STOCK TITAN

Uber (NYSE: UBER) director receives 338 fully vested RSUs award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

THAIN JOHN A reported acquisition or exercise transactions in this Form 4 filing.

Uber Technologies, Inc. director John A. Thain reported an equity compensation grant rather than an open-market trade. On April 10, 2026 he was granted 338 restricted stock units (RSUs), all of which were 100% vested on the grant date.

Each RSU represents one share of Uber common stock and becomes payable on April 16, 2026, in either cash or common stock on a one-for-one basis at Uber’s election. Following this grant, Thain’s reported holdings from this award total 338 RSUs.

Positive

  • None.

Negative

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Insider THAIN JOHN A
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 338 $0.00 --
Holdings After Transaction: Restricted Stock Units — 338 shares (Direct)
Footnotes (1)
  1. [object Object]
RSUs granted 338 RSUs Grant to director on April 10, 2026
Underlying shares 338 shares Common stock underlying granted RSUs
Grant price per unit $0.0000 per RSU Equity award, no cash paid by director
Settlement date April 16, 2026 RSUs payable in cash or stock at issuer’s election
Holdings after transaction 338 RSUs Total reported from this award following grant
Restricted Stock Units financial
"The reporting person was granted 338 restricted stock units ("RSUs") on April 10, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU Conversion and Deferral Program for Directors financial
"pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors"
100% vested financial
"The RSUs were 100% vested as of the date of grant"
one-for-one basis financial
"become payable in cash or common stock on a one-for-one basis at the election of the Issuer"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THAIN JOHN A

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0004/10/2026A338 (1) (1)Common Stock338$0.00338D
Explanation of Responses:
1. The reporting person was granted 338 restricted stock units ("RSUs") on April 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2026.
Remarks:
/s/ Carolyn Mo by Power of Attorney for John A. Thain04/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Uber (UBER) director John A. Thain report in this Form 4?

John A. Thain reported receiving 338 restricted stock units as director compensation. The RSUs were granted on April 10, 2026, and were fully vested at grant, reflecting a routine equity award rather than an open-market stock purchase or sale.

How many Uber (UBER) restricted stock units did John A. Thain receive?

He received 338 restricted stock units linked to Uber common stock. These RSUs were granted under Uber’s RSU Conversion and Deferral Program for Directors, were 100% vested at the grant date, and correspond to 338 underlying shares on a one-for-one basis.

When do John A. Thain’s Uber (UBER) RSUs become payable?

The 338 RSUs become payable on April 16, 2026. On that date, Uber may choose to settle the award in either cash or common stock, with each RSU corresponding to one share of common stock or its cash equivalent.

Did John A. Thain buy or sell Uber (UBER) stock in the market?

No, the filing shows a grant of 338 restricted stock units as compensation. The transaction code is “A” for an award, and the price per unit is listed as $0.0000, indicating no open-market purchase or sale occurred.

What program governs John A. Thain’s Uber (UBER) RSU grant?

The RSU grant was made under the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. This program provides directors with fully vested RSUs that are later settled in cash or common stock on specified payment dates.