ULTRA Form 3: Initial Disclosure — Director Owns 1,000 ULTA Shares

Rhea-AI Filing Summary

Form 3 initial ownership statement for Ulta Beauty (ULTA). The reporting person is Martn Brok of Bolingbrook, IL, identified as a director. The form shows direct beneficial ownership of 1,000 shares of Ulta Beauty common stock and lists this as an individual filing. No derivative securities are reported and no additional explanatory information is provided.

Positive

• Disclosure of ownership: The filing provides clear initial disclosure of a director's direct ownership of 1,000 shares.
• No derivatives reported: The report shows no options, warrants, or other derivative securities, simplifying ownership profile.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine disclosure of a director's small equity stake; no derivatives or material changes reported.

The Form 3 records an initial 1,000-share direct holding in Ulta Beauty by the reporting person identified as a director. This is a standard Section 16 disclosure establishing beneficial ownership and does not include options, warrants, or other derivative positions. The size of the holding is small relative to a typical public-company market cap, indicating limited direct economic influence.

Corporate Governance Expert

TL;DR: Governance filing confirms director status and initial equity ownership; no governance issues or related-party arrangements disclosed.

The document verifies the reporting persons role as a director and their direct ownership of 1,000 shares of common stock. There is no indication of indirect holdings, joint filings, or special arrangements. As an initial Form 3, it serves disclosure and transparency purposes under Section 16 but contains no material governance events.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brok Martin

(Last) (First) (Middle)

1000 REMINGTON BLVD

(Street)

BOLINGBROOK IL 60440

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
Ulta Beauty, Inc. [ ULTA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Rene G. Casares, as attorney-in-fact for Martn Brok	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for ULTA disclose?

The Form 3 discloses that the reporting person, Martn Brok, is a director and directly beneficially owns 1,000 shares of Ulta Beauty common stock.

Does the Form 3 report any derivative securities for ULTA?

No. The filing shows no derivative securities (options, warrants, convertible securities) beneficially owned by the reporting person.

Is the ownership reported on the Form 3 direct or indirect?

The filing specifies the ownership as direct (D) for the 1,000 shares reported.

Was the Form 3 filed as an individual or joint filing for ULTA?

The form indicates it was filed by one reporting person (individual filing).