Uber director converts 297 RSUs into common stock

Uber Technologies, Inc. director John A. Thain reported a routine equity transaction involving 297 shares of Uber common stock.

Accepted by SEC EDGAR 01/21/2026 - 09:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies, Inc. director John A. Thain reported a routine equity transaction involving 297 shares of Uber common stock. On January 16, 2026, 297 restricted stock units (RSUs) were converted into 297 shares of common stock at an exercise price of $0.00 per share under Uber’s RSU Conversion and Deferral Program for Directors. According to the filing, RSUs convert into common stock on a one-for-one basis. After this transaction, Thain directly beneficially owned 182,447 shares of Uber common stock. The RSUs had been granted on January 10, 2026, were fully vested at grant, and became payable in cash or stock at the issuer’s election on January 16, 2026.

Insider Trade Summary

297 shares exercised/converted

Exercise 2 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	297	$0.00	$0.00
Exercise	Common Stock	297	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 182,447 shares (Direct)

Holdings Before and After: Restricted Stock Units, 297 to 0 contracts (Direct); Common Stock, 182,150 to 182,447 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 297 RSUs on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Uber (UBER) director John A. Thain report?

John A. Thain reported the conversion of 297 restricted stock units into 297 shares of Uber common stock on January 16, 2026 at an exercise price of $0.00 per share.

How many Uber (UBER) shares does John A. Thain own after this Form 4 transaction?

Following the reported transaction, John A. Thain directly beneficially owned 182,447 shares of Uber common stock.

What are the terms of the restricted stock units reported by John A. Thain at Uber (UBER)?

The filing states that the 297 RSUs were granted on January 10, 2026, were 100% vested at grant, and convert into common stock on a one-for-one basis.

When did John A. Thain’s RSUs at Uber (UBER) become payable?

The RSUs became payable on January 16, 2026 in either cash or common stock on a one-for-one basis at the election of Uber.

What program governs the RSUs reported by Uber (UBER) director John A. Thain?

The RSUs were granted under the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors.

Is the Uber (UBER) Form 4 transaction by John A. Thain direct or indirect ownership?

The Form 4 indicates that the 297 RSUs and resulting shares are held directly by John A. Thain.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CA 94158

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/16/2026		M		297	A	(1)	182,447	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/16/2026		M			297	(2)	(2)	Common Stock	297	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. The reporting person was granted 297 RSUs on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	01/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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