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[Form 4] UNIVERSAL ELECTRONICS INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Universal Electronics Inc. (UEIC) reported insider activity by its Sr. VP Corp Planning & Strategy. On 11/07/2025 and 11/09/2025, restricted stock units converted to common stock (Code M) for 2,000 and 1,178 shares. On 11/11/2025, 1,392 shares were sold at $3.1926 (Code S) to cover taxes and fees tied to RSU vesting. Following these transactions, direct ownership was 40,325 common shares.

Derivative holdings disclosed: 11,177 restricted stock units, 97,280 stock options, and 102,432 performance stock units, each representing the right to receive an equivalent number of UEI shares per their grant terms.

Positive
  • None.
Negative
  • None.

Insights

Routine RSU vesting and tax sale; neutral impact.

The filing shows RSU conversions of 2,000 and 1,178 shares and a sale of 1,392 shares at $3.1926 to cover withholding taxes linked to vesting. Such “sell-to-cover” events are standard administrative transactions.

Post‑transaction direct holdings are 40,325 shares, with derivative positions of 11,177 RSUs, 97,280 options, and 102,432 PSUs. The economic effect depends on future vesting and exercises per plan terms; timing not specified in the provided excerpt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ammari Ramzi

(Last) (First) (Middle)
15147 N SCOTTSDALE RD STE H300

(Street)
SCOTTSDALE AZ 85254

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr.VP Corp Planning & Strategy
3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/07/2025 M 2,000 A (1) 40,539 D
Common Stock 11/09/2025 M 1,178 A (1) 41,717 D
Common Stock 11/11/2025 S 1,392(2) D $3.1926 40,325 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 11/07/2025 M 2,000 (3) (3) Common Stock 2,000 $0 12,355(4) D
Restricted Stock Units (1) 11/09/2025 M 1,178 (3) (3) Common Stock 1,178 $0 11,177(4) D
Employee Stock Option (Rt to Buy) (5) (6) (6) Common Stock 97,280 97,280(7) D
Performance Stock Units (8) (9) (9) Common Stock 102,432 102,432(10) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
2. Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.
3. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
4. This figure represents an aggregate number of restricted stock units held by Reporting Person.
5. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
6. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
7. This figure represents an aggregate number of stock options held by Reporting Person.
8. Each performance stock unit represents a contingent right to receive one share of UEI common stock.
9. The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
10. This figure represents an aggregate number of performance stock units held by Reporting Person.
Remarks:
/s/Ramzi Ammari, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Universal Electrs Inc

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UEIC Stock Data

41.84M
12.54M
6.5%
72.03%
0.68%
Consumer Electronics
Household Audio & Video Equipment
Link
United States
SCOTTSDALE