Welcome to our dedicated page for Universal Electrs SEC filings (Ticker: UEIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Electronics Inc.'s SEC filings document the formal disclosures of an operating company in universal wireless control products for home entertainment, smart home and related home-technology markets. Form 8-K reports furnish quarterly and year-end results, material definitive agreements, credit-agreement amendments, share repurchase authorizations, and changes in senior financial or corporate officers.
Proxy materials cover shareholder-voting matters and governance disclosures tied to the board and executive compensation. The filing record also identifies capital-structure matters such as the common-stock repurchase program and the Second Amended and Restated Credit Agreement, including amendments to borrowing limits, covenant terms and restricted-payment capacity.
UNIVERSAL ELECTRONICS INC COO and Interim CEO Richard K. Carnifax reported routine equity transactions tied to restricted stock vesting. On May 7, 2026, he exercised 1,166 Restricted Stock Units, receiving the same number of common shares at a stated price of $0.00 per share. On May 8, 2026, he sold 362 common shares at a weighted average price of $4.2582 per share solely to cover applicable taxes and fees in a sell-to-cover transaction that was not a discretionary sale. After these transactions, he directly owned 16,793 common shares and an aggregate of 3,498 RSUs, from an original grant of 14,000 RSUs made on February 7, 2024 that vests over three years.
Universal Electronics Inc. Schedule 13G reports that Adam M. Hutt, as Managing Member of Leviticus Partners, beneficially owned 655,000 shares of Common Stock, representing 5.1% of the class as of the filing. The filing lists sole voting and dispositive power over 655,000 shares.
The form identifies the issuer's principal executive office in Scottsdale, Arizona, and provides the filer’s address in Great Neck, New York. The signature date on the filing is 05/04/2026.
Universal Electronics Inc. is asking stockholders to vote at its May 19, 2026 annual meeting on five proposals, including board elections, a governance change and an equity plan update. Holders of 12,614,606 common shares as of March 27, 2026 are entitled to one vote per share.
Stockholders will elect five Class II directors, vote on declassifying the board so all directors stand for annual election starting in 2027, and consider an amended and restated 2018 Equity and Incentive Compensation Plan that adds 375,000 shares and updates terms. They will also cast an advisory say‑on‑pay vote and decide whether to ratify Grant Thornton LLP as auditor for 2026.
Universal Electronics Inc. is soliciting proxies for its 2026 Annual Meeting to be held at its Scottsdale, Arizona office. The meeting asks shareholders to elect five Class II directors, approve an amendment to declassify the Board, adopt an amended 2018 equity plan that adds $0 375,000 shares for issuance, approve executive compensation on a non-binding basis, and ratify Grant Thornton LLP as auditor.
The proxy discloses equity plan metrics as of March 17, 2026: 734,030 options outstanding, 465,051 unvested RSUs, 744,082 unvested PSUs, and 137,964 shares available for grant. The filing reports a current overhang of 2,081,127 shares (16.5%) and states the additional 375,000 shares have an aggregate market value of $1,586,250 based on a March 17, 2026 closing price of $4.23.
Universal Electronics senior vice president of corporate planning and strategy Ramzi Ammari sold 4,915.57 shares of common stock on March 16, 2026 in an open-market transaction at an average price of $4.1552 per share.
After this sale, Ammari directly owns 37,648.43 shares of Universal Electronics common stock, indicating he retains a substantial equity position in the company despite the disposition.
Universal Electronics Inc. announced that Ramzi Ammari, Senior Vice President of Corporate Planning and Strategy, has decided to retire, effective May 29, 2026. He informed the company of his decision on March 13, 2026. The role covers long-term planning and strategic initiatives for the business.
The company and Mr. Ammari signed a letter agreement that provides for a severance-style payment if his employment is terminated by the company without cause before his planned retirement date. In that case, he would receive his current base salary from the termination date through May 29, 2026, conditioned on signing and not revoking the company’s standard separation agreement and release.
Universal Electronics Inc. reports its 2025 annual results, highlighting a smart home, climate control and home entertainment technology business that remains unprofitable. The company recorded a loss from operations of $6.4 million and a net loss of $18.6 million, narrowing from $15.3 million and $24.0 million in 2024.
UEI is shifting manufacturing from the PRC and Mexico toward Vietnam and Brazil, and emphasizing its TIDE smart thermostat and QuickSet software platforms. Daikin Industries represented 18.3% of 2025 net sales, underscoring customer concentration risk. The company ended with 3,099 employees and continues to face credit covenant, cybersecurity, supply-chain, tariff and climate-related regulatory risks.
Universal Electronics Inc. reported mixed 2025 results with improving profitability but lower sales and cautious 2026 guidance. For 2025, GAAP net sales were $368.3 million versus $394.9 million, and GAAP net loss was $18.6 million, or $1.41 per share. On a non-GAAP basis, the company delivered its first profitable year since 2022 with adjusted net income of $4.2 million, or $0.31 per share, and generated $23.6 million of operating cash flow.
In Q4 2025, GAAP net sales were $87.7 million versus $110.5 million, while GAAP net loss narrowed to $1.1 million. Adjusted non-GAAP net income was $2.3 million, or $0.17 per diluted share, supported by lower operating expenses and slightly higher gross margin of 29.7%.
The Board expanded the share repurchase program, authorizing up to an additional 1,000,000 shares, for a total of 1,013,556 shares available, after repurchasing 765,201 shares, or 5.8% of shares outstanding, in Q4 2025. A Twelfth Amendment to the Credit Agreement increased the limit on restricted payments from $4 million to $8 million. Looking to fiscal 2026, management expects revenue to decline year over year but targets adjusted non-GAAP diluted EPS of $0.45 to $0.65 through further cost reductions and efficiency initiatives.
Universal Electronics Inc. senior vice president Ramzi Ammari reported RSU vesting and related tax sales of company stock. On February 7 and 9, 2026, he converted a total of 3,177 restricted stock units into an equal number of common shares at an exercise price of $0 per share.
On February 13, 2026, he sold 590 and 348 shares of common stock at $4.10 per share solely to cover taxes and fees tied to the RSU vesting, described as non-discretionary sell-to-cover transactions. Following these trades, he directly owned 42,564 common shares and 8,000 RSUs in the company.