Universal Electronics COO reports equity holdings
Universal Electronics Inc. officer Joseph Lee Haughawout, Chief Operating Officer, filed an initial statement of beneficial ownership.
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Form Type
3
Rhea-AI Filing Summary
Universal Electronics Inc. officer Joseph Lee Haughawout, Chief Operating Officer, filed an initial statement of beneficial ownership. He reports direct ownership of 25,149 shares of common stock and unvested Restricted Stock Units that represent 3,500 and 6,666 underlying common shares from prior equity grants.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Haughawout Joseph Lee
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units F1 | -- | -- | -- |
| holding | Restricted Stock Units F2 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 10,166 contracts (Direct);
Common Stock — 25,149 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. On June 17, 2024, the Reporting Person was granted 10,500 RSUs, vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.
- F2. Each RSU represents a contingent right to receive one share of UEI common stock. On May 13, 2025, the Reporting Person was granted 10,000 RSUs, vesting over a 3 year ratable annual vesting schedule which began on May 13, 2026. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.
Key Figures
Direct common stock holdings: 25,149 shares
Unvested RSUs (2024 grant) underlying shares: 3,500 shares
Unvested RSUs (2025 grant) underlying shares: 6,666 shares
+2 more
5 metrics
Direct common stock holdings
25,149 shares
Common Stock directly owned following the reported holdings on August 6, 2026
Unvested RSUs (2024 grant) underlying shares
3,500 shares
Remaining unvested portion of 10,500 RSUs granted June 17, 2024
Unvested RSUs (2025 grant) underlying shares
6,666 shares
Remaining unvested portion of 10,000 RSUs granted May 13, 2025
RSUs granted June 17, 2024
10,500 RSUs
Three-year ratable annual vesting schedule beginning June 17, 2025
RSUs granted May 13, 2025
10,000 RSUs
Three-year ratable annual vesting schedule beginning May 13, 2026
Key Terms
Restricted Stock Units, contingent right to receive, ratable annual vesting schedule
3 terms
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right to receive financial
"Each RSU represents a contingent right to receive one share of UEI common stock"
ratable annual vesting schedule financial
"vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 3 filing by UEIC’s COO report?
The filing reports that UEIC Chief Operating Officer Joseph Lee Haughawout beneficially owns 25,149 shares of common stock and unvested Restricted Stock Units tied to additional shares, as of the reported date, without indicating any recent purchases or sales.
What Restricted Stock Units are reported in the UEIC Form 3?
The Form 3 lists two RSU positions: one covering 3,500 underlying common shares and another covering 6,666 underlying common shares. Each RSU represents a contingent right to receive one UEIC common share, subject to the specified vesting schedules.
What are the key grant dates for the UEIC COO’s RSUs?
Footnotes state grants of 10,500 RSUs on June 17, 2024 and 10,000 RSUs on May 13, 2025. Both vest on a three-year ratable annual schedule beginning June 17, 2025, and May 13, 2026, respectively, with the filing showing only remaining unvested portions.
Does the UEIC Form 3 indicate any recent insider buying or selling?
The Form 3 reflects holdings rather than transactions, with no explicit buy or sell codes. It records existing common stock and RSU positions for the COO, serving as an initial beneficial ownership statement rather than a report of current trading activity.
AI-generated analysis. How Rhea-AI works. Not financial advice.
