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Uranium Energy SEC Filings

UEC NYSE

Welcome to our dedicated page for Uranium Energy SEC filings (Ticker: UEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Uranium Energy Corp (UEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UEC, a Nevada corporation listed on the NYSE American, uses filings such as Forms 8-K, 10-K and 10-Q to report material events, operational progress and financial information related to its uranium mining and nuclear fuel supply activities.

Through Form 8-K reports, UEC discloses developments including public offerings, acquisitions, project designations and the launch of United States Uranium Refining & Conversion Corp (UR&C). These filings describe how offering proceeds are intended to support a planned American uranium refining and conversion facility, as well as general corporate purposes. Other 8-Ks summarize operational milestones such as ISR production ramp-up at Christensen Ranch, upgrades at the Irigaray Central Processing Plant, and the FAST-41 designation of the Sweetwater Uranium Complex.

Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, referenced in UEC’s current reports, contain audited or interim financial statements, management’s discussion and analysis, and detailed descriptions of projects in Wyoming, South Texas and Canada, including the Roughrider project. These filings also discuss uranium inventory positions, licensed production capacity, and the company’s view of policy and market conditions affecting uranium and nuclear fuel.

On Stock Titan, UEC’s filings are paired with AI-powered summaries that highlight key points from lengthy documents, helping readers quickly understand topics such as project status, capital raising, strategic initiatives and risk disclosures. Users can follow new 10-K, 10-Q and 8-K submissions in real time, and review historical filings to track how Uranium Energy Corp’s uranium mining, processing and UR&C plans have evolved over time.

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SEC Form 4 snapshot – Uranium Energy Corp. (UEC)

President & CEO Amir Adnani reported vesting-related transactions on 07/29/25 and 07/31/25:

  • Code M conversions: 448,308 RSUs/PRSUs converted to common stock.
  • Code F disposals: 291,761 shares sold/withheld at $8.99 and $8.68 for tax obligations.
  • Net change: Direct ownership rose by 156,547 shares to 4,398,873.
  • Derivative updates: • 135,463 performance RSUs settled; 27,385 cancelled (Code J). • 330,682 new RSUs granted on 07/31/25 under the 2024 Stock Incentive Plan, vesting in three equal instalments beginning 07/31/26.

Post-filing holdings: ~4.40 m common shares (direct) plus 1.23 m outstanding RSUs (540,984 performance-based; 690,000 time-based, including 132,564 held via Amir Adnani Corp.). All transactions were routine compensation-related, with no open-market purchases.

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Uranium Energy Corp (UEC) Form 4 details eight transactions by EVP Scott Melbye on 29–31 Jul 2025.

  • Exercises (Code M): 93,087 shares issued from vested RSU/PB-RSU awards.
  • Tax Withholding (Code F): 39,582 shares surrendered at $8.99 and $8.68.
  • Net change: +53,505 shares; direct ownership now 1,041,536 shares.
  • Derivative positions: PB-RSUs fall to 154,173 after settlement; new grant of 56,420 time-vested RSUs lifts unvested RSU balance to 119,258.
  • Comp plan: Awards governed by the 2024 Stock Incentive Plan; new RSUs vest in three equal tranches starting 31 Jul 2026.

No open-market sales occurred—transactions were internal conversions and tax remittances. Executive’s ownership increase and continued equity-based pay suggest long-term alignment, though the fresh RSU grant adds modest future dilution.

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Uranium Energy Corp. (UEC) Form 4 highlights: Senior VP U.S. Operations Brent Berg reported two transactions dated 29-31 Jul 2025.

  • Exercise (Code M): 4,007 previously-vested Restricted Stock Units (RSUs) were converted into common shares at a $0 exercise price, lifting direct holdings to 7,052 shares.
  • Tax withholding (Code F): 1,441 shares were automatically sold at $8.99 to satisfy payroll taxes, reducing direct ownership to 5,611 shares.
  • New equity award: On 31 Jul 2025 Berg received 19,148 new RSUs under the 2024 Stock Incentive Plan. These vest in three equal installments beginning 31 Jul 2026. Post-grant, Berg holds 27,163 unvested RSUs.

No open-market sales or purchases occurred; share dispositions were solely for tax obligations. The filing suggests ongoing alignment with shareholders through a larger equity incentive while maintaining a modest net increase in long-term exposure to UEC stock.

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Uranium Energy Corp. (UEC) Form 4: Senior VP, U.S. Operations Josephine Man disclosed the 31 Jul 2025 award of 48,295 Restricted Stock Units (RSUs) at $0 cost under the 2024 Stock Incentive Plan. Each RSU converts into one common share.

The RSUs vest in three equal tranches beginning 31 Jul 2026, with delivery of vested shares by 30 Aug each year. After the grant, Ms. Man now controls 64,398 derivative securities; no open-market purchases or sales of common stock were reported. The transaction reflects routine equity compensation that strengthens management-shareholder alignment while creating a modest future issuance over the 2026-2028 period.

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Uranium Energy Corp. (UEC) – Form 4 insider activity

Director Vincent Della Volpe reported three automatic conversions of previously granted Restricted Stock Units (code M) on 29 and 31 Jul 2025, adding 12,236 common shares to his direct holdings. His direct ownership rose to 207,228 shares.

On 31 Jul 2025 he also received new equity compensation under the 2024 Stock Incentive Plan: 6,818 RSUs that vest in three equal annual installments beginning 31 Jul 2026, and 10,241 stock options with a $8.68 strike that vest over 24 months and expire in 2035. Post-grant, the director holds 18,626 unvested RSUs and 236,290 options.

No shares were sold and no cash purchases were made; the ownership increase stems solely from compensation instruments. While the absolute amounts are small relative to UEC’s float, the absence of sales and higher equity stake may be interpreted as a modestly positive alignment signal.

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Uranium Energy Corp. (UEC) – Form 4 insider activity

Director Gloria L. Ballesta Moya reported multiple equity transactions. On 29 & 31 Jul 2025 she converted 12,656 vested Restricted Stock Units (code “M”) into an equal number of common shares at a zero exercise price, lifting her direct holding from 90,232 to 102,888 shares.

The filing also discloses new equity compensation granted on 31 Jul 2025 under the 2024 Stock Incentive Plan:

  • 6,818 RSUs that vest in three equal annual instalments starting 31 Jul 2026.
  • 10,241 non-qualified stock options with an $8.68 strike, expiring 31 Jul 2035; vesting schedule: 12.5 % at 3 & 6 months, 25 % at 12, 18 & 24 months.
Post-transaction, Ballesta Moya retains 20,275 RSUs, 18,626 unvested RSUs and 243,290 options.

No open-market buying or selling occurred; transactions were routine exercises and grants. While the director’s net share ownership rose modestly, the events have minimal dilution and limited market impact.

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Uranium Energy Corp. (UEC) – Form 4 filing dated 07/31/2025

Director Trecia M. Canty reported two transactions involving the company’s equity on 07/29/2025 and 07/31/2025. She converted Restricted Stock Units (RSUs) into 3,339 and 5,128 common shares (transaction code M), increasing her direct share count to 13,595 shares.

In Table II, Canty also disclosed derivative activity:

  • Exercised 3,339 and 5,128 RSUs at no cost.
  • Accepted a new grant of 6,818 RSUs that vest in three equal installments beginning 07/31/2026.
  • Received an option award for 10,241 shares at a strike of $8.68, expiring 07/31/2035.
  • Maintains earlier option positions: 100,000 options @ $3.22 (exp. 3/17/2028), 23,219 options @ $3.32 (exp. 7/31/2033) and 15,095 options @ $5.49 (exp. 7/26/2034).
The filings show the director’s net increase in direct ownership and expanded long-dated option exposure under the 2024 Stock Incentive Plan. No sales were reported.

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Uranium Energy Corp. (UEC) – Form 4, filed 31 Jul 2025 reports equity activity by director David Kong.

  • RSU vesting: 13,074 common shares released on 29 & 31 Jul 2025 (Codes M).
  • Tax withholding: 6,996 shares automatically withheld (Code F) at $8.68–$8.99 for taxes.
  • Net share change: Kong’s direct ownership rises by 6,078 shares to 165,030 common shares.
  • New grants: 6,818 RSUs (vesting equally 2026–2028) and 10,241 stock options at $8.68 strike (vesting over 24 months, expiring 31 Jul 2035) awarded under the 2024 Stock Incentive Plan.
  • Derivative holdings after transactions: 18,626 unvested RSUs and 189,331 options.

All dispositions were withholding-related; no open-market sales occurred. The filing indicates continued incentive alignment through equity awards and a modest increase in the director’s long-term stake, while adding incremental potential dilution for shareholders.

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Uranium Energy Corp. (UEC) Form 4: Director Spencer Abraham reported multiple equity transactions on 29-31 Jul 2025. He converted vested RSUs (Code M) into 29,335 common shares (8,167 + 8,348 + 12,820) at no cash cost, increasing his direct share count to 705,859.

The board simultaneously granted Abraham 16,889 new RSUs and 25,368 stock options with a $8.68 exercise price and 31 Jul 2035 expiry. RSUs vest in three equal annual tranches beginning 31 Jul 2026; options vest 12.5% at 3 & 6 months, then 25% at 12, 18 & 24 months.

Following the transactions, Abraham now holds 46,409 unvested RSUs and 191,073 options in addition to his common shares. No dispositions were reported, signalling a net ownership increase.

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Uranium Energy Corp (UEC) has significantly increased its strategic position in Anfield Energy by acquiring 170,000,000 additional common shares at CAD $0.115 per share, representing a total investment of CAD $19.55 million.

Key details of the transaction:

  • Post-acquisition ownership increased to 373,415,775 shares, representing 32.4% of Anfield's outstanding shares (non-diluted)
  • On a partially diluted basis (including 96,272,918 warrants), UEC's ownership could reach 37.6%
  • Warrants are exercisable at CAD $0.18 per share until May 12, 2027
  • Transaction executed under the "private agreement exemption" of NI 62-104

The acquisition was made for investment purposes, with UEC maintaining flexibility to adjust its ownership position based on future evaluation of Anfield's business prospects, financial condition, and capital requirements.

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FAQ

How many Uranium Energy (UEC) SEC filings are available on StockTitan?

StockTitan tracks 43 SEC filings for Uranium Energy (UEC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Uranium Energy (UEC)?

The most recent SEC filing for Uranium Energy (UEC) was filed on August 1, 2025.