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[Form 4] Uber Technologies, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Uber Technologies, Inc. (UBER) disclosed an insider equity change: director John A. Thain converted restricted stock units into common stock. On October 16, 2025, 261 RSUs were settled into 261 shares of common stock (transaction code M).

Following the transaction, Thain beneficially owns 182,150 shares, held directly. The RSUs were granted on October 10, 2025 under Uber’s RSU Conversion and Deferral Program for Directors, were 100% vested at grant, and became payable in cash or common stock on a one-for-one basis at the issuer’s election; the settlement occurred in stock.

Uber Technologies, Inc. (UBER) ha comunicato un cambiamento del patrimonio azionario da parte di insider: il direttore John A. Thain ha convertito unità azionarie vincolate in azioni ordinarie. Il 16 ottobre 2025, sono stateLiquidate 261 RSU in 261 azioni ordinarie (codice di transazione M).

In seguito alla transazione, Thain possiede in modo beneficiario 182.150 azioni, detenute direttamente. Le RSU sono state concesse il 10 ottobre 2025 nell’ambito del Programma di Conversione e differimento RSU per i Direttori di Uber, erano ornate al 100% al momento della concessione e sarebbero state pagabili in contanti o in azioni ordinarie su base uno a uno a scelta dell’emittente; la liquidazione è avvenuta in azioni.

Uber Technologies, Inc. (UBER) reveló un cambio de capital insider: el director John A. Thain convirtió unidades de acciones restringidas en acciones comunes. El 16 de octubre de 2025, se liquidaron 261 RSU en 261 acciones comunes (código de transacción M).

Tras la operación, Thain posee de forma beneficiosa 182,150 acciones, invertidas directamente. Las RSU fueron otorgadas el 10 de octubre de 2025 bajo el Programa de Conversión y Diferimiento de RSU de Uber para Directores, estaban 100% vestidas al momento del otorgamiento y se podían pagar en efectivo o en acciones comunes en una base de uno a uno a elección del emisor; la liquidación se realizó en acciones.

Uber Technologies, Inc. (UBER)가 내부자 자본 변화를 공개했습니다: 이사 John A. Thain이 제한 주식 단위를 보통주로 전환했습니다. 2025년 10월 16일, 261 RSU261주 보통주로 결제되었습니다(거래 코드 M).

거래 후 Thain은 직접 보유한 182,150주의 유익한 소유를 보유합니다. RSU는 Uber의 이사회용 RSU 변환 및 이연 프로그램하에 2025년 10월 10일에 부여되었으며, 부여 시점에 100% vesting 되었고 발행인의 재량으로 현금 또는 보통주 1대 1의 비율로 지급될 수 있었으며, 결제는 주식으로 이루어졌습니다.

Uber Technologies, Inc. (UBER) a annoncé un changement de capital interne: le directeur John A. Thain a converti des unités d’actions restreintes en actions ordinaires. Le 16 octobre 2025, 261 RSU ont été converties en 261 actions ordinaires (code de transaction M).

Suite à la transaction, Thain possède de manière bénéficiaire 182 150 actions, détenues directement. Les RSU ont été accordées le 10 octobre 2025 dans le cadre du Programme de Conversion et de Dérivation RSU pour les administrateurs d’Uber; elles étaient entièrement acquises au moment de l’attribution et pouvaient être réglées soit en espèces, soit en actions ordinaires au prorata d’un pour un, à l’option de l’émetteur; le règlement s’est effectué en actions.

Uber Technologies, Inc. (UBER) hat eine Insider-Eigenkapitaländerung bekannt gegeben: Direktor John A. Thain hat Restricted Stock Units in Stammaktien umgewandelt. Am 16. Oktober 2025 wurden 261 RSUs in 261 Stammaktien abgewickelt (Transaktionscode M).

Nach der Transaktion besitzt Thain nutznießend 182.150 Aktien, direkt gehalten. Die RSUs wurden am 10. Oktober 2025 im Rahmen des Uber RSU Conversion and Deferral Program for Directors gewährt, zu 100% vestet zum Zeitpunkt der Gewährung und konnten auf Ein-zu-eins-Basis in Bargeld oder Stammaktien ausgezahlt werden; die Abwicklung erfolgte in Aktien.

Uber Technologies, Inc. (UBER) كشفت عن تغيير في وِفْقة insider: قام المدير جون أ. ثين بتحويل وحدات الأسهم المقيدة إلى أسهم عادية. في 16 أكتوبر 2025، تم تسوية 261 RSU إلى 261 سهمًا عاديًا (رمز المعاملة M).

بعد المعاملة، يمتلك ثين ملكًا مريحًا 182,150 سهمًا، مملوكة بشكل مباشر. تم منح RSU في 10 أكتوبر 2025 بموجب برنامج Uber للتحويل والتأجيل لـ RSU للمديرين، كانت مكتملة الملكية عند المنح، وكانت قابلة للدفع بالنقد أو الأسهم العادية بنسبة واحد لواحد وفق خيار المصدر؛ تمت التسوية في أسهم.

Uber Technologies, Inc. (UBER) 披露了内部人股权变动:董事 John A. Thain 将受限股票单位(RSU)转换为普通股。于 2025年10月16日,将 261 RSU结算为 261股普通股(交易代码为 M)。

交易完成后,Thain 直接持有的 182,150 股受益所有权。RSU 于 2025年10月10日 根据 Uber 的董事 RSU 转换与延期计划授予,授予时已全部归属,并可根据发行人选择以现金或普通股按1:1的比例兑付;实际以股票结算。

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Uber Technologies, Inc. (UBER) ha comunicato un cambiamento del patrimonio azionario da parte di insider: il direttore John A. Thain ha convertito unità azionarie vincolate in azioni ordinarie. Il 16 ottobre 2025, sono stateLiquidate 261 RSU in 261 azioni ordinarie (codice di transazione M).

In seguito alla transazione, Thain possiede in modo beneficiario 182.150 azioni, detenute direttamente. Le RSU sono state concesse il 10 ottobre 2025 nell’ambito del Programma di Conversione e differimento RSU per i Direttori di Uber, erano ornate al 100% al momento della concessione e sarebbero state pagabili in contanti o in azioni ordinarie su base uno a uno a scelta dell’emittente; la liquidazione è avvenuta in azioni.

Uber Technologies, Inc. (UBER) reveló un cambio de capital insider: el director John A. Thain convirtió unidades de acciones restringidas en acciones comunes. El 16 de octubre de 2025, se liquidaron 261 RSU en 261 acciones comunes (código de transacción M).

Tras la operación, Thain posee de forma beneficiosa 182,150 acciones, invertidas directamente. Las RSU fueron otorgadas el 10 de octubre de 2025 bajo el Programa de Conversión y Diferimiento de RSU de Uber para Directores, estaban 100% vestidas al momento del otorgamiento y se podían pagar en efectivo o en acciones comunes en una base de uno a uno a elección del emisor; la liquidación se realizó en acciones.

Uber Technologies, Inc. (UBER)가 내부자 자본 변화를 공개했습니다: 이사 John A. Thain이 제한 주식 단위를 보통주로 전환했습니다. 2025년 10월 16일, 261 RSU261주 보통주로 결제되었습니다(거래 코드 M).

거래 후 Thain은 직접 보유한 182,150주의 유익한 소유를 보유합니다. RSU는 Uber의 이사회용 RSU 변환 및 이연 프로그램하에 2025년 10월 10일에 부여되었으며, 부여 시점에 100% vesting 되었고 발행인의 재량으로 현금 또는 보통주 1대 1의 비율로 지급될 수 있었으며, 결제는 주식으로 이루어졌습니다.

Uber Technologies, Inc. (UBER) a annoncé un changement de capital interne: le directeur John A. Thain a converti des unités d’actions restreintes en actions ordinaires. Le 16 octobre 2025, 261 RSU ont été converties en 261 actions ordinaires (code de transaction M).

Suite à la transaction, Thain possède de manière bénéficiaire 182 150 actions, détenues directement. Les RSU ont été accordées le 10 octobre 2025 dans le cadre du Programme de Conversion et de Dérivation RSU pour les administrateurs d’Uber; elles étaient entièrement acquises au moment de l’attribution et pouvaient être réglées soit en espèces, soit en actions ordinaires au prorata d’un pour un, à l’option de l’émetteur; le règlement s’est effectué en actions.

Uber Technologies, Inc. (UBER) hat eine Insider-Eigenkapitaländerung bekannt gegeben: Direktor John A. Thain hat Restricted Stock Units in Stammaktien umgewandelt. Am 16. Oktober 2025 wurden 261 RSUs in 261 Stammaktien abgewickelt (Transaktionscode M).

Nach der Transaktion besitzt Thain nutznießend 182.150 Aktien, direkt gehalten. Die RSUs wurden am 10. Oktober 2025 im Rahmen des Uber RSU Conversion and Deferral Program for Directors gewährt, zu 100% vestet zum Zeitpunkt der Gewährung und konnten auf Ein-zu-eins-Basis in Bargeld oder Stammaktien ausgezahlt werden; die Abwicklung erfolgte in Aktien.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THAIN JOHN A

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/16/2025 M 261 A (1) 182,150 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/16/2025 M 261 (2) (2) Common Stock 261 $0.00 0.00 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. The reporting person was granted 261 RSUs on October 10, 2025 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2025.
Remarks:
/s/ Carolyn Mo by Power of Attorney for John A. Thain 10/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UBER report on Form 4?

A director converted 261 RSUs into 261 shares of common stock on October 16, 2025 (code M).

Who is the reporting person in the UBER Form 4?

The reporting person is John A. Thain, identified as a Director.

How many UBER shares does the insider own after the transaction?

After the transaction, the insider beneficially owns 182,150 shares, held directly.

What instrument was involved in the UBER insider transaction?

The transaction involved restricted stock units (RSUs) converting one-for-one into common stock.

When were the RSUs granted and how were they settled?

The 261 RSUs were granted on October 10, 2025, vested at grant, and were payable in cash or stock at the issuer’s election; they were settled in stock on October 16, 2025.

What does transaction code M indicate on the UBER Form 4?

Code M indicates the exercise or conversion of a derivative security, here RSUs converting into common stock.
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