STOCK TITAN

Director-related trust in Universal Electronics (NASDAQ: UEIC) receives 31,017 share RSU award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hamilton Sue Ann reported acquisition or exercise transactions in this Form 4 filing.

Universal Electronics Inc. director-related trust awarded stock-based compensation. The Sue Ann R. Hamilton Trust received 31,017 shares of common stock in the form of restricted stock units as director compensation, at no cash cost per share. These units vest on the earlier of May 26, 2027 or the next annual meeting of stockholders. Following this award, the trust holds 83,791 shares of Universal Electronics common stock. Ms. Hamilton, a director of the company, reports the transaction but disclaims ownership of the shares held by the trust.

Positive

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Negative

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Insider Hamilton Sue Ann
Role null
Type Security Shares Price Value
Grant/Award Common Stock 31,017 $0.00 --
Holdings After Transaction: Common Stock — 83,791 shares (Indirect, Sue Ann R. Hamilton Trust)
Footnotes (1)
  1. Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders. These shares are held in the Sue Ann R. Hamilton Trust. Ms. Hamilton disclaims ownership of the shares held by the Trust.
RSU award size 31,017 shares Restricted stock units granted on May 26, 2026 as director compensation
Grant price per share $0.00 per share Stock-based compensation; no cash paid for the RSU award
Post-award holdings 83,791 shares Shares held by the Sue Ann R. Hamilton Trust following the transaction
Vesting date trigger May 26, 2027 RSUs vest on the earlier of this date or the next annual meeting
restricted stock units financial
"Represents restricted stock units awarded on May 26, 2026 as director compensation"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
director compensation financial
"restricted stock units awarded on May 26, 2026 as director compensation"
indirect ownership financial
"These shares are held in the Sue Ann R. Hamilton Trust"
disclaims ownership financial
"Ms. Hamilton disclaims ownership of the shares held by the Trust"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamilton Sue Ann

(Last)(First)(Middle)
15147 N SCOTTSDALE RD STE H300

(Street)
SCOTTSDALE ARIZONA 85254

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A31,017(1)A$083,791I(2)Sue Ann R. Hamilton Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.
2. These shares are held in the Sue Ann R. Hamilton Trust. Ms. Hamilton disclaims ownership of the shares held by the Trust.
Remarks:
/s/SueAnn R Hamilton, by Bryan Allison, pursuant to Limited Power of Attorney dated June 21, 202405/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did UNIVERSAL ELECTRONICS INC (UEIC) report for Sue Ann Hamilton?

Universal Electronics reported that the Sue Ann R. Hamilton Trust received 31,017 restricted stock units as director compensation. The award was granted at no cash cost per share and increases the trust’s holdings to 83,791 shares of UEIC common stock.

How many Universal Electronics (UEIC) shares did the Sue Ann R. Hamilton Trust acquire?

The Sue Ann R. Hamilton Trust acquired 31,017 shares of Universal Electronics common stock through a restricted stock unit award. This is a stock-based compensation grant rather than a market purchase, and it raised the trust’s reported holdings to a total of 83,791 shares.

When do Sue Ann Hamilton’s restricted stock units in Universal Electronics (UEIC) vest?

The restricted stock units awarded to the Sue Ann R. Hamilton Trust vest on the earlier of May 26, 2027, or the date of Universal Electronics’ next annual meeting of stockholders. Vesting must occur before the units fully convert into unrestricted common shares.

Did Sue Ann Hamilton pay cash for the new Universal Electronics (UEIC) shares?

No cash was paid for the new shares. The 31,017 Universal Electronics shares were granted to the Sue Ann R. Hamilton Trust as restricted stock units at a price of $0.00 per share, reflecting stock-based director compensation rather than an open-market purchase.

How are the Universal Electronics (UEIC) shares from this Form 4 held and reported?

The shares are held indirectly through the Sue Ann R. Hamilton Trust and reported as indirect ownership. The filing notes that Ms. Hamilton disclaims ownership of the shares held by the trust, even though the transaction is reportable due to her director status at Universal Electronics.