Brian Harding files resale of 3,837 UCTT shares; prior sales totaled $1.84M (UCTT)

Rhea-AI Filing Summary

Brian Harding filed a Form 144 via Morgan Stanley Smith Barney LLC to register 3,837 shares of Common Stock for resale.

The filing also records prior open-market sales: 16,988 shares sold on 06/04/2026 for $1,519,877.97 and 4,000 shares sold on 05/05/2026 for $320,000.00. The securities listed to be sold are restricted stock dated 06/24/2025.

Insights

Insider Transactions Analyst

Routine resale registration and recent insider sales disclosed.

The filing registers 3,837 shares of restricted Common Stock dated 06/24/2025 for resale and documents two prior dispositions: 4,000 shares on 05/05/2026 for $320,000.00 and 16,988 shares on 06/04/2026 for $1,519,877.97.

These entries are factual disclosures of transactions and a resale registration; cash‑flow treatment and any limits on resale are not stated in the excerpt. Subsequent SEC filings or broker confirmations would show settlement details.

Key Figures

Registered for resale: 3,837 shares Sale on 06/04/2026: 16,988 shares Sale on 05/05/2026: 4,000 shares +2 more

5 metrics

Registered for resale 3,837 shares Restricted Stock dated 06/24/2025

Sale on 06/04/2026 16,988 shares Proceeds $1,519,877.97

Sale on 05/05/2026 4,000 shares Proceeds $320,000.00

Broker/Intermediary Morgan Stanley Smith Barney LLC 1 New York Plaza address listed

Filing entry date 07/02/2026 Date shown on filing header

Key Terms

Form 144, Restricted Stock, Proceeds

3 terms

Form 144 regulatory

"Filed to report proposed sale of restricted or control securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 06/24/2025 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Proceeds financial

"16988 | 1519877.97 and 4000 | 320000.00"

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Available on EDGAR 07/02/2026 - 04:05 PM Accepted by SEC EDGAR 07/02/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3837	494019.51	44828352	07/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2025	Restricted Stock	ISSUER			3837	06/24/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRIAN HARDING 26462 Corporate Avenue Hayward CA 94545	Common	06/04/2026	16988	1519877.97
BRIAN HARDING 26462 Corporate Avenue Hayward CA 94545	Common	05/05/2026	4000	320000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Brian Harding disclose in the Form 144 for UCTT?

The Form 144 registers 3,837 shares of restricted Common Stock dated 06/24/2025 for resale. The filing also lists prior sales of 4,000 shares and 16,988 shares on 05/05/2026 and 06/04/2026.

How much cash was reported from recent sales by Brian Harding (UCTT)?

The excerpt shows proceeds of $320,000.00 from 4,000 shares sold on 05/05/2026 and $1,519,877.97 from 16,988 shares sold on 06/04/2026. The filing lists these amounts as sale proceeds.

What type of securities are being registered for resale in the UCTT Form 144?

The filing lists Common Stock described as Restricted Stock with a grant/issue date of 06/24/2025. The registration quantity shown is 3,837 shares for resale.

Who is the broker or intermediary listed on the Form 144 for UCTT?

The filing identifies Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker/intermediary associated with the Form 144 submission. No further broker instructions are provided in the excerpt.

Does the Form 144 excerpt state any resale conditions or limitations for UCTT shares?

The excerpt labels the shares as Restricted Stock and gives the grant date 06/24/2025. It does not state specific resale conditions, volume limits, or timing constraints in the provided text.