Uber director granted 297 RSUs

Uber Technologies, Inc. director John A. Thain reported receiving 297 restricted stock units (RSUs) on January 10, 2026 under the company’s RSU Conversion and Deferral Program for Directors.

Accepted by SEC EDGAR 01/13/2026 - 06:18 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies, Inc. director John A. Thain reported receiving 297 restricted stock units (RSUs) on January 10, 2026 under the company’s RSU Conversion and Deferral Program for Directors. These RSUs were 100% vested on the grant date and are payable on a one-for-one basis in either cash or common stock, at Uber’s election, on January 16, 2026. Following this grant, Thain beneficially owns 297 derivative securities tied to Uber common stock in direct ownership.

Insider Trade Summary

Grant/Award: 297 shares

Grant/Award 1 txn

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	297	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 297 contracts (Direct)

Holdings Before and After: Restricted Stock Units, 0 to 297 contracts (Direct)

Footnotes (1)

1. F1. The reporting person was granted 297 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

FAQ

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What insider transaction did UBER director John A. Thain report?

Director John A. Thain reported the grant of 297 restricted stock units (RSUs) tied to Uber Technologies, Inc. common stock on January 10, 2026.

How many Uber (UBER) RSUs were granted to John A. Thain and when?

John A. Thain was granted 297 RSUs on January 10, 2026 under the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors.

Are John A. Thain’s newly granted Uber RSUs vested?

Yes. The 297 RSUs granted to John A. Thain were 100% vested as of the grant date of January 10, 2026.

How and when will John A. Thain’s Uber RSUs be settled?

The 297 RSUs become payable on January 16, 2026 in either cash or common stock on a one-for-one basis, at the election of Uber Technologies, Inc.

What is John A. Thain’s beneficial ownership after this Uber RSU grant?

After the reported transaction, John A. Thain beneficially owns 297 derivative securities (RSUs) representing Uber Technologies, Inc. common stock, held in direct ownership.

Was John A. Thain’s Uber RSU transaction a derivative security transaction?

Yes. The filing reports a derivative security transaction in Restricted Stock Units, with 297 RSUs acquired at a price of $0.00 per unit.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CA 94158

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0.00	01/10/2026		A		297		(1)	(1)	Common Stock	297	$0.00	297	D

Explanation of Responses:

1. The reporting person was granted 297 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	01/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.