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U Power Ltd (UCAR) SEC Filings, May-Jun 2026

UCAR NASDAQ
Filing
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U Power Ltd filed an initial Form 3 for director Jean Christophe Von Pfetten. This filing establishes his status as a reporting person for U Power Ltd but does not list any transactions, holdings, or derivative positions, and all transaction-related counts are reported as zero.

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U Power Limited files a Form F-3 to register for resale up to 2,778,507 Class A Ordinary Shares by certain selling shareholders.

The prospectus states the shares will be sold from time to time on any market or in private transactions; the company will not receive proceeds from those resales and will pay registration expenses. As of the prospectus date, the company reported 25,705,848 Class A Ordinary Shares outstanding and 36,805 Class B Ordinary Shares outstanding. The company’s Class A Ordinary Shares trade on Nasdaq under the symbol UCAR; the last reported sale price on May 27, 2026 was $1.45.

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U Power Ltd director and Chief Executive Officer Jia Li reported a large open-market purchase of Class A ordinary shares. On May 6, 2026, Li bought 1,829,269 Class A ordinary shares at $1.64 per share, which he now holds directly.

Li is also associated with several indirect holdings through British Virgin Islands companies he 100% owns. U Trend Limited holds 1,050 Class A and 14,736 Class B ordinary shares, Upincar Limited holds 14,944 Class B shares, and U Create Limited holds 7,125 Class B shares. The holdings have been adjusted to reflect a ten-for-one (10:1) share consolidation effective April 1, 2026.

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U Power Ltd director Xiaochun Li filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing does not report any buy, sell, or other share transactions, and no holdings or derivative positions are listed for Li in the provided data.

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U Power Ltd submitted an initial Form 3 for director Quanshi Chen. This filing identifies Chen as a director of the company and shows no reportable share transactions or derivative positions in this statement.

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U Power Ltd director and CEO Jia Li filed an initial ownership report showing indirect holdings of both Class A and Class B ordinary shares. The shares are held through three British Virgin Islands companies that are each 100% owned by Li, giving him indirect exposure to the company’s equity.

U Trend Limited holds 10,500 Class A ordinary shares and 147,359 Class B ordinary shares. Upincar Limited holds 149,435 Class B ordinary shares, and U Create Limited holds 71,250 Class B ordinary shares. These entries reflect existing positions rather than new market transactions.

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U Power Ltd director and Chief Financial Officer Bingyi Zhao filed an initial ownership report showing indirect holdings of 12,245 Class A ordinary shares. These shares are held by U Battery Limited, a British Virgin Islands company that is 100% owned by Ms. Zhao.

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U Power Ltd filed an amended Schedule 13G/A reporting that the listed Arena-related reporting persons hold 0 shares of Common Stock (CUSIP G9520U124). The filing lists each reporting entity, their Delaware organization, a New York principal business office, and repeats that aggregate beneficial ownership is 0 shares (0%).

The filing is signed by Tsering Lama as Chief Compliance Officer on 05/15/2026. No voting or dispositive powers are reported for the listed entities in the excerpt.

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U Power Ltd reports that Arena Investors and related Arena funds beneficially own 1,197,595 shares of Common Stock, representing 5.4% of the class. The filing states this ownership arose after a recalculation tied to exercisable warrants disclosed in U Power Ltd's prospectus.

The Schedule 13G lists Arena Investors, GP entities and two Arena special opportunities vehicles holding 799,241 and 398,354 shares respectively. The reporting persons say the prior calculation used an incorrect shares-outstanding figure and that correcting it caused Arena to exceed the 5% reporting threshold.

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FAQ

How many U Power (UCAR) SEC filings are available on StockTitan?

StockTitan tracks 41 SEC filings for U Power (UCAR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for U Power (UCAR)?

The most recent SEC filing for U Power (UCAR) was filed on June 8, 2026.