STOCK TITAN

[Form 4] Uber Technologies, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Tony West, Chief Legal Officer and Corporate Secretary of Uber Technologies, sold 3,125 shares of Uber common stock on 08/26/2025 at $95 per share under an existing Rule 10b5-1 trading plan. After the sale, Mr. West beneficially owned 170,269 shares, reported as direct ownership. The Form 4 was signed on behalf of Mr. West by Carolyn Mo by power of attorney on 08/28/2025. The filing indicates the transaction was executed pursuant to a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1.

Tony West, Chief Legal Officer e Corporate Secretary di Uber Technologies, ha venduto 3.125 azioni ordinarie di Uber il 26/08/2025 al prezzo di $95 per azione nell'ambito di un piano di negoziazione 10b5-1 già esistente. Dopo la vendita, il sig. West deteneva beneficiariamente 170.269 azioni, segnalate come proprietà diretta. Il Modulo 4 è stato firmato per conto del sig. West da Carolyn Mo con procura il 28/08/2025. La comunicazione indica che l'operazione è stata eseguita ai sensi di un piano scritto predisposto per soddisfare le condizioni della difesa affermativa della Regola 10b5-1.

Tony West, Director Jurídico (Chief Legal Officer) y Secretario Corporativo de Uber Technologies, vendió 3.125 acciones ordinarias de Uber el 26/08/2025 a $95 por acción en el marco de un plan de trading 10b5-1 existente. Tras la venta, el Sr. West poseía beneficiariamente 170.269 acciones, registradas como propiedad directa. El Formulario 4 fue firmado en nombre del Sr. West por Carolyn Mo mediante poder notarial el 28/08/2025. La presentación indica que la operación se llevó a cabo conforme a un plan por escrito diseñado para cumplir las condiciones de la defensa afirmativa de la Regla 10b5-1.

우버 테크놀로지스의 최고법무책임자 겸 회사서기인 토니 웨스트(Tony West)는 기존의 Rule 10b5-1 거래계획에 따라 2025-08-26에 우버 보통주 3,125주를 주당 $95에 매도했습니다. 매도 후 웨스트 씨는 직접 보유로 보고된 170,269주의 이익형 주식을 보유하고 있었습니다. Form 4는 2025-08-28에 위임장에 따라 캐롤린 모(Carolyn Mo)가 웨스트 씨를 대신해 서명했습니다. 제출서류에는 해당 거래가 Rule 10b5-1의 적극적 방어 요건을 충족하도록 작성된 서면 계획에 따라 실행되었다고 명시되어 있습니다.

Tony West, Chief Legal Officer et secrétaire général d'Uber Technologies, a vendu 3 125 actions ordinaires Uber le 26/08/2025 au prix de 95 $ par action dans le cadre d'un plan de négociation Rule 10b5-1 existant. Après la vente, M. West détenait à titre bénéficiaire 170 269 actions, déclarées comme propriété directe. Le formulaire 4 a été signé pour le compte de M. West par Carolyn Mo par procuration le 28/08/2025. La déclaration indique que la transaction a été exécutée conformément à un plan écrit destiné à satisfaire les conditions de la défense affirmative prévues par la Rule 10b5-1.

Tony West, Chief Legal Officer und Unternehmenssekretär von Uber Technologies, verkaufte am 26.08.2025 im Rahmen eines bestehenden Rule-10b5-1-Handelsplans 3.125 Stammaktien von Uber zum Preis von $95 je Aktie. Nach dem Verkauf besaß Herr West wirtschaftlich 170.269 Aktien, angegeben als direkte Beteiligung. Das Formblatt 4 wurde am 28.08.2025 im Namen von Herrn West von Carolyn Mo per Vollmacht unterzeichnet. Die Meldung gibt an, dass die Transaktion gemäß einem schriftlichen Plan ausgeführt wurde, der die Voraussetzungen der positiven Verteidigung nach Rule 10b5-1 erfüllen soll.

Positive
  • Transaction executed under a Rule 10b5-1 plan, indicating a pre-arranged, compliant trade
  • Clear disclosure of remaining beneficial ownership (170,269 shares) and direct ownership form
Negative
  • None.

Insights

TL;DR: Routine insider sale executed under a 10b5-1 plan, demonstrating planned, pre-authorized disposition rather than ad-hoc trading.

The sale of 3,125 shares at $95 under a disclosed Rule 10b5-1 plan signals a pre-arranged, compliant transaction by an officer rather than opportunistic trading. Disclosure of remaining direct beneficial ownership of 170,269 shares and the use of a power of attorney to file the Form 4 support standard governance and reporting practices. No additional governance concerns are evident in the filing itself.

TL;DR: Small-sized insider disposition consistent with routine liquidity management; unlikely to be material to UBER's equity base.

The reported disposal of 3,125 shares at $95 represents a modest position change relative to the total outstanding shares of a large-cap company. The filing specifies the transaction code and confirms the 10b5-1 plan execution, which reduces the likelihood that the sale conveys new, material company-specific information. The report is informational for market transparency but not materially impactful.

Tony West, Chief Legal Officer e Corporate Secretary di Uber Technologies, ha venduto 3.125 azioni ordinarie di Uber il 26/08/2025 al prezzo di $95 per azione nell'ambito di un piano di negoziazione 10b5-1 già esistente. Dopo la vendita, il sig. West deteneva beneficiariamente 170.269 azioni, segnalate come proprietà diretta. Il Modulo 4 è stato firmato per conto del sig. West da Carolyn Mo con procura il 28/08/2025. La comunicazione indica che l'operazione è stata eseguita ai sensi di un piano scritto predisposto per soddisfare le condizioni della difesa affermativa della Regola 10b5-1.

Tony West, Director Jurídico (Chief Legal Officer) y Secretario Corporativo de Uber Technologies, vendió 3.125 acciones ordinarias de Uber el 26/08/2025 a $95 por acción en el marco de un plan de trading 10b5-1 existente. Tras la venta, el Sr. West poseía beneficiariamente 170.269 acciones, registradas como propiedad directa. El Formulario 4 fue firmado en nombre del Sr. West por Carolyn Mo mediante poder notarial el 28/08/2025. La presentación indica que la operación se llevó a cabo conforme a un plan por escrito diseñado para cumplir las condiciones de la defensa afirmativa de la Regla 10b5-1.

우버 테크놀로지스의 최고법무책임자 겸 회사서기인 토니 웨스트(Tony West)는 기존의 Rule 10b5-1 거래계획에 따라 2025-08-26에 우버 보통주 3,125주를 주당 $95에 매도했습니다. 매도 후 웨스트 씨는 직접 보유로 보고된 170,269주의 이익형 주식을 보유하고 있었습니다. Form 4는 2025-08-28에 위임장에 따라 캐롤린 모(Carolyn Mo)가 웨스트 씨를 대신해 서명했습니다. 제출서류에는 해당 거래가 Rule 10b5-1의 적극적 방어 요건을 충족하도록 작성된 서면 계획에 따라 실행되었다고 명시되어 있습니다.

Tony West, Chief Legal Officer et secrétaire général d'Uber Technologies, a vendu 3 125 actions ordinaires Uber le 26/08/2025 au prix de 95 $ par action dans le cadre d'un plan de négociation Rule 10b5-1 existant. Après la vente, M. West détenait à titre bénéficiaire 170 269 actions, déclarées comme propriété directe. Le formulaire 4 a été signé pour le compte de M. West par Carolyn Mo par procuration le 28/08/2025. La déclaration indique que la transaction a été exécutée conformément à un plan écrit destiné à satisfaire les conditions de la défense affirmative prévues par la Rule 10b5-1.

Tony West, Chief Legal Officer und Unternehmenssekretär von Uber Technologies, verkaufte am 26.08.2025 im Rahmen eines bestehenden Rule-10b5-1-Handelsplans 3.125 Stammaktien von Uber zum Preis von $95 je Aktie. Nach dem Verkauf besaß Herr West wirtschaftlich 170.269 Aktien, angegeben als direkte Beteiligung. Das Formblatt 4 wurde am 28.08.2025 im Namen von Herrn West von Carolyn Mo per Vollmacht unterzeichnet. Die Meldung gibt an, dass die Transaktion gemäß einem schriftlichen Plan ausgeführt wurde, der die Voraussetzungen der positiven Verteidigung nach Rule 10b5-1 erfüllen soll.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 S(1) 3,125 D $95 170,269 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Tony West report on the Form 4 for UBER?

The filing reports a sale of 3,125 shares of Uber common stock on 08/26/2025 at a price of $95 per share.

Was the sale by Tony West part of a Rule 10b5-1 trading plan?

Yes. The Form 4 indicates the transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

How many Uber shares does Tony West beneficially own after the reported transaction?

Following the sale, Mr. West beneficially owned 170,269 shares, reported as direct ownership.

What is Tony West's role at Uber as stated in the filing?

The filing lists Tony West as Chief Legal Officer and Corporate Secretary and identifies him as an officer of the issuer.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Carolyn Mo by power of attorney for Tony West on 08/28/2025.
Uber Technologies

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201.31B
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Software - Application
Services-business Services, Nec
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United States
SAN FRANCISCO