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[Form 4] Universal Electronics Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Cardlytics, Inc. (CDLX) – Form 4 insider activity for CEO Amit Gupta

On July 1 2025 Mr. Gupta acquired 14,349 common shares through the conversion of restricted stock units (code “M”). The RSUs are part of a previously disclosed 114,796-unit award that vests in eight equal quarterly installments from July 1 2024 through April 1 2026.

On July 2 2025 he sold 6,725 shares at a weighted-average price of $1.7826 solely to cover tax-withholding obligations associated with the vesting event. No other purpose for the sale was indicated.

After the transactions Mr. Gupta directly owns 378,704 common shares and retains 43,049 unvested RSUs. Net of the tax sale, his direct equity stake increased by 7,624 shares.

The activity does not involve new option grants, cash compensation or changes to company fundamentals; it is a routine vesting-and-withholding event that modestly raises the CEO’s long-term exposure to the stock.

Cardlytics, Inc. (CDLX) – Attività insider Form 4 per il CEO Amit Gupta

Il 1° luglio 2025 il Sig. Gupta ha acquisito 14.349 azioni ordinarie tramite la conversione di unità di azioni vincolate (codice “M”). Le RSU fanno parte di un premio precedentemente comunicato di 114.796 unità che maturano in otto rate trimestrali uguali dal 1° luglio 2024 al 1° aprile 2026.

Il 2 luglio 2025 ha venduto 6.725 azioni a un prezzo medio ponderato di $1,7826 esclusivamente per coprire le imposte dovute in relazione all’evento di maturazione. Non è stata indicata alcuna altra motivazione per la vendita.

Dopo queste operazioni, il Sig. Gupta detiene direttamente 378.704 azioni ordinarie e mantiene 43.049 RSU non maturate. Al netto della vendita per tasse, la sua partecipazione diretta in azioni è aumentata di 7.624 azioni.

L’attività non riguarda nuove assegnazioni di opzioni, compensi in denaro o variazioni dei fondamentali dell’azienda; si tratta di un evento ordinario di maturazione e ritenuta fiscale che incrementa modestamente l’esposizione a lungo termine del CEO sulle azioni.

Cardlytics, Inc. (CDLX) – Actividad interna Formulario 4 para el CEO Amit Gupta

El 1 de julio de 2025, el Sr. Gupta adquirió 14.349 acciones ordinarias mediante la conversión de unidades restringidas de acciones (código “M”). Las RSU forman parte de un premio previamente divulgado de 114.796 unidades que se consolidan en ocho cuotas trimestrales iguales desde el 1 de julio de 2024 hasta el 1 de abril de 2026.

El 2 de julio de 2025, vendió 6.725 acciones a un precio promedio ponderado de $1.7826 únicamente para cubrir las obligaciones fiscales derivadas del evento de consolidación. No se indicó ningún otro motivo para la venta.

Tras estas transacciones, el Sr. Gupta posee directamente 378.704 acciones ordinarias y mantiene 43.049 RSU no consolidadas. Después de la venta para impuestos, su participación directa en acciones aumentó en 7.624 acciones.

La actividad no implica nuevas concesiones de opciones, compensación en efectivo ni cambios en los fundamentos de la empresa; es un evento rutinario de consolidación y retención fiscal que incrementa modestamente la exposición a largo plazo del CEO a las acciones.

Cardlytics, Inc. (CDLX) – CEO Amit Gupta의 Form 4 내부자 거래 내역

2025년 7월 1일, Gupta 씨는 제한 주식 단위(RSU)의 전환을 통해 14,349 보통주를 취득했습니다(코드 “M”). 이 RSU는 2024년 7월 1일부터 2026년 4월 1일까지 8개의 동일한 분기별 할부로 베스팅되는 총 114,796 단위의 이전에 공시된 보상에 포함되어 있습니다.

2025년 7월 2일, 그는 베스팅 이벤트와 관련된 세금 원천징수 의무를 충당하기 위해 6,725주를 가중평균 가격 $1.7826에 매도했습니다. 매도의 다른 목적은 명시되지 않았습니다.

거래 후 Gupta 씨는 직접적으로 378,704 보통주를 보유하고 있으며, 43,049개의 베스팅되지 않은 RSU를 유지하고 있습니다. 세금 매도분을 제외하면 그의 직접 지분은 7,624주 증가했습니다.

이번 활동은 새로운 옵션 부여, 현금 보상 또는 회사의 기본 사항 변경과 관련이 없으며, CEO의 장기 주식 노출을 소폭 증가시키는 일상적인 베스팅 및 원천징수 이벤트입니다.

Cardlytics, Inc. (CDLX) – Activité d’initié Formulaire 4 pour le PDG Amit Gupta

Le 1er juillet 2025, M. Gupta a acquis 14 349 actions ordinaires par conversion d’unités d’actions restreintes (code « M »). Ces RSU font partie d’une attribution précédemment divulguée de 114 796 unités, qui se dénoue en huit versements trimestriels égaux du 1er juillet 2024 au 1er avril 2026.

Le 2 juillet 2025, il a vendu 6 725 actions à un prix moyen pondéré de 1,7826 $, uniquement pour couvrir les obligations fiscales liées à l’événement de dénouement. Aucune autre raison de la vente n’a été indiquée.

Après ces transactions, M. Gupta détient directement 378 704 actions ordinaires et conserve 43 049 RSU non dénouées. Net de la vente pour impôts, sa participation directe en actions a augmenté de 7 624 actions.

Cette activité ne concerne pas de nouvelles attributions d’options, de rémunérations en espèces ni de changements fondamentaux dans l’entreprise ; il s’agit d’un événement routinier de dénouement et de retenue fiscale qui augmente modestement l’exposition à long terme du PDG sur les actions.

Cardlytics, Inc. (CDLX) – Form 4 Insider-Aktivitäten des CEO Amit Gupta

Am 1. Juli 2025 erwarb Herr Gupta 14.349 Stammaktien durch die Umwandlung von Restricted Stock Units (Code „M“). Die RSUs sind Teil einer zuvor bekanntgegebenen Zuteilung von 114.796 Einheiten, die in acht gleichen vierteljährlichen Tranchen vom 1. Juli 2024 bis zum 1. April 2026 vesten.

Am 2. Juli 2025 verkaufte er 6.725 Aktien zu einem gewichteten Durchschnittspreis von 1,7826 $, ausschließlich um die steuerlichen Verpflichtungen im Zusammenhang mit dem Vesting-Ereignis zu decken. Ein anderer Verkaufsgrund wurde nicht angegeben.

Nach den Transaktionen besitzt Herr Gupta direkt 378.704 Stammaktien und hält 43.049 nicht vestete RSUs. Nach Berücksichtigung des Steuerverkaufs erhöhte sich sein direkter Aktienanteil um 7.624 Aktien.

Die Aktivität beinhaltet keine neuen Optionszuteilungen, Barvergütungen oder Änderungen der Unternehmensgrundlagen; es ist ein routinemäßiges Vesting- und Steuerabzugsereignis, das die langfristige Aktienexponierung des CEO leicht erhöht.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting; small tax sale; CEO’s net holdings rise—neutral signal, minimal market impact.

The filing reflects ordinary-course equity compensation mechanics. The 14,349-share RSU conversion expands Gupta’s direct ownership, aligning management with shareholders. The 6,725-share disposition—explicitly for withholding—reduces the optical negativity normally associated with insider selling. Post-transaction ownership of 378,704 shares plus 43,049 remaining RSUs suggests continued commitment. Given the low dollar value (~$12 k) and absence of operational disclosures, the impact on valuation or sentiment should be negligible.

Cardlytics, Inc. (CDLX) – Attività insider Form 4 per il CEO Amit Gupta

Il 1° luglio 2025 il Sig. Gupta ha acquisito 14.349 azioni ordinarie tramite la conversione di unità di azioni vincolate (codice “M”). Le RSU fanno parte di un premio precedentemente comunicato di 114.796 unità che maturano in otto rate trimestrali uguali dal 1° luglio 2024 al 1° aprile 2026.

Il 2 luglio 2025 ha venduto 6.725 azioni a un prezzo medio ponderato di $1,7826 esclusivamente per coprire le imposte dovute in relazione all’evento di maturazione. Non è stata indicata alcuna altra motivazione per la vendita.

Dopo queste operazioni, il Sig. Gupta detiene direttamente 378.704 azioni ordinarie e mantiene 43.049 RSU non maturate. Al netto della vendita per tasse, la sua partecipazione diretta in azioni è aumentata di 7.624 azioni.

L’attività non riguarda nuove assegnazioni di opzioni, compensi in denaro o variazioni dei fondamentali dell’azienda; si tratta di un evento ordinario di maturazione e ritenuta fiscale che incrementa modestamente l’esposizione a lungo termine del CEO sulle azioni.

Cardlytics, Inc. (CDLX) – Actividad interna Formulario 4 para el CEO Amit Gupta

El 1 de julio de 2025, el Sr. Gupta adquirió 14.349 acciones ordinarias mediante la conversión de unidades restringidas de acciones (código “M”). Las RSU forman parte de un premio previamente divulgado de 114.796 unidades que se consolidan en ocho cuotas trimestrales iguales desde el 1 de julio de 2024 hasta el 1 de abril de 2026.

El 2 de julio de 2025, vendió 6.725 acciones a un precio promedio ponderado de $1.7826 únicamente para cubrir las obligaciones fiscales derivadas del evento de consolidación. No se indicó ningún otro motivo para la venta.

Tras estas transacciones, el Sr. Gupta posee directamente 378.704 acciones ordinarias y mantiene 43.049 RSU no consolidadas. Después de la venta para impuestos, su participación directa en acciones aumentó en 7.624 acciones.

La actividad no implica nuevas concesiones de opciones, compensación en efectivo ni cambios en los fundamentos de la empresa; es un evento rutinario de consolidación y retención fiscal que incrementa modestamente la exposición a largo plazo del CEO a las acciones.

Cardlytics, Inc. (CDLX) – CEO Amit Gupta의 Form 4 내부자 거래 내역

2025년 7월 1일, Gupta 씨는 제한 주식 단위(RSU)의 전환을 통해 14,349 보통주를 취득했습니다(코드 “M”). 이 RSU는 2024년 7월 1일부터 2026년 4월 1일까지 8개의 동일한 분기별 할부로 베스팅되는 총 114,796 단위의 이전에 공시된 보상에 포함되어 있습니다.

2025년 7월 2일, 그는 베스팅 이벤트와 관련된 세금 원천징수 의무를 충당하기 위해 6,725주를 가중평균 가격 $1.7826에 매도했습니다. 매도의 다른 목적은 명시되지 않았습니다.

거래 후 Gupta 씨는 직접적으로 378,704 보통주를 보유하고 있으며, 43,049개의 베스팅되지 않은 RSU를 유지하고 있습니다. 세금 매도분을 제외하면 그의 직접 지분은 7,624주 증가했습니다.

이번 활동은 새로운 옵션 부여, 현금 보상 또는 회사의 기본 사항 변경과 관련이 없으며, CEO의 장기 주식 노출을 소폭 증가시키는 일상적인 베스팅 및 원천징수 이벤트입니다.

Cardlytics, Inc. (CDLX) – Activité d’initié Formulaire 4 pour le PDG Amit Gupta

Le 1er juillet 2025, M. Gupta a acquis 14 349 actions ordinaires par conversion d’unités d’actions restreintes (code « M »). Ces RSU font partie d’une attribution précédemment divulguée de 114 796 unités, qui se dénoue en huit versements trimestriels égaux du 1er juillet 2024 au 1er avril 2026.

Le 2 juillet 2025, il a vendu 6 725 actions à un prix moyen pondéré de 1,7826 $, uniquement pour couvrir les obligations fiscales liées à l’événement de dénouement. Aucune autre raison de la vente n’a été indiquée.

Après ces transactions, M. Gupta détient directement 378 704 actions ordinaires et conserve 43 049 RSU non dénouées. Net de la vente pour impôts, sa participation directe en actions a augmenté de 7 624 actions.

Cette activité ne concerne pas de nouvelles attributions d’options, de rémunérations en espèces ni de changements fondamentaux dans l’entreprise ; il s’agit d’un événement routinier de dénouement et de retenue fiscale qui augmente modestement l’exposition à long terme du PDG sur les actions.

Cardlytics, Inc. (CDLX) – Form 4 Insider-Aktivitäten des CEO Amit Gupta

Am 1. Juli 2025 erwarb Herr Gupta 14.349 Stammaktien durch die Umwandlung von Restricted Stock Units (Code „M“). Die RSUs sind Teil einer zuvor bekanntgegebenen Zuteilung von 114.796 Einheiten, die in acht gleichen vierteljährlichen Tranchen vom 1. Juli 2024 bis zum 1. April 2026 vesten.

Am 2. Juli 2025 verkaufte er 6.725 Aktien zu einem gewichteten Durchschnittspreis von 1,7826 $, ausschließlich um die steuerlichen Verpflichtungen im Zusammenhang mit dem Vesting-Ereignis zu decken. Ein anderer Verkaufsgrund wurde nicht angegeben.

Nach den Transaktionen besitzt Herr Gupta direkt 378.704 Stammaktien und hält 43.049 nicht vestete RSUs. Nach Berücksichtigung des Steuerverkaufs erhöhte sich sein direkter Aktienanteil um 7.624 Aktien.

Die Aktivität beinhaltet keine neuen Optionszuteilungen, Barvergütungen oder Änderungen der Unternehmensgrundlagen; es ist ein routinemäßiges Vesting- und Steuerabzugsereignis, das die langfristige Aktienexponierung des CEO leicht erhöht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Singer Eric

(Last) (First) (Middle)
C/O IMMERSION CORPORATION
2999 NE 191ST ST, STE 610

(Street)
AVENTURA FL 33180

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 M 1,250 A (1) 62,547 D
Common Stock 1,544,647 I(2) By Group
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/01/2025 M 1,250 (3) (3) Common Stock 1,250 $0 0 D
Restricted Stock Units (1) 07/01/2025 A 18,437 (4) (4) Common Stock 18,437 $0 18,437 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
2. Shares of the Issuer's Common Stock owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the shares owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the shares owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
3. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
4. Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.
Remarks:
/s/Eric Singer by Bryan Allison, pursuant to Limited Power of Attorney dated June 24, 2024 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many CDLX shares did CEO Amit Gupta acquire on July 1 2025?

14,349 common shares were acquired through RSU conversion.

Why were 6,725 CDLX shares sold on July 2 2025?

The filing states the sale was solely to satisfy tax-withholding obligations from the RSU vesting event.

What is Amit Gupta’s current direct ownership in Cardlytics?

After the reported transactions he holds 378,704 common shares plus 43,049 unvested RSUs.

What was the weighted-average sale price of the shares disposed?

The reported weighted average price was $1.7826 per share.

Does the Form 4 indicate any new compensation grants?

No. The filing covers vesting of an existing RSU award; no new grants were disclosed.
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