UL Solutions EVP gets 13 dividend stock units

UL Solutions Inc. disclosed small RSU dividend-equivalent accruals granted to its EVP & CCO on existing equity awards, with vesting aligned to prior RSU schedules.

Rhea-AI Filing Summary

UL Solutions Inc. (symbol: ULS) is the issuer of record for a Form 4 filing submitted to the SEC. Uggetti Alberto reported acquisition or exercise transactions in this Form 4 filing.

UL Solutions Inc. (ULS) reported that executive vice president and chief commercial officer Alberto Uggetti received four small grants of Restricted Stock Units (RSUs) on September 10, 2026, representing dividend equivalent rights on existing RSUs. The grants cover 2, 4, 3 and 4 RSUs, each convertible into the same number of Class A common shares at no cash cost and vesting on the same three-installment schedules as the underlying RSU awards, with vesting dates tied to May 1, 2024, January 1, 2025, April 1, 2025 and April 1, 2026. No Rule 10b5-1 trading plan is reported for these awards.

Insider Trade Summary

Grant/Award: 13 shares

Grant/Award 4 txns

Insider Uggetti Alberto

Role EVP & CCO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2, F3, F4	2	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2, F5, F4	4	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2, F6, F4	3	$0.00	$0.00
Grant/Award	Restricted Stock Units F1, F2, F7, F4	4	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 7,364 contracts (Direct)

Footnotes (7)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. F2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.
3. F3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.
4. F4. Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.
5. F5. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of January 1, 2025.
6. F6. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
7. F7. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.

Key Figures

RSUs granted (lot 1): 2 RSUs RSUs granted (lot 2): 4 RSUs RSUs granted (lot 3): 3 RSUs +3 more

6 metrics

RSUs granted (lot 1) 2 RSUs Dividend equivalent rights grant on September 10, 2026 relating to RSUs vesting from May 1, 2024

RSUs granted (lot 2) 4 RSUs Dividend equivalent rights grant on September 10, 2026 relating to RSUs vesting from January 1, 2025

RSUs granted (lot 3) 3 RSUs Dividend equivalent rights grant on September 10, 2026 relating to RSUs vesting from April 1, 2025

RSUs granted (lot 4) 4 RSUs Dividend equivalent rights grant on September 10, 2026 relating to RSUs vesting from April 1, 2026

Transaction price per RSU $0.00 All four RSU dividend equivalent grants on September 10, 2026

Vesting structure 3 equal installments Each related RSU award vests on first, second and third anniversaries of its grant date

Key Terms

Restricted Stock Units, dividend equivalent rights, Class A Common Stock

3 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent rights financial

"Represents accrual of dividend equivalent rights on RSUs held"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

Class A Common Stock financial

"receive one share of the Issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UL Solutions Inc. (ULS) report for Alberto Uggetti in this Form 4?

UL Solutions Inc. reported that EVP & CCO Alberto Uggetti received four small RSU awards on September 10, 2026, representing dividend equivalent rights on RSUs he already holds, each settling in Class A common stock upon vesting.

How many RSUs were granted to Alberto Uggetti in the latest UL Solutions (ULS) filing?

Alberto Uggetti received 2, 4, 3 and 4 Restricted Stock Units in four separate grants. Each RSU represents a contingent right to receive one share of UL Solutions’ Class A Common Stock, tied to dividend equivalent accruals on existing RSUs.

What are dividend equivalent rights mentioned in UL Solutions (ULS) Form 4?

Dividend equivalent rights in this filing are additional RSUs that accrue on RSUs held by Alberto Uggetti when dividends are declared. These rights vest proportionately with the underlying RSUs and convert into Class A common stock on the same vesting schedule.

When do the RSUs in the UL Solutions (ULS) Form 4 vest?

The RSUs and related dividend equivalents vest in three equal installments tied to prior grant dates: on the first, second and third anniversaries of May 1, 2024, January 1, 2025, April 1, 2025 and April 1, 2026, depending on the specific award.

Were the UL Solutions (ULS) RSU grants to Alberto Uggetti made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan is reported for these RSU dividend equivalent awards to Alberto Uggetti on September 10, 2026.

Do the new RSUs for Alberto Uggetti in UL Solutions (ULS) require a purchase price?

No. The reported transaction price per RSU is $0.00, indicating these are compensation-related awards of RSUs and associated dividend equivalent rights, not open-market purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 05:45 PM Accepted by SEC EDGAR 09/14/2026 - 05:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Uggetti Alberto

(Last) (First) (Middle)

C/O UL SOLUTIONS, INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK ILLINOIS 60062

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CCO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/10/2026		A		2(2)		(3)	(3)	Class A Common Stock	2	$0	1,142(4)	D
Restricted Stock Units	(1)	09/10/2026		A		4(2)		(5)	(5)	Class A Common Stock	4	$0	2,033(4)	D
Restricted Stock Units	(1)	09/10/2026		A		3(2)		(6)	(6)	Class A Common Stock	3	$0	1,895(4)	D
Restricted Stock Units	(1)	09/10/2026		A		4(2)		(7)	(7)	Class A Common Stock	4	$0	2,294(4)	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

2. Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

3. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.

4. Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

5. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of January 1, 2025.

6. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.

7. The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.

	/s/ Ryan Robinson, Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)