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Uber director John A. Thain receives 350 stock units

The RSUs become payable on October 16, 2026, in cash or common stock, with the issuer choosing the form on a one-for-one basis.

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Form Type
4

Rhea-AI Filing Summary

John A. Thain, a director of Uber Technologies, Inc. (UBER), received a grant of 350 restricted stock units on October 10, 2026. The RSUs were 100% vested on the grant date; they become payable on October 16, 2026, in cash or common stock on a one-for-one basis, at the issuer’s election. The reported position after the grant was 350 RSUs.

Insider THAIN JOHN A
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 350 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 350 contracts (Direct)
Footnotes (1)
  1. F1. The reporting person was granted 350 restricted stock units ("RSUs") on October 10, 2026, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2026.
RSUs granted 350 restricted stock units Granted to John A. Thain on October 10, 2026
Reported position after grant 350 restricted stock units Position following the grant
Vesting 100% Vested as of the October 10, 2026 grant date
Settlement basis One-for-one RSUs become payable in cash or common stock at the issuer’s election
RSU payment date October 16, 2026 Date the RSUs become payable
restricted stock units financial
"granted 350 restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
100% vested financial
"The RSUs were 100% vested as of the date of grant"
one-for-one basis financial
"payable in cash or common stock on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did UBER director John A. Thain receive?

John A. Thain, a director of Uber Technologies, Inc. (UBER), was granted 350 restricted stock units on October 10, 2026. They were 100% vested on that date.

When and how will John A. Thain’s UBER RSUs be paid?

The RSUs become payable on October 16, 2026, in cash or common stock on a one-for-one basis, with Uber Technologies, Inc. choosing the form of payment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THAIN JOHN A

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0010/10/2026A350 (1) (1)Common Stock350$0.00350D
Explanation of Responses:
1. The reporting person was granted 350 restricted stock units ("RSUs") on October 10, 2026, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2026.
Remarks:
/s/ Carolyn Mo by Power of Attorney for John A. Thain10/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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