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[SCHEDULE 13G/A] First Trust Smith Unconstrained Bond ETF SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary

On 03-Jul-2025, Tompkins Financial Corporation (TMP) director Patricia A. Johnson filed a Form 4 reporting the acquisition of 268 common shares at an average price of $65.6456 per share. The stock was taken in lieu of cash retainer fees under the company’s Second Amended and Restated Retainer Plan for Eligible Directors, rather than through an open-market purchase. Following the transaction, Johnson’s direct holdings rose to 5,863.245 shares. No derivative securities or additional transactions were disclosed.

Il 03-lug-2025, la direttrice di Tompkins Financial Corporation (TMP), Patricia A. Johnson, ha presentato un Modulo 4 segnalando l'acquisizione di 268 azioni ordinarie a un prezzo medio di 65,6456 $ per azione. Le azioni sono state ricevute in sostituzione delle commissioni di compenso in contanti nell'ambito del Secondo Piano Modificato e Ristabilito di Compenso per i Direttori Ammissibili della società, anziché tramite un acquisto sul mercato aperto. Dopo la transazione, le partecipazioni dirette di Johnson sono salite a 5.863,245 azioni. Non sono stati divulgati titoli derivati o ulteriori operazioni.

El 03-jul-2025, la directora de Tompkins Financial Corporation (TMP), Patricia A. Johnson, presentó un Formulario 4 informando la adquisición de 268 acciones ordinarias a un precio promedio de 65,6456 $ por acción. Las acciones se recibieron en lugar de honorarios en efectivo bajo el Segundo Plan Enmendado y Restablecido de Retención para Directores Elegibles de la empresa, en lugar de mediante una compra en el mercado abierto. Tras la operación, las participaciones directas de Johnson aumentaron a 5,863.245 acciones. No se divulgaron valores derivados ni transacciones adicionales.

2025년 7월 3일, Tompkins Financial Corporation (TMP) 이사 Patricia A. Johnson가 Form 4를 제출하여 주당 평균 가격 $65.6456268주의 보통주를 취득했다고 보고했습니다. 이 주식은 공개 시장에서의 매수가 아닌 회사의 적격 이사들을 위한 제2차 수정 및 재정립 보수 계획에 따른 현금 보수 대신 지급된 것입니다. 거래 후 Johnson의 직접 보유 주식은 5,863.245주로 증가했습니다. 파생 증권이나 추가 거래는 공개되지 않았습니다.

Le 03 juillet 2025, la directrice de Tompkins Financial Corporation (TMP), Patricia A. Johnson, a déposé un formulaire 4 signalant l'acquisition de 268 actions ordinaires à un prix moyen de 65,6456 $ par action. Les actions ont été reçues en lieu et place d’honoraires en espèces dans le cadre du deuxième plan modifié et restitué de rémunération des administrateurs éligibles de la société, et non par un achat sur le marché ouvert. Après la transaction, les avoirs directs de Johnson sont passés à 5 863,245 actions. Aucun titre dérivé ni transaction supplémentaire n’a été divulgué.

Am 03. Juli 2025 reichte die Direktorin von Tompkins Financial Corporation (TMP), Patricia A. Johnson, ein Formular 4 ein, in dem der Erwerb von 268 Stammaktien zu einem Durchschnittspreis von 65,6456 $ pro Aktie gemeldet wurde. Die Aktien wurden anstatt einer Barvergütung im Rahmen des Zweiten geänderten und neu gefassten Vergütungsplans für berechtigte Direktoren des Unternehmens erhalten, nicht durch einen Kauf am freien Markt. Nach der Transaktion erhöhte sich Johnsons Direktbestand auf 5.863,245 Aktien. Es wurden keine derivativen Wertpapiere oder weiteren Transaktionen offengelegt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director fee-in-stock election; negligible impact on TMP’s valuation or insider-sentiment trends.

This filing reflects a small, non-market purchase tied to the director compensation program, not an active investment decision. The added 268 shares (≈0.004% of TMP’s ~6.6 M outstanding shares) is immaterial to float or insider ownership percentages. Because there is no open-market buying signal, price discovery or change in strategic posture, the disclosure is best viewed as neutral from both valuation and governance perspectives.

Il 03-lug-2025, la direttrice di Tompkins Financial Corporation (TMP), Patricia A. Johnson, ha presentato un Modulo 4 segnalando l'acquisizione di 268 azioni ordinarie a un prezzo medio di 65,6456 $ per azione. Le azioni sono state ricevute in sostituzione delle commissioni di compenso in contanti nell'ambito del Secondo Piano Modificato e Ristabilito di Compenso per i Direttori Ammissibili della società, anziché tramite un acquisto sul mercato aperto. Dopo la transazione, le partecipazioni dirette di Johnson sono salite a 5.863,245 azioni. Non sono stati divulgati titoli derivati o ulteriori operazioni.

El 03-jul-2025, la directora de Tompkins Financial Corporation (TMP), Patricia A. Johnson, presentó un Formulario 4 informando la adquisición de 268 acciones ordinarias a un precio promedio de 65,6456 $ por acción. Las acciones se recibieron en lugar de honorarios en efectivo bajo el Segundo Plan Enmendado y Restablecido de Retención para Directores Elegibles de la empresa, en lugar de mediante una compra en el mercado abierto. Tras la operación, las participaciones directas de Johnson aumentaron a 5,863.245 acciones. No se divulgaron valores derivados ni transacciones adicionales.

2025년 7월 3일, Tompkins Financial Corporation (TMP) 이사 Patricia A. Johnson가 Form 4를 제출하여 주당 평균 가격 $65.6456268주의 보통주를 취득했다고 보고했습니다. 이 주식은 공개 시장에서의 매수가 아닌 회사의 적격 이사들을 위한 제2차 수정 및 재정립 보수 계획에 따른 현금 보수 대신 지급된 것입니다. 거래 후 Johnson의 직접 보유 주식은 5,863.245주로 증가했습니다. 파생 증권이나 추가 거래는 공개되지 않았습니다.

Le 03 juillet 2025, la directrice de Tompkins Financial Corporation (TMP), Patricia A. Johnson, a déposé un formulaire 4 signalant l'acquisition de 268 actions ordinaires à un prix moyen de 65,6456 $ par action. Les actions ont été reçues en lieu et place d’honoraires en espèces dans le cadre du deuxième plan modifié et restitué de rémunération des administrateurs éligibles de la société, et non par un achat sur le marché ouvert. Après la transaction, les avoirs directs de Johnson sont passés à 5 863,245 actions. Aucun titre dérivé ni transaction supplémentaire n’a été divulgué.

Am 03. Juli 2025 reichte die Direktorin von Tompkins Financial Corporation (TMP), Patricia A. Johnson, ein Formular 4 ein, in dem der Erwerb von 268 Stammaktien zu einem Durchschnittspreis von 65,6456 $ pro Aktie gemeldet wurde. Die Aktien wurden anstatt einer Barvergütung im Rahmen des Zweiten geänderten und neu gefassten Vergütungsplans für berechtigte Direktoren des Unternehmens erhalten, nicht durch einen Kauf am freien Markt. Nach der Transaktion erhöhte sich Johnsons Direktbestand auf 5.863,245 Aktien. Es wurden keine derivativen Wertpapiere oder weiteren Transaktionen offengelegt.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



First Trust Portfolios L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/07/2025
First Trust Advisors L.P.
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer
Date:07/07/2025
The Charger Corporation
Signature:/s/ James M. Dykas
Name/Title:James M. Dykas, Chief Financial Officer and Treasurer
Date:07/07/2025
Exhibit Information

Please see Exhibit 99.1 for Joint Filing Agreement

FAQ

How many TMP shares did Director Patricia A. Johnson acquire on 03-Jul-2025?

She acquired 268 shares of Tompkins Financial common stock.

What price was recorded for the shares in the Form 4?

The average price listed was $65.6456 per share.

How many TMP shares does Johnson own after this transaction?

Her direct holdings increased to 5,863.245 shares.

Was this an open-market purchase?

No. The shares were received in lieu of cash retainer fees under the director retainer plan.

Does the filing report any derivative securities?

No derivative positions were disclosed in Table II of the Form 4.

Is this transaction significant for investors?

Given its small size and compensation-related nature, the filing is generally considered neutral for investment decisions.
First Trust Smith Unconstrained Pl BdETF

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