock F1 352 -- --
Exercise Common Stock F1 1,416 -- --
Exercise Common Stock F1 1,888 -- --
Exercise Common Stock F1 1,465 -- --
Exercise Common Stock F1 1,493 -- --
Exercise Common Stock F1 2,547 -- --
Tax Withholding Common Stock F2 177 $70.97 $13K
Tax Withholding Common Stock F2 710 $70.97 $50K
Tax Withholding Common Stock F2 946 $70.97 $67K
Tax Withholding Common Stock F2 734 $70.97 $52K
Tax Withholding Common Stock F2 748 $70.97 $53K
Tax Withholding Common Stock F2 1,312 $70.97 $93K
holding Common Stock F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 240,334 contracts (Direct); Common Stock — 154,059 shares (Direct); Common Stock — 11,974 shares (Indirect, Trust)
Footnotes (9)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
  3. F3. Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
  4. F4. The reporting person was granted 16,855 RSUs on May 11, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on June 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  5. F5. The reporting person was granted 67,971 RSUs on March 18, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  6. F6. The reporting person was granted 90,628 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  7. F7. The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  8. F8. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  9. F9. The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSUs converted to common stock 9,161 shares Total RSUs converting into Uber common stock on September 16, 2026
Shares withheld for tax liability 4,627 shares Common shares delivered or withheld to satisfy tax liability on September 16, 2026
Tax withholding price $70.97 per share Price used for common shares withheld for taxes
Indirect trust holdings after transactions 11,974 shares Common stock held indirectly by the Franks 2021 Irrevocable Trust
RSU grant size (May 11, 2026) 16,855 RSUs Grant to Jill Hazelbaker vesting 1/48 monthly starting June 16, 2026
RSU grant size (March 18, 2026) 67,971 RSUs Grant vesting 1/48 monthly starting April 16, 2026
RSU grant size (March 1, 2023) 122,235 RSUs Grant vesting 1/48 monthly starting April 16, 2023
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026"
Irrevocable Trust financial
"Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries"
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UBER’s Jill Hazelbaker report in this Form 4?

She reported RSU vesting on September 16, 2026 that converted into 9,161 shares of Uber common stock, with a portion of those shares delivered or withheld to cover tax liabilities and updated indirect holdings through a family trust.

How many UBER RSUs did Jill Hazelbaker have convert into common stock?

On September 16, 2026, RSUs converted into a total of 9,161 shares of Uber common stock, reflecting multiple RSU grants that vest monthly on a one-for-one basis into cash or stock at Uber’s election.

How many UBER shares were withheld for Jill Hazelbaker’s taxes and at what price?

A total of 4,627 shares of Uber common stock were delivered or withheld to satisfy tax liability upon RSU vesting on September 16, 2026, at a reported price of $70.97 per share.

Does Jill Hazelbaker have UBER shares held through a trust?

Yes. The filing reports 11,974 shares of Uber common stock held indirectly by the Franks 2021 Irrevocable Trust, whose beneficiaries are members of Ms. Hazelbaker’s immediate family.

Were Jill Hazelbaker’s UBER transactions under a Rule 10b5-1 plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan is reported for these RSU vesting and tax-withholding transactions.

What RSU grant schedules are associated with these UBER transactions?

The RSUs come from grants of 16,855, 67,971, 90,628, 70,323, 71,674, and 122,235 RSUs, each vesting at 1/48 per month after an initial vesting date, payable in cash or common stock at Uber’s election.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hazelbaker Jill

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/16/2026M352A(1)149,877D
Common Stock09/16/2026M1,416A(1)151,293D
Common Stock09/16/2026M1,888A(1)153,181D
Common Stock09/16/2026M1,465A(1)154,646D
Common Stock09/16/2026M1,493A(1)156,139D
Common Stock09/16/2026M2,547A(1)158,686D
Common Stock09/16/2026F(2)177D$70.97158,509D
Common Stock09/16/2026F(2)710D$70.97157,799D
Common Stock09/16/2026F(2)946D$70.97156,853D
Common Stock09/16/2026F(2)734D$70.97156,119D
Common Stock09/16/2026F(2)748D$70.97155,371D
Common Stock09/16/2026F(2)1,312D$70.97154,059D
Common Stock11,974ITrust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/16/2026M352 (4) (4)Common Stock352$0.0015,450D
Restricted Stock Units(1)09/16/2026M1,416 (5) (5)Common Stock1,416$0.0059,475D
Restricted Stock Units(1)09/16/2026M1,888 (6) (6)Common Stock1,888$0.0079,300D
Restricted Stock Units(1)09/16/2026M1,465 (7) (7)Common Stock1,465$0.0043,952D
Restricted Stock Units(1)09/16/2026M1,493 (8) (8)Common Stock1,493$0.0026,878D
Restricted Stock Units(1)09/16/2026M2,547 (9) (9)Common Stock2,547$0.0015,279D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
3. Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
4. The reporting person was granted 16,855 RSUs on May 11, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on June 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 67,971 RSUs on March 18, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 90,628 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
8. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
9. The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
President and Chief Corporate Affairs Officer
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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