Universal Electronics director receives 18,437 shares
Universal Electronics Inc. director John Mutch exercised 18,437 restricted stock units into the same number of shares of common stock on May 19, 2026.
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Form Type
4
Rhea-AI Filing Summary
Universal Electronics Inc. director John Mutch exercised 18,437 restricted stock units into the same number of shares of common stock on May 19, 2026. The resulting 23,574 common shares are held by the John Mutch Sole and Separate Property Trust, for which he disclaims beneficial ownership. This was a compensation-related derivative exercise with no reported share sales.
Insider Trade Summary
18,437 shares exercised/converted
Exercise
2 txns
Insider
MUTCH JOHN
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 18,437 | $0.00 | $0.00 |
| Exercise | Common Stock | 18,437 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock — 23,574 shares (Indirect, By John Mutch Sole and Separate Property Trust)
Footnotes (3)
- F1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F2. These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.
- F3. On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.
Key Figures
RSUs exercised: 18,437 units
Common shares issued: 18,437 shares
Shares held after transaction: 23,574 shares
+2 more
5 metrics
RSUs exercised
18,437 units
Restricted Stock Units converted to common stock on May 19, 2026
Common shares issued
18,437 shares
Shares of Universal Electronics common stock received from RSU exercise
Shares held after transaction
23,574 shares
Common stock held by John Mutch Sole and Separate Property Trust after exercise
Exercise transactions
1 transaction
Derivative exercise/conversion counted in transaction summary
Net buy/sell shares
0 shares
No net buying or selling; only derivative exercise reported
Key Terms
Restricted Stock Units, derivative security, beneficial ownership, indirect ownership
4 terms
Restricted Stock Units financial
"The security title for the derivative transaction is listed as "Restricted Stock Units"."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"The transaction code description notes an "Exercise or conversion of derivative security"."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
beneficial ownership financial
"The footnote states that Mr. Mutch "disclaims beneficial ownership of the shares"."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
indirect ownership financial
"The common stock is shown with ownership type "indirect" through the John Mutch Sole and Separate Property Trust."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Universal Electronics (UEIC) report for John Mutch?
Universal Electronics reported that director John Mutch exercised 18,437 restricted stock units into 18,437 shares of common stock. The transaction was recorded as a derivative exercise, not an open-market purchase or sale, and arose from prior equity compensation.
What do the trust and beneficial ownership disclaimer mean for UEIC director John Mutch?
The Form 4 states the 23,574 Universal Electronics shares are held by the John Mutch Sole and Separate Property Trust. It also notes that Mr. Mutch disclaims beneficial ownership, indicating the trust, not he personally, is treated as the primary holder for these shares.
When were the Universal Electronics (UEIC) RSUs originally granted to John Mutch?
The footnotes state that 18,437 restricted stock units were granted on July 1, 2025. The RSUs were scheduled to vest 100% one year after grant or immediately before the company’s next annual stockholder meeting, whichever came first, leading to this later share issuance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
