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U Power Limited agreed with Sabby Volatility Warrant Master Fund to cancel 551,628 outstanding ordinary share purchase warrants issued on July 25, 2025, in exchange for 3,000,000 new Class A ordinary shares. The cancellation terminates all warrant rights, including reset features. The company will deliver 500,000 shares via DWAC or DRS by March 18, 2026 to meet the holder’s liquidity needs, with remaining shares issued subject to a 9.99% beneficial ownership cap. After all shares are issued, U Power will have 7,603,440 Class A and 368,044 Class B ordinary shares outstanding. The exchange relies on a Section 3(a)(9) registration exemption, with no commissions paid.
U Power Limited files a registration to offer 9,090,909 Units, each Unit consisting of one Class A Ordinary Share or one Pre-funded Warrant and one Class A Warrant.
Each Unit is shown at an assumed public offering price of $0.66 per Unit. The Warrants include reset mechanics and a zero-cash exercise option that could permit issuance of up to 36,363,636 Class A Ordinary Shares on a zero-cash basis (and up to 41,818,180 Class A Ordinary Shares if the over-allotment Warrants are included). The prospectus discloses ordinary shares outstanding immediately before this offering of 4,603,440 Class A Ordinary Shares and 368,044 Class B Ordinary Shares.
U Power Limited files a registered offering of 4,580,152 Units. Each Unit consists of one Class A Ordinary Share (par value $0.00001) or one pre-funded warrant to purchase one Class A Ordinary Share, plus one Class A Warrant. The prospectus uses an assumed public offering price of $1.31 per Unit.
The Warrants include downward Reset mechanisms on the 4th and 8th trading days and a zero cash exercise option that could result in issuance of up to 18,320,608 Class A Ordinary Shares on a zero-cash basis (and up to 21,068,696 shares including the Representative’s over-allotment option). The company estimates net proceeds of approximately $5.23 million (assuming sale of all Units) and intends to apply $2,517,000 to repay outstanding 2025 Senior Secured Promissory Notes and use the remainder for working capital.
U Power Limited reported a change in its independent auditor. The board’s audit committee recommended, and the board approved, replacing HHL LLP with HCL, PLLC as the company’s independent auditor, effective January 13, 2026.
HHL had performed a limited review of U Power’s interim financial statements for the six months ended June 30, 2025. The company states there were no disagreements with HHL on accounting principles, financial statement disclosure, or auditing scope or procedures during that period. U Power also states it did not consult HCL on accounting or audit matters before the engagement. HHL sent a letter dated January 27, 2026 to the U.S. Securities and Exchange Commission confirming its agreement with the company’s description of the change as it relates to HHL.
U Power Limited reported the results of its 2025 annual general meeting, where shareholders approved a series of potential reverse share consolidations that the board may implement at its discretion. The first consolidation would combine each 10 ordinary shares of par value US$0.00001 into 1 share of par value US$0.0001, and could be used when the Class A share price is below US$1.00. After that, if needed, a second consolidation could combine each 20 ordinary shares of par value US$0.0001 into 1 share of par value US$0.002, and a third could combine each 20 ordinary shares of par value US$0.002 into 1 share of par value US$0.04, again tied to a sub-US$1.00 price or board decision. Across all consolidations, no fractional shares will be issued; any fractions, after aggregation per holder, will be rounded up to the nearest whole share.
U Power Limited (UCAR) furnished materials for its 2025 Annual General Meeting. The Form 6-K includes the Notice and Proxy Statement and a form of Proxy Card to be mailed to shareholders for use in the meeting. These documents provide shareholders with the information and tools needed to vote on company matters at the AGM.
U Power Limited filed a Form 6-K as a foreign private issuer to furnish its financial information for the six months ended June 30, 2025. The submission includes unaudited financial results and statements, along with an operating and financial review and prospects discussion, giving more detail on the company’s performance and outlook for this period.