[Form 4] Universal Electronics Inc Insider Trading Activity

Rhea-AI Filing Summary

Universal Electronics Inc. (UEIC) – Insider Form 4, filed 2 Jul 2025

Director Edward K. Zinser reported two equity transactions dated 1 Jul 2025:

• Exercise of 1,250 restricted stock units (Code M) into an equivalent number of common shares, increasing his direct holdings to 47,816 shares.
• Award of 18,437 new restricted stock units (Code A) granted as director compensation; these RSUs vest on 1 Jul 2026 and are now fully reflected in his derivative holdings.

No shares were sold, and there was no cash consideration disclosed. The transactions modestly raise the director’s equity exposure and extend his incentive horizon, but they do not represent a material change to UEIC’s share count or financial position. Investors may view the net share acquisition as a marginally positive governance signal, though the overall impact on valuation is insubstantial.

Positive

• Director increased direct ownership by 1,250 shares, signalling modest insider confidence.
• 18,437 new RSUs granted strengthen incentive alignment between the director and shareholders.

Negative

• None.

Insights

Securities Analyst

TL;DR: Neutral-to-slightly positive; director increased ownership without selling, but impact on valuation is minimal.

The form confirms that Mr. Zinser converted 1,250 RSUs into common stock and accepted 18,437 new RSUs. The lack of sales suggests confidence, while the sizeable award aligns interests through a one-year vesting period. However, the absolute share count is small versus UEIC’s ~14 million outstanding shares, so earnings per share and float are unaffected. Market reaction is therefore expected to be muted.

Corporate Governance Expert

TL;DR: Incentive alignment improved; standard governance practice, not materially impactful.

The new RSU grant follows customary board-compensation policy and renews the director’s stake. A one-year cliff vest fosters short-term alignment but could encourage near-term focus. Importantly, the power-of-attorney signature indicates procedural compliance. No red flags arise, yet the information does not alter overall governance risk profile.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZINSER EDWARD K

(Last) (First) (Middle)

15147 N SCOTTSDALE RD STE H300

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2025		M		1,250	A	(1)	47,816	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/01/2025		M			1,250	(2)	(2)	Common Stock	1,250	$0	0	D
Restricted Stock Units	(1)	07/01/2025		A		18,437		(3)	(3)	Common Stock	18,437	$0	18,437	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

2. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

3. Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

Remarks:

	/s/Edward K Zinser, by Bryan Allison, pursuant to Limited Power of Attorney dated February 26, 2025	07/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

How many UEIC shares did Edward K. Zinser acquire on July 1, 2025?

He converted 1,250 restricted stock units into the same number of common shares.

What is Edward K. Zinser’s total direct ownership after the transaction?

His direct holdings stand at 47,816 UEIC shares.

How large is the new RSU grant reported in this Form 4?

The director received 18,437 restricted stock units that vest on July 1, 2026.

Did the director sell any UEIC shares in this filing?

No. No shares were sold; all reported activity involved acquisition or grant.

Does this Form 4 filing materially affect UEIC’s share count?

No, the net 1,250-share issuance is immaterial compared with the company’s total shares outstanding.