STOCK TITAN

Uber (UBER) awards Tony West 72,503 restricted stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. reported that officer Tony West acquired 72,503 restricted stock units as an equity award under Uber's 2019 Equity Incentive Plan. The units begin vesting on April 16, 2026, with 1/48 of the total vesting each month and settling in either cash or common stock on a one-for-one basis at Uber’s election.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 03/02/2026 A 72,503 (1) (1) Common Stock 72,503 $0.00 72,503 D
Explanation of Responses:
1. The reporting person was granted 72,503 restricted stock units (RSUs) on March 2, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Uber (UBER) report for Tony West on this Form 4?

Uber reported an equity grant to officer Tony West of 72,503 restricted stock units. These RSUs were awarded under Uber’s 2019 Equity Incentive Plan and represent a form of stock-based compensation rather than an open-market purchase or sale.

How many restricted stock units were granted to Tony West at Uber (UBER)?

Tony West received 72,503 restricted stock units from Uber. This entire amount was granted on March 2, 2026, and equals his total RSU holdings reported following the transaction, reflecting a new award rather than accumulated prior grants.

When do Tony West’s Uber (UBER) RSUs start vesting and on what schedule?

The RSUs start vesting on April 16, 2026. 1/48 of the total award vests on that date, and 1/48 vests each month thereafter, creating a four-year monthly vesting schedule tied to continued service.

Under which plan were Tony West’s Uber (UBER) RSUs granted?

The 72,503 restricted stock units were granted under Uber’s 2019 Equity Incentive Plan. This plan governs stock-based compensation awards to eligible participants, including executives, and sets the terms for vesting, settlement, and other grant conditions.

How will Tony West’s Uber (UBER) RSUs be settled when they vest?

Upon vesting, Tony West’s RSUs become payable on a one-for-one basis in either cash or Uber common stock. The choice between cash or shares is made at the issuer’s election, giving Uber flexibility in how it settles the award.

Is Tony West’s Uber (UBER) RSU grant a purchase or a sale of stock?

The Form 4 shows a grant or award acquisition, not an open-market purchase or sale. Code “A” and the description indicate the 72,503 RSUs are compensation granted by Uber, with no price paid by Tony West per unit.
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150.18B
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Software - Application
Services-business Services, Nec
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United States
SAN FRANCISCO