STOCK TITAN

Ulta Beauty (ULTA) director awarded 404 restricted stock units in new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brok Martin reported acquisition or exercise transactions in this Form 4 filing.

Ulta Beauty, Inc. director Martin Brok received an equity award of 404 shares of Common Stock in the form of restricted stock units. The units were granted at no cash cost and will vest 100% on June 10, 2027. Following this award, he directly holds 1,681 shares.

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Insider Brok Martin
Role null
Type Security Shares Price Value
Grant/Award Common Stock 404 $0.00 --
Holdings After Transaction: Common Stock — 1,681 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 404 shares Restricted stock units granted to director on June 10, 2026
Grant price $0.0000 per share Equity award granted at no cash cost
Post-transaction holdings 1,681 shares Common stock directly held after the grant
Vesting date June 10, 2027 404 restricted stock units vest 100% on this date
restricted stock units financial
"Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brok Martin

(Last)(First)(Middle)
1000 REMINGTON BLVD
SUITE 120

(Street)
BOLINGBROOK ILLINOIS 60440

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ulta Beauty, Inc. [ ULTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A404(1)A$01,681D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027.
/s/ Rene G. Casares, as attorney-in-fact for Martn Brok06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ulta Beauty (ULTA) director Martin Brok report?

Martin Brok reported receiving 404 restricted stock units of Ulta Beauty common stock as an equity award. The grant was recorded as a non-cash acquisition and increases his direct holdings to 1,681 shares after the transaction.

Was the Ulta Beauty (ULTA) insider transaction a stock purchase or a grant?

The transaction was a grant, not an open-market purchase. Martin Brok received 404 restricted stock units at no cash cost, classified as a “Grant, award, or other acquisition” rather than a buy on the public market.

When do Martin Brok’s Ulta Beauty (ULTA) restricted stock units vest?

The 404 restricted stock units granted to Martin Brok vest 100% on June 10, 2027. Vesting means the units convert into shares he fully owns, subject to any continuing service or other conditions attached to the award.

How many Ulta Beauty (ULTA) shares does Martin Brok hold after this Form 4 filing?

After the reported grant, Martin Brok directly holds 1,681 shares of Ulta Beauty common stock. This figure includes the impact of the 404-share restricted stock unit award disclosed in the Form 4 transaction details.

What does transaction code "A" mean in the Ulta Beauty (ULTA) Form 4?

Transaction code “A” signifies a grant, award, or other acquisition rather than a market trade. For Ulta Beauty, it indicates Martin Brok’s 404 restricted stock units were granted as compensation, not bought or sold on an exchange.