Universal Electronics (UEIC) CFO discloses initial stock and RSU ownership
Rhea-AI Filing Summary
Universal Electronics Inc. (UEIC) reported the initial equity holdings of Chief Financial Officer Ho Sui Man. The CFO directly holds 14,713 shares of common stock. In addition, there are unvested Restricted Stock Units (RSUs) covering 1,800 underlying shares from a June 17, 2024 grant and 4,333 underlying shares from a May 13, 2025 grant, each subject to a three-year ratable annual vesting schedule beginning on June 17, 2025 and May 13, 2026, respectively.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
HO SUI MAN
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units F1 | -- | -- | -- |
| holding | Restricted Stock Units F2 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 6,133 shares (Direct);
Common Stock — 14,713 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. On June 17, 2024, the Reporting Person was granted 5,400 RSUs, vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.
- F2. Each RSU represents a contingent right to receive one share of UEI common stock. On May 13, 2025, the Reporting Person was granted 6,500 RSUs, vesting over a 3 year ratable annual vesting schedule which began on May 13, 2026. The amount included in the table represents the remining unvested portion of this grant as of the filing date.
Key Figures
Direct common stock holdings: 14,713 shares
Unvested RSUs from 2024 grant: 1,800 shares
Unvested RSUs from 2025 grant: 4,333 shares
+2 more
5 metrics
Direct common stock holdings
14,713 shares
Total direct common stock held following reported positions
Unvested RSUs from 2024 grant
1,800 shares
Remaining unvested portion of 5,400 RSUs granted June 17, 2024
Unvested RSUs from 2025 grant
4,333 shares
Remaining unvested portion of 6,500 RSUs granted May 13, 2025
2024 RSU grant size
5,400 RSUs
Grant to CFO on June 17, 2024, vesting over three years
2025 RSU grant size
6,500 RSUs
Grant to CFO on May 13, 2025, vesting over three years
Key Terms
Restricted Stock Units, contingent right, ratable annual vesting schedule
3 terms
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each RSU represents a contingent right to receive one share of UEI common stock"
ratable annual vesting schedule financial
"vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025"
FAQ
How many unvested RSUs does the UEIC CFO report in this Form 3?
The CFO reports unvested RSUs linked to 1,800 underlying shares from a 2024 grant and 4,333 underlying shares from a 2025 grant. Each RSU represents a contingent right to receive one share of UEIC common stock upon vesting.
What are the vesting schedules of the UEIC CFO’s RSU grants?
The June 17, 2024 grant of 5,400 RSUs vests over three years on a ratable annual basis starting June 17, 2025. The May 13, 2025 grant of 6,500 RSUs vests ratably over three years beginning May 13, 2026.
What does each RSU represent in the UEIC CFO’s Form 3 disclosure?
Each RSU represents a contingent right to receive one share of Universal Electronics common stock. The filing notes that only the remaining unvested portions of the 2024 and 2025 RSU grants are included as of the filing date.
Is there any indication of recent buying or selling activity by the UEIC CFO in this Form 3?
No specific buy or sell transactions are indicated; the entries are characterized as holdings. The Form 3 primarily establishes the CFO’s initial ownership of common stock and unvested RSUs rather than reporting new trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
