UFP Technologies chair reports stock grant and tax withholding

Accepted by SEC EDGAR 06/08/2026 - 07:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

UFP Technologies Executive Chairman Jeffrey R. Bailly reported routine equity compensation activity. He received a grant of 1,787 shares of common stock at no cost, while 750 shares were disposed of to cover tax obligations through share withholding. Following these transactions, he directly holds 171,200 shares of UFP Technologies common stock. A footnote states he also holds 28,706 shares indirectly through a trust and disclaims beneficial ownership of those shares beyond any pecuniary interest.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider BAILLY R JEFFREY

Role Executive Chairman

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $.01 Par Value	1,787	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock, $.01 Par Value	750	$223.87	$168K

Holdings After Transaction: Common Stock, $.01 Par Value — 171,200 shares (Direct)

Footnotes (1)

1. F1. The reporting person also holds 28,706 shares of UFP Technologies, Inc. indirectly by Trust. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of any or all of the reported shares for purposes of Section 16 or any other purpose.

Key Figures

Stock grant: 1,787 shares Tax withholding shares: 750 shares Direct holdings after grant: 171,950 shares +2 more

5 metrics

Stock grant 1,787 shares Common stock award to Executive Chairman on June 5, 2026

Tax withholding shares 750 shares Shares disposed to cover tax obligations on June 5, 2026

Direct holdings after grant 171,950 shares Common stock directly held following reported transactions

Indirect trust holdings 28,706 shares Shares held indirectly by trust with beneficial ownership disclaimed

Withholding reference price $223.87 per share Price used for 750-share tax-withholding disposition

Key Terms

tax-withholding disposition, Grant, award, or other acquisition, indirectly by Trust, disclaims beneficial ownership

4 terms

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

indirectly by Trust financial

"also holds 28,706 shares of UFP Technologies, Inc. indirectly by Trust"

disclaims beneficial ownership financial

"The reporting person disclaims beneficial ownership of such securities except"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did UFPT Executive Chairman Jeffrey Bailly report?

Jeffrey R. Bailly reported a routine equity grant and related tax withholding. He received 1,787 shares of UFP Technologies common stock and 750 shares were disposed of to satisfy tax obligations via share withholding, with no open-market buying or selling reported.

How many UFP Technologies (UFPT) shares does Jeffrey Bailly hold after this Form 4?

After these transactions, Jeffrey R. Bailly directly holds 171,950 shares of UFP Technologies common stock. A footnote also notes 28,706 additional shares held indirectly through a trust, for which he disclaims beneficial ownership beyond any pecuniary interest.

Was Jeffrey Bailly’s UFPT transaction a stock sale on the open market?

No, the filing shows no open-market sale. The 750-share disposition was coded “F,” indicating shares were withheld to cover tax obligations, not sold in the market, alongside a separate stock grant of 1,787 shares.

What does the share grant to UFPT’s Executive Chairman represent?

The Form 4 describes an “A” code grant of 1,787 shares as a stock award to Executive Chairman Jeffrey R. Bailly. The shares were acquired at a reported price of $0.00 per share, indicating compensation rather than a purchase.

How are Jeffrey Bailly’s indirect UFPT holdings by trust described?

The footnote states Jeffrey R. Bailly also holds 28,706 UFP Technologies shares indirectly through a trust. He expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, and the report is not an admission of beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BAILLY R JEFFREY

(Last) (First) (Middle)

C/O UFP TECHNOLOGIES, INC.

100 HALE STREET

(Street)

NEWBURYPORT MASSACHUSETTS 01950

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UFP TECHNOLOGIES INC [ UFPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 Par Value	06/05/2026		A		1,787	A	$0	171,950(1)	D
Common Stock, $.01 Par Value	06/05/2026		F		750	D	$223.87	171,200(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person also holds 28,706 shares of UFP Technologies, Inc. indirectly by Trust. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of any or all of the reported shares for purposes of Section 16 or any other purpose.

	Patrick J. Kinney, Jr., as attorney-in-fact for R. Jeffrey Bailly	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)