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UBER Form 4: Chief Legal Officer disposes 3,125 shares via 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Tony West, Chief Legal Officer and Corporate Secretary of Uber Technologies, sold 3,125 shares of Uber common stock on 08/26/2025 at $95 per share under an existing Rule 10b5-1 trading plan. After the sale, Mr. West beneficially owned 170,269 shares, reported as direct ownership. The Form 4 was signed on behalf of Mr. West by Carolyn Mo by power of attorney on 08/28/2025. The filing indicates the transaction was executed pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1.

Positive

  • Transaction executed under a Rule 10b5-1 plan, indicating a pre-arranged, compliant trade
  • Clear disclosure of remaining beneficial ownership (170,269 shares) and direct ownership form

Negative

  • None.

Insights

TL;DR: Routine insider sale executed under a 10b5-1 plan, demonstrating planned, pre-authorized disposition rather than ad-hoc trading.

The sale of 3,125 shares at $95 under a disclosed Rule 10b5-1 plan signals a pre-arranged, compliant transaction by an officer rather than opportunistic trading. Disclosure of remaining direct beneficial ownership of 170,269 shares and the use of a power of attorney to file the Form 4 support standard governance and reporting practices. No additional governance concerns are evident in the filing itself.

TL;DR: Small-sized insider disposition consistent with routine liquidity management; unlikely to be material to UBER's equity base.

The reported disposal of 3,125 shares at $95 represents a modest position change relative to the total outstanding shares of a large-cap company. The filing specifies the transaction code and confirms the 10b5-1 plan execution, which reduces the likelihood that the sale conveys new, material company-specific information. The report is informational for market transparency but not materially impactful.

Insider West Tony
Role See Remarks
Sold 3,125 shs ($297K)
Type Security Shares Price Value
Sale Common Stock 3,125 $95.00 $297K
Holdings After Transaction: Common Stock — 170,269 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony
(Last) (First) (Middle)
1725 3RD STREET
(Street)
SAN FRANCISCO CA 94158
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 S(1) 3,125 D $95 170,269 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transaction did Tony West report on the Form 4 for UBER?

The filing reports a sale of 3,125 shares of Uber common stock on 08/26/2025 at a price of $95 per share.

Was the sale by Tony West part of a Rule 10b5-1 trading plan?

Yes. The Form 4 indicates the transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

How many Uber shares does Tony West beneficially own after the reported transaction?

Following the sale, Mr. West beneficially owned 170,269 shares, reported as direct ownership.

What is Tony West's role at Uber as stated in the filing?

The filing lists Tony West as Chief Legal Officer and Corporate Secretary and identifies him as an officer of the issuer.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Carolyn Mo by power of attorney for Tony West on 08/28/2025.