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Director Kelly Garcia receives 404 RSUs in Ulta Beauty (ULTA)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ulta Beauty director Kelly E. Garcia received an equity grant of 404 shares of Ulta Beauty common stock on June 10, 2026. The shares were awarded as restricted stock units, which vest 100% on June 10, 2027, meaning they fully convert to shares on that date.

Following this grant, Garcia directly holds a total of 2,150 shares of Ulta Beauty common stock. The grant carried a stated price of $0.00 per share, reflecting that it is a compensation award rather than an open-market purchase.

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Insider GARCIA KELLY E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 404 $0.00 --
Holdings After Transaction: Common Stock — 2,150 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 404 shares Restricted stock units granted June 10, 2026
Vesting date June 10, 2027 RSUs vest 100% on this date
Post-transaction holdings 2,150 shares Total Ulta Beauty common stock directly held after grant
Grant price per share $0.00 per share Equity compensation award, not an open-market purchase
restricted stock units financial
"Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARCIA KELLY E
(Last)(First)(Middle)
1000 REMINGTON BLVD
SUITE 120
(Street)
BOLINGBROOK ILLINOIS 60440
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Ulta Beauty, Inc. [ ULTA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A404(1)A$02,150D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of 404 restricted stock units, vesting 100% on 6/10/2027.
/s/ Rene G. Casares, as attorney-in-fact for Kelly E. Garcia06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Ulta Beauty (ULTA) director Kelly E. Garcia report in this Form 4?

Kelly E. Garcia reported receiving a grant of 404 restricted stock units of Ulta Beauty common stock. These units are part of equity compensation and increase her direct holdings to 2,150 shares after the transaction, with no cash purchase involved.

How many Ulta Beauty (ULTA) shares did Kelly E. Garcia acquire in this transaction?

Kelly E. Garcia acquired 404 shares of Ulta Beauty common stock through a restricted stock unit grant. The award is coded as a grant or award acquisition and is not an open-market buy, with a recorded price of $0.00 per share.

When do Kelly E. Garcia’s Ulta Beauty (ULTA) restricted stock units vest?

The 404 restricted stock units granted to Kelly E. Garcia vest 100% on June 10, 2027. At vesting, the units convert into shares of Ulta Beauty common stock, subject to any applicable company or regulatory conditions at that time.

What are Kelly E. Garcia’s Ulta Beauty (ULTA) holdings after this Form 4 transaction?

After the grant, Kelly E. Garcia directly holds 2,150 shares of Ulta Beauty common stock. This total includes the newly reported 404-share restricted stock unit award, reflecting her updated direct ownership position as disclosed in the filing.

Was Kelly E. Garcia’s Ulta Beauty (ULTA) transaction an open-market stock purchase?

No, the transaction was not an open-market purchase. It was classified as a grant, award, or other acquisition of 404 restricted stock units, recorded at $0.00 per share as part of her director compensation rather than a market trade.