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Uber CFO receives 4,392 shares from stock grants

Tax withholding on the RSU vesting involved 2,243 shares at a reported $70.35 per share.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. CFO Balaji (A) Krishnamurthy reported converting 4,392 restricted stock units into common shares on October 16, 2026. The company also withheld 2,243 common shares to satisfy tax liability upon RSU vesting, at a reported price of $70.35 per share. The RSUs convert into common stock one-for-one, with cash or common stock settlement at the issuer’s election.

Insider Krishnamurthy Balaji (A)
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 566 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 885 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 687 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 490 $0.00 $0.00
Exercise Restricted Stock Units F1, F7 1,158 $0.00 $0.00
Exercise Restricted Stock Units F1, F8 606 $0.00 $0.00
Exercise Common Stock F1 566 -- --
Exercise Common Stock F1 885 -- --
Exercise Common Stock F1 687 -- --
Exercise Common Stock F1 490 -- --
Exercise Common Stock F1 1,158 -- --
Exercise Common Stock F1 606 -- --
Tax Withholding Common Stock F2 281 $70.35 $20K
Tax Withholding Common Stock F2 439 $70.35 $31K
Tax Withholding Common Stock F2 341 $70.35 $24K
Tax Withholding Common Stock F2 245 $70.35 $17K
Tax Withholding Common Stock F2 607 $70.35 $43K
Tax Withholding Common Stock F2 330 $70.35 $23K
Holdings After Transaction: Restricted Stock Units — 144,308 contracts (Direct); Common Stock — 45,701 shares (Direct)
Footnotes (8)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on October 16, 2026.
  3. F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  4. F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  5. F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  6. F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  7. F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  8. F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Common shares acquired upon RSU conversion 4,392 shares Six conversion transactions on October 16, 2026
Common shares withheld for tax liability 2,243 shares Upon RSU vesting on October 16, 2026
Reported price for withheld shares $70.35 per share Withholding transactions on October 16, 2026
Restricted stock units financial
"Restricted stock units ("RSUs") convert into common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting schedule financial
"The vesting schedule is as follows"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UBER shares did CFO Balaji (A) Krishnamurthy receive from RSU conversions?

Uber Technologies CFO Balaji (A) Krishnamurthy acquired 4,392 common shares through six restricted stock unit conversions on October 16, 2026. The RSUs convert into common stock on a one-for-one basis.

How many UBER shares were withheld for taxes, and at what price?

2,243 common shares were withheld to satisfy tax liability upon RSU vesting on October 16, 2026, at a reported price of $70.35 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krishnamurthy Balaji (A)

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/16/2026M566A(1)44,118D
Common Stock10/16/2026M885A(1)45,003D
Common Stock10/16/2026M687A(1)45,690D
Common Stock10/16/2026M490A(1)46,180D
Common Stock10/16/2026M1,158A(1)47,338D
Common Stock10/16/2026M606A(1)47,944D
Common Stock10/16/2026F(2)281D$70.3547,663D
Common Stock10/16/2026F(2)439D$70.3547,224D
Common Stock10/16/2026F(2)341D$70.3546,883D
Common Stock10/16/2026F(2)245D$70.3546,638D
Common Stock10/16/2026F(2)607D$70.3546,031D
Common Stock10/16/2026F(2)330D$70.3545,701D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/16/2026M566 (3) (3)Common Stock566$0.0064,006D
Restricted Stock Units(1)10/16/2026M885 (4) (4)Common Stock885$0.0036,287D
Restricted Stock Units(1)10/16/2026M687 (5) (5)Common Stock687$0.0019,916D
Restricted Stock Units(1)10/16/2026M490 (6) (6)Common Stock490$0.008,330D
Restricted Stock Units(1)10/16/2026M1,158 (7) (7)Common Stock1,158$0.0012,737D
Restricted Stock Units(1)10/16/2026M606 (8) (8)Common Stock606$0.003,032D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on October 16, 2026.
3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy10/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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