STOCK TITAN

UL Solutions (NYSE: ULS) director adds shares through 2,805 RSU vesting and 2,206-unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. director James P. Dollive reported equity compensation activity involving restricted stock units (RSUs) and Class A Common Stock. On May 20, 2026, 2,805 RSUs vested and were exercised into 2,805 shares of Class A Common Stock, leaving no remaining RSUs from that grant.

On the same date, Dollive received a new award of 2,206 RSUs, each representing a contingent right to one share of Class A Common Stock. These RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the next annual meeting following the grant date. Following these transactions, Dollive directly holds 79,160 shares of Class A Common Stock.

Positive

  • None.

Negative

  • None.
Insider DOLLIVE JAMES P
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2,805 $0.00 --
Grant/Award Restricted Stock Units 2,206 $0.00 --
Exercise Class A Common Stock 2,805 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock — 79,160 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vested on May 20, 2026. The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.
RSUs exercised 2,805 units Vested and converted to Class A Common Stock on May 20, 2026
New RSU grant 2,206 units Grant of Restricted Stock Units on May 20, 2026
Shares held after transactions 79,160 shares Class A Common Stock directly owned following May 20, 2026 activity
RSU-to-share ratio 1:1 Each RSU represents a contingent right to one Class A share
RSU vesting date May 20, 2026 Date on which 2,805 RSUs vested into Class A Common Stock
Restricted Stock Units financial
"The RSUs vested on May 20, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Exercise or conversion of derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DOLLIVE JAMES P

(Last)(First)(Middle)
C/O UL SOLUTIONS INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK ILLINOIS 60062

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/20/2026M2,805A(1)79,160D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/20/2026M2,805 (2) (2)Class A Common Stock2,805$00D
Restricted Stock Units(1)05/20/2026A2,206 (3) (3)Class A Common Stock2,206$02,206D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The RSUs vested on May 20, 2026.
3. The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.
/s/ Ryan Robinson, Attorney-in-Fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did UL Solutions (ULS) director James P. Dollive report?

James P. Dollive reported equity compensation activity, including RSU vesting and a new RSU grant. 2,805 restricted stock units vested into Class A Common Stock and a new award of 2,206 RSUs was granted, all recorded as direct holdings.

How many UL Solutions (ULS) shares does James P. Dollive hold after these transactions?

After the reported transactions, James P. Dollive holds 79,160 shares of UL Solutions Class A Common Stock directly. This total reflects the conversion of 2,805 RSUs into shares and does not include the 2,206 newly granted but unvested RSUs.

What happened to the 2,805 restricted stock units reported by UL Solutions (ULS)?

The 2,805 restricted stock units vested on May 20, 2026 and were exercised into 2,805 shares of UL Solutions Class A Common Stock. After this exercise, no RSUs remained from that specific grant, converting the full award into common shares.

What are the terms of the new 2,206 RSU grant at UL Solutions (ULS)?

The new grant of 2,206 restricted stock units gives James P. Dollive a contingent right to one UL Solutions Class A share per unit. These RSUs will vest on the earlier of one year after the grant date or the date of the next annual shareholder meeting.

Did James P. Dollive buy or sell UL Solutions (ULS) shares on the open market?

The filing shows no open-market purchases or sales by James P. Dollive. All reported activity involves equity compensation: RSUs vesting into shares and a new RSU grant, categorized as acquisitions through derivative exercise and award, not market trading.