UNIVERSAL ELECTRONICS INC SEC Filings

A shareholder associated with UEIC submitted an amended Form 144 covering potential sales of common stock through BTIG LLC. The notice lists 325,000 shares with an aggregate market value of $1,712,750.00, alongside 12,885,062 shares outstanding as of August 10, 2026 on Nasdaq.

The shareholder reports acquiring 1,544,647 shares via open market purchases for cash on April 12, 2023 and selling 200,000 shares for $1,044,440.00 on August 10, 2026.

Universal Electronics Inc. has a significant shareholder group led by Ameriprise Financial, Inc., Columbia Management Investment Advisers, LLC, and Columbia Small Cap Value Discovery Fund. As of June 30, 2026, Ameriprise and Columbia Management each report beneficial ownership of 1,026,032 shares of Universal Electronics common stock, representing 8.1% of the class, through advisory relationships. The Columbia Small Cap Value Discovery Fund itself holds 699,686 shares, or 5.5% of the outstanding shares, with sole voting power over that position and shared dispositive power. The reporting entities state that they may be deemed to share beneficial ownership but each disclaims beneficial ownership beyond their advisory or parent-holding roles.

Universal Electronics Inc. officer Joseph Lee Haughawout, Chief Operating Officer, filed an initial statement of beneficial ownership. He reports direct ownership of 25,149 shares of common stock and unvested Restricted Stock Units that represent 3,500 and 6,666 underlying common shares from prior equity grants.

Universal Electronics Inc. (UEIC) reported the initial equity holdings of Chief Financial Officer Ho Sui Man. The CFO directly holds 14,713 shares of common stock. In addition, there are unvested Restricted Stock Units (RSUs) covering 1,800 underlying shares from a June 17, 2024 grant and 4,333 underlying shares from a May 13, 2025 grant, each subject to a three-year ratable annual vesting schedule beginning on June 17, 2025 and May 13, 2026, respectively.

Universal Electronics Inc. shareholders Toro 18 Holdings LLC, Immersion Corp, William C. Martin and Eric Singer updated their Schedule 13D to reflect a share sale and current ownership. Toro 18 directly holds 1,344,647 common shares, representing approximately 10.4% of the 12,885,062 shares outstanding as of August 3, 2026. Immersion, as sole member of Toro 18, and Mr. Martin, as its Chief Strategy Officer, may each be deemed to beneficially own these 1,344,647 shares.

Mr. Singer directly owns 80,984 shares and, as President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the 1,344,647 Toro 18 shares, for aggregate beneficial ownership of 1,425,631 shares, or about 11.1% of the company. On August 10, 2026, Toro 18 sold 200,000 shares in open-market transactions at a weighted average price of $5.2222 per share; the filing states these sales were undertaken to offset certain tax liabilities of the reporting persons. The filing also notes Mr. Singer’s equity compensation: 18,437 restricted stock units vested on May 19, 2026, and he was granted 31,017 RSUs on May 26, 2026, each RSU representing a contingent right to receive one share, vesting at the earlier of May 26, 2027 or the next annual stockholder meeting.

Toro 18 Holdings LLC, as part of a Section 13(d) group that collectively beneficially owns over 10% of UNIVERSAL ELECTRONICS INC, reported selling 200,000 shares of Common Stock on 2026-08-10 at a weighted average price of $5.2222 per share, with sale prices ranging from $5.13 to $5.445. The shares are owned directly by Toro 18; Immersion Corporation, William C. Martin, and Eric Singer may be deemed to beneficially own them through their roles with Toro 18 and each disclaims beneficial ownership beyond any pecuniary interest. A separate entry reflects Common Stock held directly by Eric Singer. The transactions were not reported as made under a Rule 10b5-1 trading plan.

Universal Electronics reported sharply lower revenue but improved profitability for the quarter ended June 30, 2026. Net sales fell 25.0% to $73.2 million, driven by softer demand in both connected home and home entertainment channels. Gross margin rose to 35.4% from 29.9%, helped by monetization of IEEPA tariff refund claims, mix benefits and lower freight costs. Operating income increased to $4.8 million from $1.0 million, and the company posted net income of $1.6 million, or $0.12 diluted EPS, versus a net loss of $2.9 million a year earlier. For the first six months, net sales were $152.3 million with a net loss of $5.7 million.

Cash and cash equivalents were $32.4 million, supplemented by $48.7 million of available borrowing capacity across U.S. and China credit lines. Operating cash flow was $5.5 million, as inventories declined by $8.1 million. The company sold tariff refund claims for about $7.6 million and recorded a $6.9 million IEEPA receivable plus a $3.9 million liability for expected customer refunds, while continuing to face macro headwinds from tariffs, foreign exchange volatility, and weaker consumer demand.