[Form 4] Uber Technologies, Inc Insider Trading Activity

Uber Technologies director John A. Thain reported routine equity compensation activity.

Rhea-AI Filing Summary

Uber Technologies director John A. Thain reported routine equity compensation activity. He received a grant of 4,045 restricted stock units (RSUs) on May 5, 2026 under Uber's 2019 Equity Incentive Plan. These RSUs are scheduled to vest immediately before the 2027 annual stockholders meeting and will be settled in cash or common stock at Uber's election.

On May 3, 2026, a prior grant of 4,091 RSUs vested and was converted into 4,091 shares of Uber common stock on a one-for-one basis, leaving no remaining RSUs from that grant. Following these transactions, Thain directly holds 186,876 shares of Uber common stock.

Insider Trade Summary

4,091 shares exercised/converted

Exercise 3 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	4,045	$0.00	$0.00
Exercise	Restricted Stock Units	4,091	$0.00	$0.00
Exercise	Common Stock	4,091	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 4,045 contracts (Direct); Common Stock — 186,876 shares (Direct)

Footnotes (3)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.
3. F3. The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Key Figures

New RSU grant: 4,045 RSUs RSUs converted: 4,091 RSUs Shares after transactions: 186,876 shares +2 more

5 metrics

New RSU grant 4,045 RSUs Granted May 5, 2026 under 2019 Equity Incentive Plan

RSUs converted 4,091 RSUs Converted into common stock on May 3, 2026

Shares after transactions 186,876 shares Common stock directly held following reported transactions

RSU conversion ratio 1 RSU : 1 share RSUs convert into common stock on a one-for-one basis

RSU grant price $0.00 per unit Stated transaction price for RSU grant

Key Terms

Restricted Stock Units, 2019 Equity Incentive Plan, vested, payable in cash or common stock, +1 more

5 terms

Restricted Stock Units financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2019 Equity Incentive Plan financial

"The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan."

vested financial

"The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer."

payable in cash or common stock financial

"Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer."

annual meeting of the stockholders regulatory

"The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Uber (UBER) director John A. Thain report?

John A. Thain reported a grant of 4,045 RSUs on May 5, 2026 and the conversion of 4,091 RSUs into common stock on May 3, 2026. These are routine equity compensation and vesting events rather than open-market stock purchases or sales.

How many Uber (UBER) shares does John A. Thain hold after this Form 4?

After these transactions, John A. Thain directly holds 186,876 shares of Uber common stock. This total reflects the conversion of 4,091 vested RSUs into shares and the full settlement of that earlier RSU grant, with no related RSUs remaining outstanding.

What are the terms of John A. Thain’s new RSU grant at Uber (UBER)?

Thain was granted 4,045 RSUs on May 5, 2026 under Uber’s 2019 Equity Incentive Plan. These RSUs vest immediately before Uber’s 2027 annual stockholders meeting and upon vesting become payable one-for-one in either cash or common stock, at Uber’s election.

Did John A. Thain buy or sell Uber (UBER) stock in the market?

The Form 4 shows no open-market buys or sells. All reported activity involves RSU grants and the conversion of vested RSUs into common stock at a stated price of $0.00 per share, which is typical for equity compensation rather than market trading.

How do John A. Thain’s RSUs convert into Uber (UBER) common stock?

Each restricted stock unit converts into one share of Uber common stock upon vesting. For example, the 4,091 RSUs that vested on May 3, 2026 converted one-for-one into 4,091 common shares, consistent with the RSU terms described in the filing footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 05:04 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/03/2026		M		4,091	A	(1)	186,876	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/03/2026		M			4,091	(2)	(2)	Common Stock	4,091	$0.00	0.00	D
Restricted Stock Units	$0.00	05/05/2026		A		4,045		(3)	(3)	Common Stock	4,045	$0.00	4,045	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

3. The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)