Uber director John A. Thain converts 350 stock units

All 350 RSUs were 100% vested on October 10, 2026, the date of grant.

Rhea-AI Filing Summary

Uber Technologies, Inc. director John A. Thain converted 350 restricted stock units into 350 common shares on October 16, 2026. The RSUs had been granted October 10, 2026, under the RSU Conversion and Deferral Program for Directors and became payable on October 16, 2026, in cash or common stock at the issuer’s election. After the transaction, Thain reported 187,575 directly held common shares.

Insider Trade Summary

350 shares exercised/converted

Exercise 2 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2	350	$0.00	$0.00
Exercise	Common Stock F1	350	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 187,575 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 350 RSUs on October 10, 2026, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2026.

Key Figures

Restricted stock units converted: 350 RSUs Common shares acquired: 350 shares Direct common shares after transaction: 187,575 shares +1 more

4 metrics

Restricted stock units converted 350 RSUs October 16, 2026

Common shares acquired 350 shares October 16, 2026

Direct common shares after transaction 187,575 shares John A. Thain’s reported holdings after the October 16, 2026 transaction

RSUs vested at grant 100% October 10, 2026

Key Terms

Restricted stock units ("RSUs"), one-for-one basis, vested

3 terms

Restricted stock units ("RSUs") financial

"Restricted stock units ("RSUs") convert into common stock"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

one-for-one basis financial

"convert into common stock on a one-for-one basis"

vested financial

"The RSUs were 100% vested as of the date of grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How were John A. Thain’s Uber RSUs settled?

The 350 RSUs became payable on October 16, 2026, in cash or common stock at the issuer’s election. The reported transaction records 350 common shares acquired.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/20/2026 - 08:04 PM EDT Accepted by SEC EDGAR 10/20/2026 - 08:03 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/16/2026		M		350	A	(1)	187,575	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/16/2026		M			350	(2)	(2)	Common Stock	350	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. The reporting person was granted 350 RSUs on October 10, 2026, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2026.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	10/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)