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Uber Technologies, Inc (NYSE: UBER) awards 349 RSUs to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. director John A. Thain received a grant of 349 restricted stock units (RSUs) on July 10, 2026 under the company’s RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested at grant and are payable on a one-for-one basis in cash or common stock on July 16, 2026 at Uber’s election.

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Insider THAIN JOHN A
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 349 $0.00 --
Holdings After Transaction: Restricted Stock Units — 349 shares (Direct)
Footnotes (1)
  1. [object Object]
RSUs granted 349.0000 restricted stock units Grant to director John A. Thain on July 10, 2026
Transaction price per unit $0.0000 Grant/award acquisition of restricted stock units with no exercise price
Holdings after transaction 349.0000 units Total restricted stock units reported following the grant
Vesting level 100% vested RSUs were fully vested as of the July 10, 2026 grant date
Conversion ratio one-for-one Each RSU payable in cash or common stock on a one-for-one basis
Restricted Stock Units financial
"The reporting person was granted 349 restricted stock units ("RSUs") on July 10, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU Conversion and Deferral Program for Directors financial
"pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors."
one-for-one basis financial
"become payable in cash or common stock on a one-for-one basis at the election"
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FAQ

What insider transaction did Uber (UBER) report for John A. Thain?

Uber reported that director John A. Thain received a grant of 349 restricted stock units (RSUs) on July 10, 2026 under its RSU Conversion and Deferral Program for Directors, with all units fully vested at the time of grant.

When do John A. Thain’s 349 RSUs at Uber (UBER) become payable?

The 349 RSUs granted to John A. Thain become payable on July 16, 2026. On that date, Uber may settle them in either cash or common stock, at its own election, on a one-for-one basis for each unit.

Are the RSUs granted to Uber (UBER) director John A. Thain vested?

Yes. The filing states that the 349 RSUs granted to John A. Thain were 100% vested as of the July 10, 2026 grant date, meaning there is no additional service or vesting period attached to this award.

Will Uber (UBER) issue stock for John A. Thain’s RSUs or pay cash?

The award allows Uber to choose. The 349 RSUs are payable on a one-for-one basis in either cash or common stock on July 16, 2026, with the choice of settlement method made by Uber, not the director.

Is John A. Thain’s Uber (UBER) Form 4 a market purchase or sale?

No. The Form 4 reports a grant/award acquisition of 349 RSUs with a price per unit of $0.0000. It reflects director compensation under an RSU program, not an open-market stock purchase or sale transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THAIN JOHN A

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0007/10/2026A349 (1) (1)Common Stock349$0.00349D
Explanation of Responses:
1. The reporting person was granted 349 restricted stock units ("RSUs") on July 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on July 16, 2026.
Remarks:
/s/ Carolyn Mo by Power of Attorney for John A. Thain07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)