Uber (UBER) director acquires 261 shares via RSU conversion

Uber Technologies, Inc. (UBER) disclosed an insider equity change: director John A. Thain converted restricted stock units into common stock.

Accepted by SEC EDGAR 10/20/2025 - 07:18 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies, Inc. (UBER) disclosed an insider equity change: director John A. Thain converted restricted stock units into common stock. On October 16, 2025, 261 RSUs were settled into 261 shares of common stock (transaction code M).

Following the transaction, Thain beneficially owns 182,150 shares, held directly. The RSUs were granted on October 10, 2025 under Uber’s RSU Conversion and Deferral Program for Directors, were 100% vested at grant, and became payable in cash or common stock on a one-for-one basis at the issuer’s election; the settlement occurred in stock.

Insider Trade Summary

261 shares exercised/converted

Exercise 2 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	261	$0.00	$0.00
Exercise	Common Stock	261	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 182,150 shares (Direct)

Holdings Before and After: Restricted Stock Units, 261 to 0 contracts (Direct); Common Stock, 181,889 to 182,150 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 261 RSUs on October 10, 2025 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UBER report on Form 4?

A director converted 261 RSUs into 261 shares of common stock on October 16, 2025 (code M).

Who is the reporting person in the UBER Form 4?

The reporting person is John A. Thain, identified as a Director.

How many UBER shares does the insider own after the transaction?

After the transaction, the insider beneficially owns 182,150 shares, held directly.

What instrument was involved in the UBER insider transaction?

The transaction involved restricted stock units (RSUs) converting one-for-one into common stock.

When were the RSUs granted and how were they settled?

The 261 RSUs were granted on October 10, 2025, vested at grant, and were payable in cash or stock at the issuer’s election; they were settled in stock on October 16, 2025.

What does transaction code M indicate on the UBER Form 4?

Code M indicates the exercise or conversion of a derivative security, here RSUs converting into common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CA 94158

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/16/2025		M		261	A	(1)	182,150	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/16/2025		M			261	(2)	(2)	Common Stock	261	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. The reporting person was granted 261 RSUs on October 10, 2025 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2025.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	10/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.