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Ulta Beauty (ULTA) director discloses 340-share stock gift, holds 2,060 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ulta Beauty, Inc. director Catherine Ann Halligan reported a change in her holdings of the company’s common stock. On 12/15/2025, a transaction coded “G” (a bona fide gift) shows that 340 shares of common stock were disposed of at a price of $0, indicating the shares were given away rather than sold. Following this gift, she beneficially owns 2,060 shares of Ulta Beauty common stock in direct ownership.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Halligan Catherine Ann

(Last) (First) (Middle)
1000 REMINGTON BLVD.
SUITE 120

(Street)
BOLINGBROOK IL 60440

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ulta Beauty, Inc. [ ULTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 G 340 D $0 2,060 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Rene G. Casares, as attorney-in-fact for Catherine Ann Halligan 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ulta Beauty (ULTA) disclose in this Form 4?

The filing reports that director Catherine Ann Halligan disposed of 340 shares of Ulta Beauty common stock on 12/15/2025 in a transaction coded “G,” which indicates a bona fide gift at a price of $0 per share.

How many Ulta Beauty (ULTA) shares does the reporting person own after the transaction?

After the reported gift of 340 shares, the director beneficially owns 2,060 shares of Ulta Beauty common stock, held in direct ownership.

What does transaction code "G" mean in the Ulta Beauty (ULTA) Form 4?

Transaction code “G” in the Form 4 indicates a bona fide gift of securities. In this case, 340 shares of Ulta Beauty common stock were given away at a stated price of $0 per share.

Who is the reporting person in this Ulta Beauty (ULTA) insider filing?

The reporting person is Catherine Ann Halligan, identified in the filing as a Director of Ulta Beauty, Inc. The form is signed by /s/ Rene G. Casares as attorney-in-fact for her.

Does this Ulta Beauty (ULTA) Form 4 involve derivative securities?

The excerpt includes a section header for Table II – Derivative Securities, but no specific derivative transactions are listed there in the provided content. The detailed transaction disclosed is for common stock in Table I.

Is the Ulta Beauty (ULTA) Form 4 filed by one or multiple reporting persons?

The form is indicated as filed by one reporting person, as shown by the checked line “Form filed by One Reporting Person” in the filing.

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30.07B
44.24M
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3.93%
Specialty Retail
Retail-retail Stores, Nec
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United States
BOLINGBROOK