Welcome to our dedicated page for Ulta Beauty SEC filings (Ticker: ULTA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ulta Beauty, Inc. (NASDAQ: ULTA) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a specialty beauty retailer. As a Delaware corporation with common stock listed on The NASDAQ Global Select Market under the symbol ULTA, the company submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with exhibits and other required disclosures.
Through these SEC filings, Ulta Beauty reports information on its financial condition, results of operations, risk factors, governance and executive compensation. For example, recent Forms 8-K have disclosed quarterly financial results, including net sales, comparable sales, gross profit and operating income, as well as material events such as Board appointments, executive transitions in the Chief Financial Officer role, adoption of an Executive Severance Plan and the planned conclusion of the Ulta Beauty at Target partnership. Other filings reference the company’s Executive Change in Control and Severance Plan and provide details on compensation arrangements for senior leaders.
For investors analyzing ULTA, the 10-K and 10-Q filings are central sources for segment performance, discussion of the Ulta Beauty Unleashed strategy, and summaries of risks related to macroeconomic conditions, consumer spending, competition, supply chain operations, cybersecurity, brand relationships and international expansion. Current reports on Form 8-K highlight specific events such as leadership changes, strategic agreements, and updates tied to earnings releases.
On this SEC filings page, users can access Ulta Beauty’s regulatory disclosures as they are made available through EDGAR. AI-powered tools can help summarize lengthy documents, highlight key sections and clarify complex topics such as executive severance arrangements, equity compensation plans and changes in governance structure. Filings related to insider roles, such as those that identify principal financial and accounting officers, can also be reviewed to understand how Ulta Beauty’s leadership and oversight evolve over time.
Stephanie Lee Landry, a director of Ulta Beauty, Inc. (ULTA), acquired 277 restricted stock units on 09/01/2025. The Form 4 reports the grant as an acquisition (code A) at no cash price ($0). The filing shows 277 shares beneficially owned following the transaction in a direct ownership form. The RSUs are described in the explanation as vesting 100% on 09/01/2026. The Form 4 was signed by an attorney-in-fact on 09/03/2025. No derivatives, option exercises, cash purchases, or sales are reported in this filing.
Ulta Beauty director Martin Brok received a grant of 277 restricted stock units (RSUs) on 09/01/2025, recorded as a non‑derivative acquisition at a grant price of $0. After the grant, the reporting person beneficially owned 1,277 shares of Ulta Beauty common stock in a direct form. The RSUs vest 100% on 09/01/2026, per the form's explanation. The Form 4 was filed by a single reporting person and signed by an attorney‑in‑fact on 09/03/2025. This disclosure documents a routine equity compensation award to a director and the resulting change in direct beneficial ownership.
Ulta Beauty, Inc. director Stephanie Lee Landry filed a Form 3 initial statement of beneficial ownership in connection with an event dated 09/01/2025. The filing identifies her role as a director of Ulta Beauty but shows no non-derivative or derivative securities listed in either ownership table. An explanatory note states that no securities are beneficially owned, indicating she reported zero beneficial ownership of Ulta Beauty stock as of the reported event date.
Form 3 initial ownership statement for Ulta Beauty (ULTA). The reporting person is Martn Brok of Bolingbrook, IL, identified as a director. The form shows direct beneficial ownership of 1,000 shares of Ulta Beauty common stock and lists this as an individual filing. No derivative securities are reported and no additional explanatory information is provided.
Ulta Beauty reported operations for the 13 and 26 weeks ended August 2, 2025, operating 1,556 stores worldwide, including 1,473 in the U.S., 81 in the U.K. and two in Ireland. The company recognized $381,736 of goodwill related to its acquisition of Space NK during the 13 and 26 weeks ended August 2, 2025. As of August 2, 2025, borrowings included $237,700 outstanding under the primary credit facility with a weighted average interest rate of 6.89% for the 26 weeks and $51,401 outstanding under Space NK’s facility.
Stock-based compensation expense increased year-over-year for the 26-week period, with stock options at $5,050 and restricted stock units at $10,972; unrecognized stock-based compensation totaled approximately $16,480 for options and $48,603 for restricted stock units at August 2, 2025. The effective tax rate was 24.5% for the recent periods, modestly higher than prior-year comparatives, primarily due to reduced tax benefit from stock-based compensation accounting.
Ulta Beauty, Inc. filed a current report to note that it has released its consolidated financial results for the second quarter ended August 2, 2025. The company states that these results are described in a press release dated August 28, 2025, which is included as Exhibit 99.1 and furnished with this report rather than filed. The report does not detail specific revenue, profit, or other metrics, but formally directs investors to the accompanying press release for Ulta Beauty’s second-quarter financial performance and condition.
Ulta Beauty, Inc. expanded its Board of Directors from ten to twelve members and appointed Martin Brok, 58, and Stephenie Landry, 47, as independent directors effective September 1, 2025. Both will serve on the Board’s Audit and Compensation Committees, with initial terms running until the company’s 2026 Annual Meeting of Stockholders.
Brok brings senior leadership experience from Sephora, Starbucks, Nike, Burger King, and Coca-Cola, as well as multiple board roles at global consumer brands. Landry adds deep operating and technology expertise from senior positions at Honor Technology and Amazon, including roles overseeing grocery, logistics, and sustainability. The Board determined that both qualify as independent under Nasdaq and SEC rules, and there are no related-party transactions requiring disclosure. Each will receive cash and equity compensation under Ulta Beauty’s non-employee director compensation program. Ulta Beauty issued a press release on August 21, 2025, announcing these appointments.
Ulta Beauty disclosed that it and Target have mutually agreed not to renew the Ulta Beauty at Target shop-in-shop partnership when the current agreement concludes in August 2026. The Ulta Beauty at Target experience will continue in Target stores and on Target.com until that time. The company states that the conclusion of the partnership is not expected to be material to Ulta Beauty's fiscal 2025 financial results or previously stated long-term financial targets. The filing references a press release filed as Exhibit 99.1 announcing the expiration of the partnership.