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Uber (UBER) CLO Tony West details RSU vesting, tax withholding and sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. executive Tony West, the company’s Chief Legal Officer and Corporate Secretary, reported multiple equity transactions in December 2025. On December 16, 2025, several blocks of previously granted restricted stock units (RSUs) vested and were converted into common stock on a one-for-one basis, adding 1,281, 1,493, 2,911, and 3,073 shares, respectively. On the same date, Uber withheld 636, 741, 1,444, and 1,524 shares at a price of $80.92 per share to cover tax liabilities tied to those vestings. On December 18, 2025, West sold 3,125 shares of Uber common stock at $80.36 per share pursuant to an existing Rule 10b5-1 trading plan adopted on May 27, 2025, leaving him with 175,423 shares of Uber common stock owned directly, along with remaining unvested RSUs.

Positive

  • None.

Negative

  • None.
Insider West Tony
Role See Remarks
Sold 3,125 shs ($251K)
Type Security Shares Price Value
Sale Common Stock 3,125 $80.36 $251K
Exercise Restricted Stock Units 1,281 $0.00 --
Exercise Restricted Stock Units 1,493 $0.00 --
Exercise Restricted Stock Units 2,911 $0.00 --
Exercise Restricted Stock Units 3,073 $0.00 --
Exercise Common Stock 1,281 $0.00 --
Exercise Common Stock 1,493 $0.00 --
Exercise Common Stock 2,911 $0.00 --
Exercise Common Stock 3,073 $0.00 --
Tax Withholding Common Stock 636 $80.92 $51K
Tax Withholding Common Stock 741 $80.92 $60K
Tax Withholding Common Stock 1,444 $80.92 $117K
Tax Withholding Common Stock 1,524 $80.92 $123K
Holdings After Transaction: Common Stock — 175,423 shares (Direct); Restricted Stock Units — 49,996 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony
(Last) (First) (Middle)
1725 3RD STREET
(Street)
SAN FRANCISCO CA 94158
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/16/2025 M 1,281 A (1) 175,416 D
Common Stock 12/16/2025 M 1,493 A (1) 176,909 D
Common Stock 12/16/2025 M 2,911 A (1) 179,820 D
Common Stock 12/16/2025 M 3,073 A (1) 182,893 D
Common Stock 12/16/2025 F(2) 636 D $80.92 182,257 D
Common Stock 12/16/2025 F(2) 741 D $80.92 181,516 D
Common Stock 12/16/2025 F(2) 1,444 D $80.92 180,072 D
Common Stock 12/16/2025 F(2) 1,524 D $80.92 178,548 D
Common Stock 12/18/2025 S(3) 3,125 D $80.36 175,423 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 12/16/2025 M 1,281 (4) (4) Common Stock 1,281 $0.00 49,996 D
Restricted Stock Units (1) 12/16/2025 M 1,493 (5) (5) Common Stock 1,493 $0.00 40,317 D
Restricted Stock Units (1) 12/16/2025 M 2,911 (6) (6) Common Stock 2,911 $0.00 43,655 D
Restricted Stock Units (1) 12/16/2025 M 3,073 (7) (7) Common Stock 3,073 $0.00 9,218 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.
3. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 12/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Uber (UBER) executive Tony West report?

Tony West reported the vesting and conversion of multiple restricted stock unit (RSU) awards into common stock on December 16, 2025, share withholdings to cover related tax liabilities, and an open-market sale of 3,125 Uber shares on December 18, 2025.

How many Uber (UBER) shares did Tony West sell and at what price?

On December 18, 2025, Tony West sold 3,125 shares of Uber Technologies, Inc. common stock at a price of $80.36 per share.

Were Tony West’s Uber (UBER) share sales under a Rule 10b5-1 plan?

Yes. The sale of 3,125 shares on December 18, 2025 was made pursuant to Tony West’s existing Rule 10b5-1 trading plan, which was adopted on May 27, 2025.

How many Uber (UBER) shares does Tony West hold after these transactions?

Following the reported transactions, Tony West beneficially owned 175,423 shares of Uber Technologies, Inc. common stock directly.

What RSU grants are described for Tony West at Uber (UBER)?

The filing describes RSU grants of 61,533 units granted on March 3, 2025, 71,674 units granted on March 1, 2024, 139,697 units granted on March 1, 2023, and 147,492 units granted on March 1, 2022, each vesting 1/48 on the initial April 16 date and 1/48 monthly thereafter.

How were taxes handled on Tony West’s Uber (UBER) RSU vesting?

On December 16, 2025, Uber withheld 636, 741, 1,444, and 1,524 shares of common stock at $80.92 per share to satisfy Tony West’s tax liabilities arising from the vesting of RSUs.