Uber CFO converts 4,393 RSUs, withholds shares
Uber’s CFO converted RSUs into 4,393 common shares, with 2,246 shares withheld to cover tax liabilities tied to the vesting.
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Form Type
4
Rhea-AI Filing Summary
Uber Technologies, Inc (UBER) reported that Chief Financial Officer Balaji Krishnamurthy effected multiple RSU-to-common-stock conversions on September 16, 2026. A total of 4,393 restricted stock units converted into an equal number of common shares, consistent with the one-for-one RSU conversion terms.
On the same date, 2,246 common shares were withheld or delivered to satisfy tax liabilities associated with these RSU vestings at a price of $70.97 per share. No open-market purchases or sales are reported, and no Rule 10b5-1 trading plan is indicated.
Insider Trade Summary
4,393 shares exercised/converted
Exercise
18 txns
Insider
Krishnamurthy Balaji (A)
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F3 | 567 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F4 | 885 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F5 | 687 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F6 | 490 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F7 | 1,158 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F8 | 606 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 567 | -- | -- |
| Exercise | Common Stock F1 | 885 | -- | -- |
| Exercise | Common Stock F1 | 687 | -- | -- |
| Exercise | Common Stock F1 | 490 | -- | -- |
| Exercise | Common Stock F1 | 1,158 | -- | -- |
| Exercise | Common Stock F1 | 606 | -- | -- |
| Tax Withholding | Common Stock F2 | 282 | $70.97 | $20K |
| Tax Withholding | Common Stock F2 | 439 | $70.97 | $31K |
| Tax Withholding | Common Stock F2 | 341 | $70.97 | $24K |
| Tax Withholding | Common Stock F2 | 245 | $70.97 | $17K |
| Tax Withholding | Common Stock F2 | 608 | $70.97 | $43K |
| Tax Withholding | Common Stock F2 | 331 | $70.97 | $23K |
Holdings After Transaction:
Restricted Stock Units — 148,700 contracts (Direct);
Common Stock — 43,552 shares (Direct)
Holdings Before and After:
Restricted Stock Units, 153,093 to 148,700 contracts (Direct);
Common Stock, 41,405 to 43,552 shares (Direct)
Footnotes (8)
- F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2. Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
- F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Key Figures
RSUs converted: 4,393 units
Shares withheld for taxes: 2,246 shares
Tax withholding price: $70.97 per share
+3 more
6 metrics
RSUs converted
4,393 units
Total restricted stock units converting into common stock on September 16, 2026
Shares withheld for taxes
2,246 shares
Common shares delivered or withheld to satisfy tax liability on September 16, 2026
Tax withholding price
$70.97 per share
Price used for common shares withheld for tax liability (code F) on September 16, 2026
RSU grant March 2, 2026
67,971 RSUs
Grant to the reporting person with a stepped monthly vesting schedule beginning April 16, 2026
RSU grant March 2, 2026 (second grant)
42,482 RSUs
Grant vesting 1/48 initially on April 16, 2026 and 1/48 monthly thereafter
RSU grant March 3, 2025
32,965 RSUs
Grant vesting 1/48 on April 16, 2025 and 1/48 monthly thereafter
Key Terms
Restricted Stock Units, vesting schedule, tax liability, one-for-one basis
4 terms
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting schedule financial
"The vesting schedule is as follows: 1/120th of the total RSUs vest each month"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026"
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did UBER’s CFO report on this Form 4 dated September 16, 2026?
The CFO, Balaji Krishnamurthy, reported RSU conversions into 4,393 common shares of Uber Technologies, Inc and related share withholding for taxes tied to those vestings.
How many Uber (UBER) RSUs vested and converted in this Form 4?
In total, 4,393 restricted stock units converted into 4,393 shares of common stock of Uber Technologies, Inc, reflecting the one-for-one RSU conversion ratio disclosed.
Were any open-market purchases or sales of UBER stock disclosed?
No. The transactions involve RSU conversions (code M) and share withholding for tax liabilities (code F). The data do not show any open-market purchases or sales of Uber common stock.
Is there a Rule 10b5-1 trading plan associated with these UBER transactions?
No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes do not describe a trading plan. The transactions are reported without reference to a Rule 10b5-1 plan.
What RSU grant schedules are relevant to the UBER CFO’s Form 4?
Footnotes describe several RSU grants, including 67,971 RSUs granted March 2, 2026 with a multi-stage monthly vesting schedule, and other grants from 2023–2026 that vest in monthly installments and are payable in cash or stock at Uber’s election.
AI-generated analysis. How Rhea-AI works. Not financial advice.
