Welcome to our dedicated page for Universal Electrs SEC filings (Ticker: UEIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Electronics Inc.'s SEC filings document the formal disclosures of an operating company in universal wireless control products for home entertainment, smart home and related home-technology markets. Form 8-K reports furnish quarterly and year-end results, material definitive agreements, credit-agreement amendments, share repurchase authorizations, and changes in senior financial or corporate officers.
Proxy materials cover shareholder-voting matters and governance disclosures tied to the board and executive compensation. The filing record also identifies capital-structure matters such as the common-stock repurchase program and the Second Amended and Restated Credit Agreement, including amendments to borrowing limits, covenant terms and restricted-payment capacity.
UNIVERSAL ELECTRONICS INC director William C. Mulligan reported routine equity compensation activity involving restricted stock units and related common shares. On the reported date, 18,437 restricted stock units were exercised into 18,437 shares of common stock at a stated price of $0.00 per share. These common shares are held indirectly through The William Mulligan Rev Dec Trust, where he serves as trustee and disclaims ownership of the shares held by the trust.
Following these transactions, Mulligan’s direct holdings of common stock were 2,490 shares, and the trust held 77,104 common shares. The filing also shows that, after this exercise, no restricted stock units from this grant remain outstanding.
UNIVERSAL ELECTRONICS INC director Romulo Pontual exercised 18,437 restricted stock units into common stock. On May 19, 2026, 18,437 RSUs converted into 18,437 shares of common stock at an exercise price of $0.00 per share. Following the transaction, Pontual directly owns 40,270 shares of Universal Electronics common stock. Each restricted stock unit represented a contingent right to receive one share of common stock, granted on July 1, 2025 with 100% vesting upon the earlier of one year after grant or immediately before the company’s next annual stockholder meeting.
Universal Electronics Inc. director and ten percent owner Eric Singer exercised 18,437 restricted stock units into an equal number of Common Stock shares, classified as an exercise or conversion of a derivative security. These RSUs were granted on July 1, 2025 and vested upon specified time or meeting conditions.
Following the transaction, Singer holds 80,984 shares of Common Stock directly. A separate holding of 1,544,647 shares of Common Stock is reported as held indirectly by a group through Toro 18 Holdings LLC, for which Singer may be deemed a beneficial owner.
UNIVERSAL ELECTRONICS INC director Sue Ann Hamilton reported a compensation-related share acquisition. On May 19, 2026, 18,437 restricted stock units converted into an equal number of common shares at a price of $0.00 per share, reflecting the vesting of a prior equity award.
The resulting common shares are held indirectly through the Sue Ann R. Hamilton Trust, which now holds 52,774 shares of Universal Electronics common stock after the transaction. Ms. Hamilton disclaims ownership of the shares held by the trust, and no open-market purchases or sales were reported in this filing.
Universal Electronics Inc. director Michael D. Burger exercised 18,437 restricted stock units into common shares. The units converted into an equal number of common shares at no cash cost, increasing his direct holdings to 23,156 shares. These 18,437 restricted stock units were originally granted on July 1, 2025, with 100% vesting upon the earlier of one year from grant or immediately before the company’s next annual meeting of stockholders.
Universal Electronics Inc. reported results from its annual stockholder meeting held on May 19, 2026. Stockholders elected five Class II directors, with support levels ranging from about 6.1 million to 7.6 million votes in favor for each nominee, plus broker non-votes.
Investors approved an amendment to the Restated Certificate of Incorporation to declassify the Board of Directors, with 7,719,323 votes for and 387,784 against. As a result, all directors will stand for election annually beginning with the 2027 annual meeting.
Stockholders also approved an amendment and restatement of the 2018 Equity and Incentive Compensation Plan, increasing the shares available for issuance by 375,000, and supported executive compensation on a non-binding advisory basis. They ratified Grant Thornton LLP as the independent auditor for the year ending December 31, 2026.
Universal Electronics Inc. reports a Schedule 13G/A filing showing beneficial ownership by Leviticus Partners as reported by Adam M. Hutt. The filing states 4.9% ownership, representing 629,995 shares of Common Stock. The filing is labeled "Ownership of 5 Percent or Less of a Class."
The filing lists sole voting and dispositive power over 629,995 shares and is signed by Adam M Hutt as Managing Member on 05/14/2026. No transaction or change-in-control language is included.
Universal Electronics Inc. reported Q1 2026 net sales of $79.0 million, down from $92.3 million a year earlier, as demand softened in both connected home and home entertainment channels. Gross margin fell to 26.1% from 28.3%, pressured by less favorable sales mix and higher tariffs, partly offset by procurement savings.
The company posted a net loss of $7.3 million, or $0.58 per share, compared with a $6.3 million loss, as higher tax expense offset lower operating costs. Operating cash flow was a modest outflow of $0.8 million, with inventories reduced by $9.8 million. Cash stood at $29.8 million and total borrowings on credit lines were $23.2 million, leaving substantial undrawn capacity.
The U.S. credit agreement was amended to double the limit on restricted payments, and the board expanded the Share Repurchase Program by up to 1,000,000 additional shares. In litigation, Roku’s asserted patents were fully invalidated and its related district court case was voluntarily dismissed. The company also filed a complaint in the Court of International Trade seeking refunds of certain tariff duties but has not recorded any benefit from potential refunds.
Universal Electronics Inc. reported weaker sales but meaningful cost reductions in the first quarter of 2026. GAAP net sales were $79.0 million, down from $92.3 million a year earlier, with connected home revenue of $28.3 million and home entertainment revenue of $50.7 million.
GAAP gross margin slipped to 26.1% from 28.3%. The company posted a GAAP operating loss of $3.9 million and a GAAP net loss of $7.3 million, or $0.58 per share, compared to a $6.3 million loss, or $0.48 per share, in 2025. On an adjusted non-GAAP basis, net loss improved slightly to $1.3 million, or $0.10 per diluted share, from $1.5 million, or $0.12 per diluted share.
Management highlighted a $5.3 million year-over-year reduction in operating expenses and about $9.8 million of inventory reduction, with cash and cash equivalents at $29.8 million at March 31, 2026. For full-year 2026, the company reaffirmed guidance for a revenue decline and expects adjusted non-GAAP diluted EPS between $0.45 and $0.65, versus $0.31 in 2025.
Universal Electronics executive Ramzi Ammari, Sr. VP Corporate Planning & Strategy, reported routine equity compensation activity in company stock. On May 7, 2026, he exercised 2,000 restricted stock units (RSUs), receiving the same number of common shares at a stated price of $0.00 per share.
On May 8, 2026, Ammari sold 619 common shares at $4.26 per share. A footnote states these shares were sold solely to cover applicable taxes and fees from RSU vesting under a sell-to-cover transaction, and do not represent a discretionary sale. After these transactions, he directly holds 39,029.43 common shares and an aggregate of 6,000 RSUs.