U Power director files initial Form 3

U Power Ltd filed an initial Form 3 for director Jean Christophe Von Pfetten.

Rhea-AI Filing Summary

U Power Ltd filed an initial Form 3 for director Jean Christophe Von Pfetten. This filing establishes his status as a reporting person for U Power Ltd but does not list any transactions, holdings, or derivative positions, and all transaction-related counts are reported as zero.

Key Figures

Buy transactions: 0 Sell transactions: 0 Net buy/sell shares: 0 shares +1 more

4 metrics

Buy transactions 0 BuyCount in transaction summary

Sell transactions 0 SellCount in transaction summary

Net buy/sell shares 0 shares NetBuySellShares with neutral direction

Derivative transactions 0 DerivativeTransactionCount in summary

Key Terms

Form 3, reporting person, derivative positions

3 terms

Form 3 regulatory

"U Power Ltd filed an initial Form 3 for director Jean Christophe Von Pfetten."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"This filing establishes his status as a reporting person for U Power Ltd."

derivative positions financial

"This filing ... does not list any transactions, holdings, or derivative positions."

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does U Power Ltd (UCAR) disclose in this Form 3?

U Power Ltd discloses that Jean Christophe Von Pfetten is a reporting person and director. The Form 3 shows no reported transactions, holdings, or derivative positions, with all transaction-related share counts listed as zero.

Who is the reporting person in the U Power Ltd (UCAR) Form 3?

The reporting person is Jean Christophe Von Pfetten, identified as a director of U Power Ltd. He is not listed as an officer or ten percent owner in this filing, and no other roles are indicated.

Are there any share transactions reported for UCAR in this Form 3?

No share transactions are reported in this Form 3. The transaction summary shows zero buy, sell, acquire, dispose, and exercise counts, and net buy-sell direction is labeled neutral with zero net shares.

Does the UCAR Form 3 show any derivative positions for the director?

The Form 3 shows no derivative positions for the director. The derivative summary is empty and derivativeTransactionCount is zero, indicating no options, warrants, or similar instruments reported in this filing.

Does Jean Christophe Von Pfetten hold at least 10% of U Power Ltd (UCAR)?

Based on this Form 3, he is not identified as a ten percent owner. The filing flags him only as a director, with the ten percent owner indicator set to zero and no equity position disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/02/2026 - 04:10 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Von Pfetten Jean Christophe

(Last) (First) (Middle)

2F, ZUOAN 88 A, LUJIAZUI

(Street)

SHANGHAI 200122

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
U Power Ltd [ UCAR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Jean Christophe von Pfetten	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)