Uber CLO Tony West reports RSU vesting and share sale on Form 4

Rhea-AI Filing Summary

Uber Technologies, Inc. (UBER) Chief Legal Officer Tony West reported multiple stock transactions involving common stock and restricted stock units (RSUs). On November 16, 2025, several RSU awards were converted into common stock, including 1,282, 1,493, 2,910 and 3,073 shares, reflecting ongoing monthly vesting from grants made between 2022 and 2025. On the same date, Uber withheld 636, 741, 1,443 and 1,524 shares at a price of $91.62 per share to cover tax liabilities from RSU vesting.

After these transactions, West’s directly held common stock position changed with each entry, and a separate sale of 3,125 shares at $92.10 per share on November 18, 2025 was reported. The filing states that this sale was made under West’s existing Rule 10b5-1 trading plan adopted on May 27, 2025, and confirms his role as an officer serving as Chief Legal Officer and Corporate Secretary.

Insider Trade Summary

Net Seller: 3,125 shares ($287,813)

Net Sell 13 txns

Insider West Tony

Role See Remarks

Sold 3,125 shs ($288K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,125	$92.10	$288K
Exercise	Restricted Stock Units	1,282	$0.00	--
Exercise	Restricted Stock Units	1,493	$0.00	--
Exercise	Restricted Stock Units	2,910	$0.00	--
Exercise	Restricted Stock Units	3,073	$0.00	--
Exercise	Common Stock	1,282	$0.00	--
Exercise	Common Stock	1,493	$0.00	--
Exercise	Common Stock	2,910	$0.00	--
Exercise	Common Stock	3,073	$0.00	--
Tax Withholding	Common Stock	636	$91.62	$58K
Tax Withholding	Common Stock	741	$91.62	$68K
Tax Withholding	Common Stock	1,443	$91.62	$132K
Tax Withholding	Common Stock	1,524	$91.62	$140K

Holdings After Transaction: Common Stock — 174,135 shares (Direct); Restricted Stock Units — 51,277 shares (Direct)

Footnotes (1)

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. Shares withheld to satisfy tax liability upon vesting of RSUs on November 16, 2025. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

West Tony

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CA 94158

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
11/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/16/2025		M		1,282	A	(1)	174,128	D
Common Stock	11/16/2025		M		1,493	A	(1)	175,621	D
Common Stock	11/16/2025		M		2,910	A	(1)	178,531	D
Common Stock	11/16/2025		M		3,073	A	(1)	181,604	D
Common Stock	11/16/2025		F(2)		636	D	$91.62	180,968	D
Common Stock	11/16/2025		F(2)		741	D	$91.62	180,227	D
Common Stock	11/16/2025		F(2)		1,443	D	$91.62	178,784	D
Common Stock	11/16/2025		F(2)		1,524	D	$91.62	177,260	D
Common Stock	11/18/2025		S(3)		3,125	D	$92.1	174,135	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/16/2025		M			1,282	(4)	(4)	Common Stock	1,282	$0.00	51,277	D
Restricted Stock Units	(1)	11/16/2025		M			1,493	(5)	(5)	Common Stock	1,493	$0.00	41,810	D
Restricted Stock Units	(1)	11/16/2025		M			2,910	(6)	(6)	Common Stock	2,910	$0.00	46,566	D
Restricted Stock Units	(1)	11/16/2025		M			3,073	(7)	(7)	Common Stock	3,073	$0.00	12,291	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on November 16, 2025.

3. This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.

4. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Carolyn Mo by Power of Attorney for Tony West	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transactions did Uber (UBER) officer Tony West report on this Form 4?

Tony West reported RSU conversions into Uber common stock on November 16, 2025, related tax-withholding share disposals, and an open-market sale of 3,125 shares on November 18, 2025.

What price did Tony West receive for the Uber (UBER) shares sold?

The Form 4 shows an open-market sale of 3,125 Uber common shares at a price of $92.10 per share on November 18, 2025.

How were taxes handled on Tony West’s Uber (UBER) RSU vesting?

The filing states that Uber withheld shares (including 636, 741, 1,443 and 1,524 shares) at $91.62 per share to satisfy tax liabilities arising from RSU vesting on November 16, 2025.

What is the relationship of Tony West to Uber Technologies, Inc. (UBER)?

Tony West is reported as an officer of Uber, serving as Chief Legal Officer and Corporate Secretary, and he files as a single reporting person on this Form 4.

Were Tony West’s Uber (UBER) stock sales under a Rule 10b5-1 plan?

Yes. The Form 4 notes that the November 18, 2025 sale of 3,125 shares was made pursuant to Mr. West’s existing Rule 10b5-1 trading plan adopted on May 27, 2025.

How do Tony West’s RSUs in Uber (UBER) convert into common stock?

The explanation states that restricted stock units convert into common stock on a one-for-one basis, and vest monthly in 1/48 increments for the grants described, with payment in cash or stock at Uber’s election.

What RSU grants to Tony West are described for Uber (UBER)?

The filing describes RSU grants of 61,533 (granted March 3, 2025), 71,674 (granted March 1, 2024), 139,697 (granted March 1, 2023), and 147,492 (granted March 1, 2022), each vesting at 1/48 monthly after an initial vest date.