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CFO at Universal Health (NYSE: UHS) gets 6,850 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FILTON STEVE reported acquisition or exercise transactions in this Form 4 filing.

Universal Health Services Executive Vice President & CFO Steve Filton received a grant of 6,850 restricted stock units tied to Class B Common Stock. The award was made at no cash cost as part of his equity compensation.

The restricted stock units were granted under the Universal Health Services, Inc. Amended and Restated 2020 Omnibus Stock and Incentive Plan and will vest in four equal annual installments on 3/26/2027, 3/26/2028, 3/26/2029 and 3/26/2030. Following this grant, Filton directly holds 144,715 shares of Class B Common Stock. The filing also notes indirect holdings of 80,500 shares in The Betsy H. Filton 2020 Irrevocable Trust and 80,500 shares in The Steve G. Filton 2020 Irrevocable Trust.

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Insider FILTON STEVE
Role Executive Vice President & CFO
Type Security Shares Price Value
Grant/Award Class B Common Stock 6,850 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 144,715 shares (Direct); Class B Common Stock — 80,500 shares (Indirect, The Betsy H. Filton 2020 Irrevocable Trust)
Footnotes (1)
  1. [object Object]
RSU grant 6,850 restricted stock units Grant of units tied to Class B Common Stock
Direct Class B holdings 144,715 shares Direct shares following the RSU grant
Betsy H. Filton Trust holdings 80,500 shares Indirect Class B Common Stock in 2020 irrevocable trust
Steve G. Filton Trust holdings 80,500 shares Indirect Class B Common Stock in 2020 irrevocable trust
Vesting date 1 3/26/2027 First annual vesting of restricted stock units
Final vesting date 3/26/2030 Last of four annual RSU vesting installments
restricted stock units financial
"These restricted stock units were granted pursuant to the Universal Health Services, Inc. Amended and Restated 2020 Omnibus Stock and Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Amended and Restated 2020 Omnibus Stock and Incentive Plan financial
"granted pursuant to the Universal Health Services, Inc. Amended and Restated 2020 Omnibus Stock and Incentive Plan"
Class B Common Stock financial
"security_title: Class B Common Stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FILTON STEVE

(Last)(First)(Middle)
UNIVERSAL HEALTH SERVICES, INC.
367 SOUTH GULPH ROAD

(Street)
KING OF PRUSSIA PENNSYLVANIA 19406

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL HEALTH SERVICES INC [ UHS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class B Common Stock03/26/2026A(1)6,850A$0144,715D
Class B Common Stock80,500IThe Betsy H. Filton 2020 Irrevocable Trust
Class B Common Stock80,500IThe Steve G. Filton 2020 Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These restricted stock units were granted pursuant to the Universal Health Services, Inc. Amended and Restated 2020 Omnibus Stock and Incentive Plan and units will vest ratably on 3/26/2027, 3/26/2028, 3/26/2029 and 3/26/2030.
/s/ Charles F. Boyle, Attorney- in-Fact for Mr. Filton03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did UHS report for Steve Filton on this Form 4?

Universal Health Services (UHS) reported that Executive Vice President & CFO Steve Filton received a grant of 6,850 restricted stock units tied to Class B Common Stock. The grant reflects stock-based compensation rather than an open-market share purchase or sale.

How many restricted stock units did the UHS CFO receive and when do they vest?

The UHS CFO received 6,850 restricted stock units tied to Class B Common Stock. These units will vest in four equal annual installments on March 26 of 2027, 2028, 2029 and 2030 under the company’s Amended and Restated 2020 Omnibus Stock and Incentive Plan.

How many UHS Class B shares does Steve Filton hold directly after this grant?

After the grant, Steve Filton holds 144,715 shares of Universal Health Services Class B Common Stock directly. This figure, reported in the Form 4, reflects his direct ownership position in the company’s Class B shares following the restricted stock unit award.

What indirect UHS share holdings are reported for Steve Filton on this Form 4?

The Form 4 shows 80,500 Class B Common Stock shares held indirectly in The Betsy H. Filton 2020 Irrevocable Trust and 80,500 shares in The Steve G. Filton 2020 Irrevocable Trust. These entries reflect indirect ownership positions associated with the UHS executive.

Was Steve Filton’s UHS Form 4 transaction an open-market buy or sell?

No, the Form 4 reports a grant classified as a “Grant, award, or other acquisition,” not an open-market trade. The 6,850 restricted stock units were awarded as equity compensation under UHS’s 2020 Omnibus Stock and Incentive Plan at no stated purchase price.
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10.93B
50.56M
Medical Care Facilities
Services-general Medical & Surgical Hospitals, Nec
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United States
KING OF PRUSSIA