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Universal Electronics (UEIC) director trust granted 31,017 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MUTCH JOHN reported acquisition or exercise transactions in this Form 4 filing.

UNIVERSAL ELECTRONICS INC reported that an entity associated with director John Mutch received an equity award. The John Mutch Sole and Separate Property Trust was granted 31,017 shares of Common Stock in the form of restricted stock units as director compensation at a price of $0.00 per share.

These restricted stock units vest on the earlier of May 26, 2027 or the date of the next annual meeting of stockholders. Following this award, the trust holds 54,591 shares of Common Stock indirectly. Mr. Mutch disclaims beneficial ownership of the shares held by the trust.

Positive

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Insider MUTCH JOHN
Role null
Type Security Shares Price Value
Grant/Award Common Stock 31,017 $0.00 --
Holdings After Transaction: Common Stock — 54,591 shares (Indirect, By John Mutch Sole and Separate Property Trust)
Footnotes (1)
  1. Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders. These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.
RSUs awarded 31,017 shares Restricted stock units granted on May 26, 2026 as director compensation
Award price $0.00 per share Transaction price per share for the RSU grant
Post-transaction holdings 54,591 shares Common stock held indirectly after the award
Vesting date May 26, 2027 RSUs vest on this date or earlier at next annual meeting
restricted stock units financial
"Represents restricted stock units awarded on May 26, 2026 as director compensation"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
director compensation financial
"restricted stock units awarded on May 26, 2026 as director compensation"
beneficial ownership financial
"Mr. Mutch disclaims beneficial ownership of the shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
annual meeting of stockholders financial
"vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MUTCH JOHN
(Last)(First)(Middle)
15147 N SCOTTSDALE RD STE H300
(Street)
SCOTTSDALE ARIZONA 85254
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A31,017(1)A$054,591IBy John Mutch Sole and Separate Property Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.
2. These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.
Remarks:
/s/John Mutch, by Bryan Allison, pursuant to Limited Power of Attorney dated April 17, 202505/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UNIVERSAL ELECTRONICS INC (UEIC) report for John Mutch?

UNIVERSAL ELECTRONICS INC reported that an entity associated with director John Mutch received 31,017 restricted stock units as director compensation. The award was made to the John Mutch Sole and Separate Property Trust at a price of $0.00 per share.

How many UNIVERSAL ELECTRONICS INC (UEIC) shares are held after this Form 4 transaction?

After the reported award, the John Mutch Sole and Separate Property Trust holds a total of 54,591 shares of UNIVERSAL ELECTRONICS INC common stock indirectly. This figure reflects post-transaction holdings as disclosed in the Form 4 filing.

When do the new restricted stock units for UEIC director John Mutch vest?

The 31,017 restricted stock units awarded in connection with John Mutch’s board service vest on the earlier of May 26, 2027, or the date of the next annual meeting of stockholders, according to the Form 4 footnote disclosure.

Who legally holds the awarded UNIVERSAL ELECTRONICS INC (UEIC) shares for John Mutch?

The awarded shares are held by the John Mutch Sole and Separate Property Trust, identified as the indirect owner in the Form 4. The filing states that Mr. Mutch disclaims beneficial ownership of the shares held by the trust.

Was the UEIC Form 4 transaction a market purchase or sale of shares?

The Form 4 shows a grant or award acquisition of 31,017 restricted stock units as director compensation, not an open-market purchase or sale. The transaction price per share is reported as $0.00, indicating a compensation-related equity award.