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UL Solutions (ULS) EVP Alberto Uggetti sells 2,345 shares under 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. executive Alberto Uggetti reported an open-market sale of 2,345 shares of Class A Common Stock at $99.89 per share. The transaction occurred on May 28, 2026 and was executed under a pre-arranged Rule 10b5-1 trading plan adopted on February 26, 2026. Following this sale, Uggetti directly holds 7,962 shares of UL Solutions Inc. common stock.

Positive

  • None.

Negative

  • None.

Insights

Pre-planned executive share sale with remaining sizable holdings.

EVP & CCO Alberto Uggetti sold 2,345 shares of UL Solutions Inc. Class A Common Stock in an open-market sale at $99.89 per share on May 28, 2026. After the transaction, he directly holds 7,962 shares.

The filing notes the sale was effected under a Rule 10b5-1 trading plan adopted on February 26, 2026. Such plans are established in advance, which generally indicates a scheduled liquidity event rather than a reaction to short-term information.

The net disposition of 2,345 shares against a remaining stake of 7,962 shares appears as a partial, planned trim rather than a full exit. The filing shows no derivative exercises and no tax-withholding or restructuring transactions, suggesting this is a straightforward open-market sale.

Insider Uggetti Alberto
Role EVP & CCO
Sold 2,345 shs ($234K)
Type Security Shares Price Value
Sale Class A Common Stock 2,345 $99.89 $234K
Holdings After Transaction: Class A Common Stock — 7,962 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 2,345 shares Open-market sale on May 28, 2026
Sale price $99.89 per share Average price for May 28, 2026 sale
Shares held after 7,962 shares Direct holdings after reported transaction
Net buy/sell shares -2,345 shares Net-sell direction in transaction summary
10b5-1 plan adoption date February 26, 2026 Plan governing the May 28, 2026 sale
Rule 10b5-1 trading plan regulatory
"These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uggetti Alberto

(Last)(First)(Middle)
C/O UL SOLUTIONS, INC.
333 PFINGSTEN ROAD

(Street)
NORTHBROOK ILLINOIS 60062

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/28/2026S(1)2,345D$99.897,962D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.
/s/ Ryan Robinson, Attorney-in-Fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did UL Solutions (ULS) executive Alberto Uggetti report in this Form 4?

Alberto Uggetti reported selling 2,345 shares of UL Solutions Class A Common Stock. The open-market sale occurred on May 28, 2026 at $99.89 per share, and was disclosed in a Form 4 insider trading report filed with the SEC for transparency.

How many UL Solutions (ULS) shares did Alberto Uggetti sell and at what price?

He sold 2,345 shares of UL Solutions Inc. Class A Common Stock. The sale was executed at an average price of $99.89 per share, representing a routine open-market transaction as part of his personal portfolio activity disclosed in the Form 4.

How many UL Solutions (ULS) shares does Alberto Uggetti hold after this transaction?

After the sale, Alberto Uggetti directly holds 7,962 shares of UL Solutions Inc. Class A Common Stock. This remaining stake shows he continues to retain a meaningful equity position in the company following the reported open-market disposition.

Was the UL Solutions (ULS) insider sale by Alberto Uggetti under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan. That plan was adopted by Alberto Uggetti on February 26, 2026, indicating the May 28, 2026 transactions were pre-scheduled rather than opportunistic trading based on short-term developments.

What type of transaction did UL Solutions (ULS) report for Alberto Uggetti?

The Form 4 describes the transaction as an open-market sale of non-derivative Class A Common Stock. The SEC code is “S,” which represents a sale in the open market or private transaction, and no derivative exercises or tax-withholding entries were reported.