What does Universal Electronics (UEIC) disclose about its CFO's share ownership in this Form 3?

Universal Electronics discloses that its CFO, Ho Sui Man, directly holds 14,713 shares of common stock. The filing also reports unvested RSUs that may convert into additional UEIC shares as they vest over time.

Universal Electronics CFO reports initial share holdings

Q: How many unvested RSUs does the UEIC CFO report in this Form 3?

The CFO reports unvested RSUs linked to 1,800 underlying shares from a 2024 grant and 4,333 underlying shares from a 2025 grant. Each RSU represents a contingent right to receive one share of UEIC common stock upon vesting.

Q: What are the vesting schedules of the UEIC CFO’s RSU grants?

The June 17, 2024 grant of 5,400 RSUs vests over three years on a ratable annual basis starting June 17, 2025. The May 13, 2025 grant of 6,500 RSUs vests ratably over three years beginning May 13, 2026.

Q: How many UEIC common shares does the CFO directly own after the reported positions?

The CFO directly owns 14,713 shares of Universal Electronics common stock. This figure is presented as the total direct common stock holdings following the reported positions in the Form 3 ownership statement.

Q: Is there any indication of recent buying or selling activity by the UEIC CFO in this Form 3?

No specific buy or sell transactions are indicated; the entries are characterized as holdings. The Form 3 primarily establishes the CFO’s initial ownership of common stock and unvested RSUs rather than reporting new trades.

Universal Electronics Inc. (UEIC) reported the initial equity holdings of Chief Financial Officer Ho Sui Man.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Universal Electronics Inc. (UEIC) reported the initial equity holdings of Chief Financial Officer Ho Sui Man. The CFO directly holds 14,713 shares of common stock. In addition, there are unvested Restricted Stock Units (RSUs) covering 1,800 underlying shares from a June 17, 2024 grant and 4,333 underlying shares from a May 13, 2025 grant, each subject to a three-year ratable annual vesting schedule beginning on June 17, 2025 and May 13, 2026, respectively.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider HO SUI MAN

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units ^F1	--	--	--
holding	Restricted Stock Units ^F2	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 6,133 contracts (Direct); Common Stock — 14,713 shares (Direct)

Footnotes (2)

F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. On June 17, 2024, the Reporting Person was granted 5,400 RSUs, vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.
F2. Each RSU represents a contingent right to receive one share of UEI common stock. On May 13, 2025, the Reporting Person was granted 6,500 RSUs, vesting over a 3 year ratable annual vesting schedule which began on May 13, 2026. The amount included in the table represents the remining unvested portion of this grant as of the filing date.

Key Figures

Direct common stock holdings: 14,713 shares Unvested RSUs from 2024 grant: 1,800 shares Unvested RSUs from 2025 grant: 4,333 shares +2 more

5 metrics

Direct common stock holdings 14,713 shares Total direct common stock held following reported positions

Unvested RSUs from 2024 grant 1,800 shares Remaining unvested portion of 5,400 RSUs granted June 17, 2024

Unvested RSUs from 2025 grant 4,333 shares Remaining unvested portion of 6,500 RSUs granted May 13, 2025

2024 RSU grant size 5,400 RSUs Grant to CFO on June 17, 2024, vesting over three years

2025 RSU grant size 6,500 RSUs Grant to CFO on May 13, 2025, vesting over three years

Key Terms

Restricted Stock Units, contingent right, ratable annual vesting schedule

3 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each RSU represents a contingent right to receive one share of UEI common stock"

ratable annual vesting schedule financial

"vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many unvested RSUs does the UEIC CFO report in this Form 3?

The CFO reports unvested RSUs linked to 1,800 underlying shares from a 2024 grant and 4,333 underlying shares from a 2025 grant. Each RSU represents a contingent right to receive one share of UEIC common stock upon vesting.

What are the vesting schedules of the UEIC CFO’s RSU grants?

The June 17, 2024 grant of 5,400 RSUs vests over three years on a ratable annual basis starting June 17, 2025. The May 13, 2025 grant of 6,500 RSUs vests ratably over three years beginning May 13, 2026.

How many UEIC common shares does the CFO directly own after the reported positions?

The CFO directly owns 14,713 shares of Universal Electronics common stock. This figure is presented as the total direct common stock holdings following the reported positions in the Form 3 ownership statement.

What does each RSU represent in the UEIC CFO’s Form 3 disclosure?

Each RSU represents a contingent right to receive one share of Universal Electronics common stock. The filing notes that only the remaining unvested portions of the 2024 and 2025 RSU grants are included as of the filing date.

Is there any indication of recent buying or selling activity by the UEIC CFO in this Form 3?

No specific buy or sell transactions are indicated; the entries are characterized as holdings. The Form 3 primarily establishes the CFO’s initial ownership of common stock and unvested RSUs rather than reporting new trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 07:29 PM Accepted by SEC EDGAR 08/13/2026 - 07:28 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

HO SUI MAN

(Last)

(First)

(Middle)

15147 N SCOTTSDALE RD STE H300

(Street)

SCOTTSDALE

ARIZONA

85254

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2026

3. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	14,713	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽¹⁾	Common Stock	1,800	⁽¹⁾	D
Restricted Stock Units	⁽²⁾	⁽²⁾	Common Stock	4,333	⁽²⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. On June 17, 2024, the Reporting Person was granted 5,400 RSUs, vesting over a 3 year ratable annual vesting schedule which began on June 17, 2025. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.

2. Each RSU represents a contingent right to receive one share of UEI common stock. On May 13, 2025, the Reporting Person was granted 6,500 RSUs, vesting over a 3 year ratable annual vesting schedule which began on May 13, 2026. The amount included in the table represents the remining unvested portion of this grant as of the filing date.

Remarks:

	/s/ Sui Man Ho, by Ryan Hochgesang, pursuant to Limited Power of Attorney dated August 12, 2026	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR