STOCK TITAN

UL Solutions (NYSE: ULS) director sells 4,000 shares after RSU vesting

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. director Friedrich Hecker reported a combination of equity award activity and share sales. On May 20, 2026, he exercised 2,805 restricted stock units into Class A Common Stock, with 1,266 shares withheld to cover tax obligations. The same day, he received a new grant of 2,206 restricted stock units. On May 21, 2026, he executed an open-market sale of 4,000 Class A shares at an average price of $102.0435 per share. Following these transactions, he directly holds 13,180 Class A Common shares.

Positive

  • None.

Negative

  • None.
Insider Hecker Friedrich
Role null
Sold 4,000 shs ($408K)
Type Security Shares Price Value
Sale Class A Common Stock 4,000 $102.0435 $408K
Exercise Restricted Stock Units 2,805 $0.00 --
Grant/Award Restricted Stock Units 2,206 $0.00 --
Exercise Class A Common Stock 2,805 $0.00 --
Tax Withholding Class A Common Stock 1,266 $101.98 $129K
Holdings After Transaction: Class A Common Stock — 13,180 shares (Direct, null); Restricted Stock Units — 0 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vested on May 20, 2026. The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.
Open-market sale 4,000 shares at $102.0435 Class A Common Stock sale on May 21, 2026
RSUs exercised 2,805 shares Restricted stock units converted on May 20, 2026
Tax withholding shares 1,266 shares Shares withheld to satisfy tax obligations on May 20, 2026
New RSU grant 2,206 RSUs Restricted stock units awarded on May 20, 2026
Shares held after transactions 13,180 shares Class A Common Stock directly owned after May 21, 2026 sale
RSU-to-share ratio 1 RSU : 1 share Each RSU represents one Class A Common share
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hecker Friedrich

(Last)(First)(Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK ILLINOIS 60062

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/20/2026M2,805A(1)18,446D
Class A Common Stock05/20/2026F1,266D$101.9817,180D
Class A Common Stock05/21/2026S4,000D$102.043513,180D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/20/2026M2,805 (2) (2)Class A Common Stock2,805$00D
Restricted Stock Units(1)05/20/2026A2,206 (3) (3)Class A Common Stock2,206$02,206D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The RSUs vested on May 20, 2026.
3. The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.
/s/ Ryan Robinson, Attorney-in-Fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did UL Solutions (ULS) director Friedrich Hecker report?

Friedrich Hecker reported RSU activity and a share sale. He exercised 2,805 restricted stock units, had 1,266 shares withheld for taxes, received 2,206 new RSUs, and then sold 4,000 Class A shares, ending with 13,180 shares held.

How many UL Solutions (ULS) shares did Friedrich Hecker sell and at what price?

Hecker sold 4,000 UL Solutions Class A shares. The open-market sale on May 21, 2026 was at an average price of $102.0435 per share, as disclosed, and formed part of a broader sequence of equity award and tax-related transactions.

How many UL Solutions (ULS) shares does Friedrich Hecker hold after these transactions?

Hecker holds 13,180 Class A shares after the transactions. This figure reflects the net result of exercising 2,805 RSUs, tax-withholding of 1,266 shares, a new 2,206 RSU grant, and the subsequent open-market sale of 4,000 shares.

What RSU grants and vesting did UL Solutions (ULS) disclose for Friedrich Hecker?

Hecker received and vested restricted stock units. On May 20, 2026, 2,805 RSUs vested and were converted into Class A shares, and he was granted an additional 2,206 RSUs, each representing a contingent right to one Class A share.

Were any of Friedrich Hecker’s UL Solutions (ULS) shares disposed of for tax purposes?

Yes, some shares were used to cover taxes. On May 20, 2026, 1,266 Class A shares were withheld in a tax-withholding disposition related to the RSU vesting, rather than sold in the open market.