Welcome to our dedicated page for U Power SEC filings (Ticker: UCAR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
U Power Limited filings document the regulatory disclosures of a Cayman Islands foreign private issuer with Nasdaq-listed Class A ordinary shares. Form 6-K reports cover shareholder meetings, proxy materials, amendments to memorandum and articles of association, share consolidations, Class A and Class B ordinary share voting rights, and other governance matters.
The filing record also includes material agreements and capital-structure events, including subscription agreements, public offering and warrant terms, warrant exchange and cancellation agreements, and changes in the independent auditor. These disclosures describe U Power’s financing instruments, ordinary share classes, board-approved transactions, and foreign private issuer reporting status.
U Power Ltd director and Chief Executive Officer Jia Li reported a large open-market purchase of Class A ordinary shares. On May 6, 2026, Li bought 1,829,269 Class A ordinary shares at $1.64 per share, which he now holds directly.
Li is also associated with several indirect holdings through British Virgin Islands companies he 100% owns. U Trend Limited holds 1,050 Class A and 14,736 Class B ordinary shares, Upincar Limited holds 14,944 Class B shares, and U Create Limited holds 7,125 Class B shares. The holdings have been adjusted to reflect a ten-for-one (10:1) share consolidation effective April 1, 2026.
U Power Ltd director Xiaochun Li filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing does not report any buy, sell, or other share transactions, and no holdings or derivative positions are listed for Li in the provided data.
U Power Ltd submitted an initial Form 3 for director Quanshi Chen. This filing identifies Chen as a director of the company and shows no reportable share transactions or derivative positions in this statement.
U Power Ltd director and CEO Jia Li filed an initial ownership report showing indirect holdings of both Class A and Class B ordinary shares. The shares are held through three British Virgin Islands companies that are each 100% owned by Li, giving him indirect exposure to the company’s equity.
U Trend Limited holds 10,500 Class A ordinary shares and 147,359 Class B ordinary shares. Upincar Limited holds 149,435 Class B ordinary shares, and U Create Limited holds 71,250 Class B ordinary shares. These entries reflect existing positions rather than new market transactions.
U Power Ltd director and Chief Financial Officer Bingyi Zhao filed an initial ownership report showing indirect holdings of 12,245 Class A ordinary shares. These shares are held by U Battery Limited, a British Virgin Islands company that is 100% owned by Ms. Zhao.
U Power Ltd filed an amended Schedule 13G/A reporting that the listed Arena-related reporting persons hold 0 shares of Common Stock (CUSIP G9520U124). The filing lists each reporting entity, their Delaware organization, a New York principal business office, and repeats that aggregate beneficial ownership is 0 shares (0%).
The filing is signed by Tsering Lama as Chief Compliance Officer on 05/15/2026. No voting or dispositive powers are reported for the listed entities in the excerpt.
U Power Ltd reports that Arena Investors and related Arena funds beneficially own 1,197,595 shares of Common Stock, representing 5.4% of the class. The filing states this ownership arose after a recalculation tied to exercisable warrants disclosed in U Power Ltd's prospectus.
The Schedule 13G lists Arena Investors, GP entities and two Arena special opportunities vehicles holding 799,241 and 398,354 shares respectively. The reporting persons say the prior calculation used an incorrect shares-outstanding figure and that correcting it caused Arena to exceed the 5% reporting threshold.
U Power Limited, a Cayman Islands holding company listed on Nasdaq, filed its annual Form 20-F describing operations conducted entirely through subsidiaries in mainland China and Hong Kong. The company highlights that investors hold shares in the Cayman entity, not direct interests in its PRC operating subsidiaries, and that Chinese authorities could intervene in or restrict those subsidiaries, potentially damaging the value of its Class A Ordinary Shares.
As of December 31, 2025, U Power had 460,344 Class A and 36,805 Class B Ordinary Shares outstanding, reflecting an April 1, 2026 1-for-10 reverse share split. The filing explains significant regulatory risks from evolving PRC rules on overseas listings, cybersecurity, data security and anti-monopoly enforcement, as well as potential audits and trading prohibitions under the HFCAA if the PCAOB cannot inspect its auditor. It discloses transfers of approximately $5.89 million in 2025 and $4.88 million in 2024 to Hong Kong subsidiary Energy U Limited, notes that no dividends have been paid and that future earnings are expected to be retained, and details foreign exchange, tax, and capital control constraints that could limit moving cash out of China and Hong Kong.
Bank of America Corporation filed a Schedule 13G reporting 1,328,553 Class A Ordinary Shares of U Power Ltd, representing 6.3% of the class. The filing states the ownership is held with shared voting and dispositive power and was signed by an authorized signatory on 05/14/2026.
The filing notes the CUSIP G9520U124, a reverse stock split effective 04/01/2026, and that the beneficial ownership calculation relies on 20,963,440 shares outstanding as reported in the issuer's prospectus dated 03/20/2026 with share totals as of 06/30/2025.
U Power Limited filed a report as a foreign private issuer to inform investors that its previously scheduled Extraordinary General Meeting of Shareholders on 19 May 2026 in Shanghai has been cancelled. The board resolved the cancellation under Article 72 of the company’s memorandum and articles of association.
The meeting will not proceed on the planned date, and any proxies submitted for that meeting are now void. Shareholders with questions about the cancellation are invited to contact the company directly.