STOCK TITAN

Uber Insider Filing: Tony West RSUs Vest, Tax Withholding at $92.60

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Tony West, Chief Legal Officer and Corporate Secretary of Uber Technologies, reported multiple vesting events on August 16, 2025. Several tranches of restricted stock units (RSUs) converted into common stock on a one-for-one basis, increasing his direct holdings to a reported 177,738 shares at one point and ending at 173,394 shares after tax-withholding. The Form 4 shows four RSU vesting entries (totaling 8,759 RSUs converted across noted grants) and four withholding entries where shares were retained to satisfy tax liabilities at a price of $92.60 per share. The filing was signed by Carolyn Mo by power of attorney on August 19, 2025.

Positive

  • Scheduled RSU vesting occurred, converting RSUs to common stock and increasing the reporting person's direct holdings.
  • Transparency in reporting: the Form 4 discloses grant vintages, vesting schedules, and tax-withholding amounts and price.

Negative

  • Share withholding to satisfy tax liabilities reduced the net number of shares received from the vesting events.

Insights

TL;DR: Insider RSU vesting increased direct holdings; shares were withheld to cover taxes, modestly reducing net shares.

The filing documents routine equity compensation activity rather than discretionary trading. Multiple RSU vesting events from grants made in 2022–2025 converted into common stock on a one-for-one basis, adding several thousand shares to Tony West's direct holdings. Concurrent withholding at $92.60 per share satisfied tax obligations and lowered the net share count. No open-market purchases or sales were reported. This is a standard post-vesting reporting of executive compensation.

TL;DR: This Form 4 reflects expected compensation vesting and tax withholding, not a change in governance or control.

The Form 4 indicates the reporting person holds director/officer status and received scheduled RSU vesting consistent with grant schedules disclosed in the explanation. The filings reference specific grant vintages and standard monthly vesting schedules. Withholding to satisfy taxes is common and does not indicate intentional market disposition. No indications of leadership change or material governance events are present in this filing.

Insider West Tony
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units 1,282 $0.00 --
Exercise Restricted Stock Units 1,494 $0.00 --
Exercise Restricted Stock Units 2,910 $0.00 --
Exercise Restricted Stock Units 3,073 $0.00 --
Exercise Common Stock 1,282 $0.00 --
Exercise Common Stock 1,494 $0.00 --
Exercise Common Stock 2,910 $0.00 --
Exercise Common Stock 3,073 $0.00 --
Tax Withholding Common Stock 636 $92.60 $59K
Tax Withholding Common Stock 741 $92.60 $69K
Tax Withholding Common Stock 1,443 $92.60 $134K
Tax Withholding Common Stock 1,524 $92.60 $141K
Holdings After Transaction: Restricted Stock Units — 55,123 shares (Direct); Common Stock — 170,261 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2025. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/16/2025 M 1,282 A (1) 170,261 D
Common Stock 08/16/2025 M 1,494 A (1) 171,755 D
Common Stock 08/16/2025 M 2,910 A (1) 174,665 D
Common Stock 08/16/2025 M 3,073 A (1) 177,738 D
Common Stock 08/16/2025 F(2) 636 D $92.6 177,102 D
Common Stock 08/16/2025 F(2) 741 D $92.6 176,361 D
Common Stock 08/16/2025 F(2) 1,443 D $92.6 174,918 D
Common Stock 08/16/2025 F(2) 1,524 D $92.6 173,394 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/16/2025 M 1,282 (3) (3) Common Stock 1,282 $0.00 55,123 D
Restricted Stock Units (1) 08/16/2025 M 1,494 (4) (4) Common Stock 1,494 $0.00 46,289 D
Restricted Stock Units (1) 08/16/2025 M 2,910 (5) (5) Common Stock 2,910 $0.00 55,297 D
Restricted Stock Units (1) 08/16/2025 M 3,073 (6) (6) Common Stock 3,073 $0.00 21,509 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2025.
3. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Tony West report on the Form 4 for UBER?

The Form 4 reports RSU vesting events on 08/16/2025 where multiple restricted stock units converted into common stock and shares were withheld to satisfy taxes.

How many shares did the filing show Tony West beneficially owning after the transactions?

The filing lists several post-transaction amounts; the highest reported direct ownership shown is 177,738 shares and a final reported line shows 173,394 shares after withholding.

At what price were shares withheld for taxes in the Form 4?

Shares withheld to satisfy tax liability were recorded at a price of $92.60 per share.

Which RSU grant vintages are referenced in the filing?

The filing references RSU grants dated March 1, 2022, March 1, 2023, March 1, 2024, and March 3, 2025 with monthly vesting schedules.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Carolyn Mo by power of attorney for Tony West on 08/19/2025.