UEIC Form 4: EVP gets 1,167 shares; 38,268 held directly

Universal Electronics (UEIC) reported an insider transaction by EVP Global Sales David Cheung Hyen Chong.

Rhea-AI Filing Summary

Universal Electronics (UEIC) reported an insider transaction by EVP Global Sales David Cheung Hyen Chong. On November 7, 2025, he completed a code M transaction tied to restricted stock units, acquiring 1,167 common shares. Following the transaction, he held 38,268 shares directly and 5,112 shares indirectly through a tax-deferred annuity.

He also reported derivative holdings: 9,165 restricted stock units, 53,217 performance stock units, and 19,455 stock options, each subject to their respective vesting or plan terms.

Insider Trade Summary

1,167 shares exercised/converted

Exercise 5 txns

Insider Chong David Cheung Hyen

Role EVP Global Sales

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,167	$0.00	$0.00
Exercise	Common Stock	1,167	$0.00	$0.00
holding	Performance Stock Units	--	--	--
holding	Employee Stock Option (Rt to Buy)	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 9,165 contracts (Direct); Common Stock — 38,268 shares (Direct); Performance Stock Units — 53,217 contracts (Direct); Employee Stock Option (Rt to Buy) — 19,455 contracts (Direct); Common Stock — 5,112 shares (Indirect, Shares Held by Tax Deferred Annuity)

Footnotes (10)

1. F1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
2. F2. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
3. F3. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
4. F4. This figure represents an aggregate number of restricted stock units held by Reporting Person.
5. F5. Each performance stock unit represents a contingent right to receive one share of UEI common stock.
6. F6. The performance stock units vest in accordance with the vesting schedule of each PSU grant.
7. F7. This figure represents an aggregate number of performance stock units held by Reporting Person.
8. F8. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
9. F9. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
10. F10. This figure represents an aggregate number of stock options held by Reporting Person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UEIC insider David Cheung Hyen Chong report on Form 4?

He reported a code M transaction on November 7, 2025, acquiring 1,167 UEIC common shares from RSUs.

How many UEIC shares does the insider hold directly after the transaction?

He directly holds 38,268 UEIC common shares.

Does the insider have any indirect holdings of UEIC shares?

Yes. He indirectly holds 5,112 shares via a tax-deferred annuity.

What derivative awards are reported by the UEIC insider?

Reported derivative holdings include 9,165 RSUs, 53,217 PSUs, and 19,455 stock options.

What does transaction code M indicate on a Form 4?

Code M indicates an exercise or conversion of a derivative security, such as RSUs converting into common shares.

What is the UEIC insider’s role?

He is EVP Global Sales at Universal Electronics Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/12/2025 - 01:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chong David Cheung Hyen

(Last) (First) (Middle)

15147 N SCOTTSDALE RD STE H300

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Global Sales

3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/07/2025		M		1,167	A	(1)	38,268	D
Common Stock								5,112	I(2)	Shares Held by Tax Deferred Annuity

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/07/2025		M			1,167	(3)	(3)	Common Stock	1,167	$0	9,165(4)	D
Performance Stock Units	(5)							(6)	(6)	Common Stock	53,217		53,217(7)	D
Employee Stock Option (Rt to Buy)	(8)							(9)	(9)	Common Stock	19,455		19,455(10)	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

2. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

3. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

4. This figure represents an aggregate number of restricted stock units held by Reporting Person.

5. Each performance stock unit represents a contingent right to receive one share of UEI common stock.

6. The performance stock units vest in accordance with the vesting schedule of each PSU grant.

7. This figure represents an aggregate number of performance stock units held by Reporting Person.

8. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

9. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

10. This figure represents an aggregate number of stock options held by Reporting Person.

Remarks:

	/s/David Cheung Hyen Chong, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024	11/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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