Uber (UBER) CLO sells 3,125 shares at $93 under 10b5‑1 plan

Uber Technologies (UBER): Chief Legal Officer Tony West reported routine equity transactions.

Accepted by SEC EDGAR 10/20/2025 - 07:25 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies (UBER): Chief Legal Officer Tony West reported routine equity transactions. On 10/16/2025, multiple RSU tranches vested (transaction code M), delivering 1,282, 1,493, 2,910, and 3,072 shares of common stock on a one-for-one basis. To cover taxes on the vesting, shares were withheld (code F) at $92.52 per share in amounts of 636, 741, 1,443, and 1,524.

On 10/20/2025, West sold 3,125 shares at $93 (code S) pursuant to an existing Rule 10b5‑1 plan adopted on May 27, 2025. Following the reported transactions, he held 172,846 shares directly.

The RSUs reported relate to grants from 2022–2025 with monthly vesting (1/48) after an initial April 16 vest date each year. Derivative holdings reported following the transactions include RSU balances of 52,559, 43,303, 49,476, and 15,364 units tied to prior grants.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 13 txns

Insider West Tony

Role See Remarks

Sold 3,125 shs ($291K)

Approx. gross sale proceeds $291K

Approx. exercise cost $0.00

Share of Position Sold 1.8%

Type	Security	Shares	Price	Value
Sale	Common Stock	3,125	$93.00	$291K
Exercise	Restricted Stock Units	1,282	$0.00	$0.00
Exercise	Restricted Stock Units	1,493	$0.00	$0.00
Exercise	Restricted Stock Units	2,910	$0.00	$0.00
Exercise	Restricted Stock Units	3,072	$0.00	$0.00
Exercise	Common Stock	1,282	$0.00	$0.00
Exercise	Common Stock	1,493	$0.00	$0.00
Exercise	Common Stock	2,910	$0.00	$0.00
Exercise	Common Stock	3,072	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	636	$92.52	$59K
Exercise Price or Tax Liability	Common Stock	741	$92.52	$69K
Exercise Price or Tax Liability	Common Stock	1,443	$92.52	$134K
Exercise Price or Tax Liability	Common Stock	1,524	$92.52	$141K

Holdings After Transaction: Restricted Stock Units — 160,702 contracts (Direct); Common Stock — 172,846 shares (Direct)

Holdings Before and After: Restricted Stock Units, 169,459 to 160,702 contracts (Direct); Common Stock, 171,558 to 172,846 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (7)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on October 16, 2025.
3. F3. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.
4. F4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. F5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. F6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. F7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did UBER’s Tony West report?

RSU vesting on 10/16/2025 (codes M and F for tax withholding) and a sale of 3,125 shares at $93 on 10/20/2025 (code S).

How many UBER shares does Tony West hold after these transactions?

He directly beneficially owned 172,846 shares following the reported transactions.

Were the UBER share sales under a Rule 10b5-1 plan?

Yes. The 10/20/2025 sale was pursuant to a Rule 10b5‑1 plan adopted on May 27, 2025.

What price was used for UBER share withholding for taxes?

Shares were withheld at $92.52 per share to satisfy tax liabilities upon RSU vesting on 10/16/2025.

What RSU grants underpin these transactions?

Grants from 2022, 2023, 2024, and 2025, each vesting 1/48 monthly after an initial April 16 vest date.

What RSU balances remain after the transactions?

Reported RSU balances include 52,559, 43,303, 49,476, and 15,364 units tied to prior grants.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

West Tony

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CA 94158

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/16/2025		M		1,282	A	(1)	172,840	D
Common Stock	10/16/2025		M		1,493	A	(1)	174,333	D
Common Stock	10/16/2025		M		2,910	A	(1)	177,243	D
Common Stock	10/16/2025		M		3,072	A	(1)	180,315	D
Common Stock	10/16/2025		F(2)		636	D	$92.52	179,679	D
Common Stock	10/16/2025		F(2)		741	D	$92.52	178,938	D
Common Stock	10/16/2025		F(2)		1,443	D	$92.52	177,495	D
Common Stock	10/16/2025		F(2)		1,524	D	$92.52	175,971	D
Common Stock	10/20/2025		S(3)		3,125	D	$93	172,846	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/16/2025		M			1,282	(4)	(4)	Common Stock	1,282	$0.00	52,559	D
Restricted Stock Units	(1)	10/16/2025		M			1,493	(5)	(5)	Common Stock	1,493	$0.00	43,303	D
Restricted Stock Units	(1)	10/16/2025		M			2,910	(6)	(6)	Common Stock	2,910	$0.00	49,476	D
Restricted Stock Units	(1)	10/16/2025		M			3,072	(7)	(7)	Common Stock	3,072	$0.00	15,364	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on October 16, 2025.

3. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.

4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Carolyn Mo by Power of Attorney for Tony West	10/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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