UL Solutions EVP granted 14 dividend RSUs

An executive of UL Solutions Inc. received a small accrual of RSU dividend equivalents that vest alongside prior RSU awards on specified anniversary dates.

Rhea-AI Filing Summary

UL Solutions Inc. (symbol: ULS) is the issuer of record for a Form 4 filing submitted to the SEC. Genovesi John A reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. (ULS) reported that Executive Vice President & President, Risk & Compliance Software John A. Genovesi received three small grants of restricted stock units on September 10, 2026, totaling 14 RSUs, each representing a contingent right to receive one share of Class A Common Stock. These RSUs represent accrued dividend equivalent rights on previously granted RSUs and will vest proportionately in three equal installments aligned with the original RSU awards granted on May 1, 2024, April 1, 2025, and April 1, 2026. No Rule 10b5-1 trading plan is reported for these awards.

Insider Trade Summary

Grant/Award: 14 shares

Grant/Award 3 txns

Insider Genovesi John A

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2, F3, F4	3	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2, F5, F4	5	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2, F6, F4	6	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 7,639 contracts (Direct)

Footnotes (6)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. F2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.
3. F3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.
4. F4. Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.
5. F5. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
6. F6. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.

Key Figures

RSUs granted (transaction 1): 3 RSUs RSUs granted (transaction 2): 5 RSUs RSUs granted (transaction 3): 6 RSUs +2 more

5 metrics

RSUs granted (transaction 1) 3 RSUs Restricted Stock Units granted on September 10, 2026, tied to RSUs vesting on anniversaries of May 1, 2024

RSUs granted (transaction 2) 5 RSUs Restricted Stock Units granted on September 10, 2026, tied to RSUs vesting on anniversaries of April 1, 2025

RSUs granted (transaction 3) 6 RSUs Restricted Stock Units granted on September 10, 2026, tied to RSUs vesting on anniversaries of April 1, 2026

Total RSUs granted 14 RSUs Sum of three dividend equivalent RSU accruals reported on September 10, 2026

Exercise price per RSU $0.00 per unit Reported transaction price per share for each RSU grant on September 10, 2026

Key Terms

Restricted Stock Units, dividend equivalent rights, Class A Common Stock, vest in three equal installments

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent rights financial

"Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

Class A Common Stock financial

"to receive one share of the Issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

vest in three equal installments financial

"The RSUs vest in three equal installments on the first, second and third anniversaries"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did UL Solutions Inc. (ULS) disclose for John A. Genovesi?

The company disclosed that John A. Genovesi received three RSU grants on September 10, 2026, representing accrued dividend equivalent rights tied to previously granted RSUs, with no corresponding sales or disposals reported.

How many restricted stock units were granted to the UL Solutions (ULS) executive?

John A. Genovesi was granted 3, 5, and 6 restricted stock units on September 10, 2026, for a total of 14 RSUs, each representing a contingent right to receive one share of UL Solutions Inc. Class A Common Stock.

What are the vesting terms of the new RSUs reported by UL Solutions (ULS)?

The dividend equivalent RSUs vest in three equal installments, proportionately with their related RSUs. The underlying RSUs vest over three equal installments on the first, second, and third anniversaries of May 1, 2024, April 1, 2025, and April 1, 2026, respectively.

Are the new UL Solutions (ULS) RSU awards tied to dividend equivalent rights?

Yes. The filing states that the reported RSUs represent accrual of dividend equivalent rights on RSUs already held by the reporting person, and those dividend equivalent rights vest proportionately with the related RSUs.

Were the UL Solutions (ULS) RSU grants made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, indicating these RSU awards were not reported as being made under a Rule 10b5-1 trading plan.

What class of stock underlies the UL Solutions (ULS) RSUs granted to the executive?

Each restricted stock unit represents a contingent right to receive one share of UL Solutions Inc.’s Class A Common Stock, as explicitly described in the footnotes to the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 05:23 PM Accepted by SEC EDGAR 09/14/2026 - 05:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Genovesi John A

(Last) (First) (Middle)

C/O UL SOLUTIONS INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK ILLINOIS 60062

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/10/2026		A		3(2)		(3)	(3)	Class A Common Stock	3	$0	1,955(4)	D
Restricted Stock Units	(1)	09/10/2026		A		5(2)		(5)	(5)	Class A Common Stock	5	$0	2,718(4)	D
Restricted Stock Units	(1)	09/10/2026		A		6(2)		(6)	(6)	Class A Common Stock	6	$0	2,966(4)	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.

4. Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

5. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.

6. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.

Remarks:

Executive Vice President & President, Risk & Compliance Software

	/s/ Ryan Robinson, Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)